Wellington Shields Capital Management, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 10, 2026), Wellington Shields Capital Management, LLC reported 334 stock positions worth $788.4 million. Its top holding was Bloom Energy Class A (BE) at 5.9% of the portfolio, followed by Microsoft (MSFT, 5.1%) and Alphabet Class A (GOOGL, 3.9%). Compared with Q1 2026, it opened 26 new positions, sold out of 17, added to 65 and reduced 111. The biggest buy was Eli Lilly (LLY, shares +73%) and the biggest sale Microsoft (MSFT, shares −13%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $788.4M (Q2 2026)
- SEC Filing
- 0001506071-26-000003 ↗ filed Aug 10, 2026
Holdings Value
Holdings 334 stocks · $788.4M
| BE Bloom Energy Corp. Class A | 5.95% | 154,875 | $46.9M | Reduce -3.0% |
| MSFT Microsoft Corp. | 5.10% | 107,830 | $40.2M | Reduce -12.8% |
| GOOGL Alphabet Inc. Class A | 3.94% | 86,825 | $31.0M | Reduce -1.0% |
| GOOG Alphabet Inc. Class C | 3.84% | 85,673 | $30.3M | Reduce -32.2% |
| AMD Advanced Micro Devices | 3.78% | 51,335 | $29.8M | Reduce -0.1% |
| AAPL Apple Inc. | 3.67% | 99,923 | $28.9M | Reduce -6.1% |
| AMZN Amazon.com Inc. | 3.34% | 110,437 | $26.3M | Add +0.2% |
| JPM JPMorgan Chase & Co. | 3.03% | 72,948 | $23.9M | Add +1.0% |
| AXP American Express Co. | 2.05% | 47,791 | $16.2M | Reduce -6.5% |
| PANW Palo Alto Networks Inc. | 2.03% | 47,036 | $16.0M | Reduce -7.1% |
| QXO Qxo Inc. | 2.00% | 910,228 | $15.7M | Add +36.3% |
| MA Mastercard Inc. Class A | 1.88% | 28,837 | $14.8M | Reduce -8.0% |
| PWR Quanta Services Inc. | 1.85% | 20,281 | $14.6M | Reduce -0.2% |
| XOM Exxonmobil Holdings Corp. | 1.78% | 102,822 | $14.1M | Reduce -2.1% |
| SOXX iShares Semiconductor ETF | 1.70% | 20,887 | $13.4M | Reduce -9.4% |
| MKSI MKS Inc. | 1.68% | 29,770 | $13.2M | Reduce -43.0% |
| VOO Vanguard S&P 500 ETF | 1.57% | 18,075 | $12.4M | Add +32.3% |
| TSM Taiwan Semiconductor-SP ADR | 1.53% | 25,303 | $12.1M | Reduce -14.2% |
| BA The Boeing Co. | 1.52% | 55,467 | $12.0M | Reduce -5.3% |
| LLY Eli Lilly & Co. | 1.49% | 9,793 | $11.7M | Add +73.1% |
| BX Blackstone Inc. | 1.44% | 96,204 | $11.3M | Reduce -12.8% |
| XME SS SPDR S&P Metals Mining | 1.38% | 101,712 | $10.9M | Add +6.1% |
| COF Capital One Financial Corp. | 1.27% | 50,000 | $10.0M | Add +5.9% |
| AVGO Broadcom Inc. | 1.13% | 23,542 | $8.9M | Add +31.1% |
| NVDA Nvidia Corp. | 1.04% | 41,041 | $8.2M | Reduce -23.1% |
| SMH Vaneck Semiconductor ETF | 0.95% | 11,411 | $7.5M | Reduce -8.9% |
| RTX RTX Corp. | 0.94% | 39,062 | $7.4M | Add +28.5% |
| GEV GE Vernova Inc. | 0.81% | 5,434 | $6.4M | Add +35.0% |
| RDDT Reddit Inc. Class A | 0.74% | 33,485 | $5.8M | Add +2.5% |
| APO Apollo Global Management Inc. | 0.72% | 48,133 | $5.7M | Reduce -12.8% |
| LIN Linde PLC | 0.71% | 10,759 | $5.6M | Add +3.9% |
| GLW Corning Inc. | 0.66% | 20,398 | $5.2M | Reduce -21.8% |
| MCK McKesson Corp. | 0.65% | 6,759 | $5.1M | Reduce -1.1% |
| XBI SS SPDR S&P Biotech ETF | 0.64% | 31,985 | $5.1M | Add +1042.3% |
| FLO Flowers Foods Inc. | 0.59% | 589,705 | $4.7M | No change |
| PSNL Personalis Inc. | 0.58% | 339,733 | $4.6M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.52% | 19,345 | $4.1M | Add +8.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.52% | 14,566 | $4.1M | Reduce -20.4% |
| EW Edwards Lifesciences Corp. | 0.51% | 44,831 | $4.1M | Reduce -5.7% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.51% | 2,011 | $4.0M | Add +8.1% |
| BLK BlackRock Inc. | 0.49% | 4,015 | $3.9M | No change |
| ITW Illinois Tool Works | 0.48% | 13,900 | $3.8M | Reduce -1.6% |
| UBER Uber Technologies Inc. | 0.47% | 50,990 | $3.7M | Add +2662.2% |
| WMT Walmart Inc. | 0.43% | 30,188 | $3.4M | Add +0.1% |
| PPC Pilgrim's Pride Corp. | 0.42% | 117,602 | $3.3M | New |
| SLV iShares Silver Trust | 0.42% | 61,322 | $3.3M | Reduce -1.1% |
| PDD PDD Holdings Inc. | 0.41% | 42,842 | $3.3M | New |
| ETN Eaton Corp. PLC | 0.41% | 7,549 | $3.2M | Add +0.9% |
| CW Curtiss-Wright Corp. | 0.41% | 4,223 | $3.2M | Add +13.4% |
| JNJ Johnson & Johnson | 0.41% | 12,573 | $3.2M | Reduce -29.4% |
| GE General Electric filed as GE AEROSPACE | 0.40% | 8,540 | $3.2M | Reduce -10.0% |
| DCH Dauch Corporation | 0.40% | 584,190 | $3.2M | New |
| CEG Constellation Energy | 0.39% | 12,521 | $3.1M | Reduce -0.8% |
| HD Home Depot Inc. | 0.39% | 8,790 | $3.1M | No change |
| CFG Citizens Financial Group | 0.39% | 44,000 | $3.1M | No change |
| DELL Dell Technologies -C | 0.39% | 7,107 | $3.1M | Reduce -3.7% |
| V Visa Inc. Class A | 0.39% | 8,860 | $3.0M | Reduce -0.5% |
| KO The Coca-Cola Co. | 0.38% | 37,085 | $3.0M | Reduce -1.7% |
| SPG Simon Property Group Inc. | 0.38% | 13,465 | $3.0M | Add +15.5% |
| CG The Carlyle Group Inc. | 0.38% | 71,310 | $3.0M | Reduce -8.0% |
| MP MP Materials Corp. | 0.37% | 51,680 | $2.9M | Add +209.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.36% | 5,669 | $2.8M | Add +0.8% |
| MS Morgan Stanley | 0.36% | 13,414 | $2.8M | Reduce -3.0% |
| DE Deere & Co. | 0.35% | 4,365 | $2.8M | No change |
| UNP Union Pacific Corp. | 0.35% | 10,128 | $2.8M | Add +29.4% |
| GS Goldman Sachs Group Inc. | 0.35% | 2,719 | $2.8M | Add +0.1% |
| NEE Nextera Energy Inc. | 0.35% | 31,300 | $2.7M | Add +10.2% |
| SNA Snap-on Inc. | 0.33% | 6,450 | $2.6M | No change |
| ISRG Intuitive Surgical Inc. | 0.32% | 6,325 | $2.5M | Reduce -10.6% |
| GLD SPDR Gold Shares | 0.32% | 6,794 | $2.5M | Reduce -2.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.32% | 3,328 | $2.5M | Reduce -24.9% |
| TROX Tronox Holdings PLC | 0.31% | 388,123 | $2.4M | Reduce -19.0% |
| CLS Celestica Inc. | 0.31% | 6,660 | $2.4M | New |
| LNG Cheniere Energy Inc. | 0.28% | 9,097 | $2.2M | Add +0.6% |
| NSC Norfolk Southern Corp. | 0.26% | 6,631 | $2.1M | Reduce -23.7% |
| WPC WP Carey Inc. | 0.26% | 29,127 | $2.1M | Reduce -6.6% |
| TSLA Tesla Inc. | 0.25% | 4,753 | $2.0M | Reduce -11.2% |
| COST Costco Wholesale Corp. | 0.24% | 2,065 | $1.9M | Reduce -0.2% |
| GDXJ Vaneck Junior Gold Miners | 0.24% | 19,050 | $1.9M | Add +12.4% |
| VZ Verizon Communications Inc. | 0.24% | 44,014 | $1.9M | Reduce -4.2% |
| LMT Lockheed Martin Corp. | 0.23% | 3,537 | $1.8M | Reduce -0.8% |
| PM Philip Morris International | 0.22% | 9,759 | $1.8M | Reduce -23.5% |
| EWZ iShares MSCI Brazil ETF | 0.22% | 50,500 | $1.7M | Add +21.7% |
| ESI Element Solutions Inc. | 0.22% | 36,258 | $1.7M | No change |
| ILMN Illumina Inc. | 0.22% | 9,840 | $1.7M | Reduce -3.0% |
| AMAT Applied Materials Inc. | 0.22% | 2,380 | $1.7M | No change |
| ET Energy Transfer LP | 0.21% | 87,425 | $1.7M | Reduce -5.6% |
| SHEL Shell PLC-ADR | 0.21% | 21,058 | $1.6M | Reduce -2.8% |
| TKR Timken Co. | 0.21% | 11,225 | $1.6M | New |
| CVS CVS Health Corp. | 0.20% | 15,461 | $1.6M | Add +121.3% |
| TEVA Teva Pharmaceutical-SP ADR | 0.20% | 45,773 | $1.6M | No change |
| RKT Rocket Cos Inc. Class A | 0.19% | 95,692 | $1.5M | No change |
| CCJ Cameco Corp. | 0.19% | 14,600 | $1.5M | No change |
| INTC Intel Corp. | 0.18% | 10,171 | $1.4M | Reduce -27.5% |
| TTWO Take-Two Interactive Softwre | 0.18% | 5,600 | $1.4M | No change |
| CVX Chevron Corp. | 0.18% | 8,436 | $1.4M | Add +18.3% |
| JEF Jefferies Financial Group Inc. | 0.18% | 27,900 | $1.4M | Reduce -3.5% |
| PBR.A Petroleo Brasil-SP Pref ADR | 0.18% | 94,600 | $1.4M | No change |
| URA Global X Uranium ETF | 0.18% | 31,625 | $1.4M | Add +109.1% |
| TEM Tempus AI Inc. Class A | 0.17% | 23,594 | $1.4M | Add +26.9% |
Portfolio Sells Q1 2026 → Q2 2026
| MSFT Microsoft Corp. | Reduce -12.8% | 5.10% | −1.77 |
| GOOG Alphabet Inc. Class C | Reduce -32.2% | 3.84% | −1.60 |
| XOM Exxonmobil Holdings Corp. | Reduce -2.1% | 1.78% | −0.89 |
| XYZ Block Inc. | Sold out | 0.00% | −0.54 |
| MA Mastercard Inc. Class A | Reduce -8.0% | 1.88% | −0.47 |
| BX Blackstone Inc. | Reduce -12.8% | 1.44% | −0.47 |
| TROX Tronox Holdings PLC | Reduce -19.0% | 0.31% | −0.39 |
| AAPL Apple Inc. | Reduce -6.1% | 3.67% | −0.38 |
| NVDA Nvidia Corp. | Reduce -23.1% | 1.04% | −0.36 |
| AXP American Express Co. | Reduce -6.5% | 2.05% | −0.27 |
| JNJ Johnson & Johnson | Reduce -29.4% | 0.41% | −0.25 |
| MCK McKesson Corp. | Reduce -1.1% | 0.65% | −0.24 |
| BA The Boeing Co. | Reduce -5.3% | 1.52% | −0.23 |
| SLV iShares Silver Trust | Reduce -1.1% | 0.42% | −0.22 |
| APO Apollo Global Management Inc. | Reduce -12.8% | 0.72% | −0.20 |
| META Meta Platforms Inc. Class A | Reduce -54.4% | 0.12% | −0.19 |
| CG The Carlyle Group Inc. | Reduce -8.0% | 0.38% | −0.18 |
| ISRG Intuitive Surgical Inc. | Reduce -10.6% | 0.32% | −0.17 |
| ACN Accenture PLC Class A | Reduce -57.8% | 0.05% | −0.16 |
| IBM Intl Business Machines Corp. | Reduce -20.4% | 0.52% | −0.15 |
| CEG Constellation Energy | Reduce -0.8% | 0.39% | −0.13 |
| GLD SPDR Gold Shares | Reduce -2.2% | 0.32% | −0.13 |
| HON Honeywell International Inc. | Reduce -1.7% | 0.09% | −0.13 |
| MKSI MKS Inc. | Reduce -43.0% | 1.68% | −0.12 |
| ABBV Abbvie Inc. | Reduce -43.3% | 0.15% | −0.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -24.9% | 0.32% | −0.12 |
| VZ Verizon Communications Inc. | Reduce -4.2% | 0.24% | −0.11 |
| NSC Norfolk Southern Corp. | Reduce -23.7% | 0.26% | −0.11 |
| PG The Procter & Gamble Co. | Reduce -30.0% | 0.16% | −0.11 |
| PLTR Palantir Technologies Inc. Class A | Reduce -49.9% | 0.05% | −0.10 |
| SHEL Shell PLC-ADR | Reduce -2.8% | 0.21% | −0.10 |
| LMT Lockheed Martin Corp. | Reduce -0.8% | 0.23% | −0.09 |
| PM Philip Morris International | Reduce -23.5% | 0.22% | −0.09 |
| ITW Illinois Tool Works | Reduce -1.6% | 0.48% | −0.07 |
| PEP Pepsico Inc. | Reduce -48.8% | 0.05% | −0.07 |
| ABT Abbott Laboratories | Reduce -66.1% | 0.03% | −0.07 |
| EEM iShares MSCI Emerging Market | Reduce -68.6% | 0.03% | −0.07 |
| T AT&T Inc. | Reduce -8.0% | 0.09% | −0.07 |
| TOST Toast Inc. Class A | Sold out | 0.00% | −0.07 |
| COST Costco Wholesale Corp. | Reduce -0.2% | 0.24% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -39.6% | 0.07% | −0.06 |
| CRM Salesforce Inc. | Reduce -38.9% | 0.05% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -25.3% | 0.09% | −0.06 |
| TPR Tapestry Inc. | Sold out | 0.00% | −0.06 |
| CAT Caterpillar Inc. | Reduce -68.1% | 0.04% | −0.06 |
| COIN Coinbase Global Inc. Class A | Reduce -3.6% | 0.12% | −0.06 |
| EW Edwards Lifesciences Corp. | Reduce -5.7% | 0.51% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -78.7% | 0.02% | −0.06 |
| ET Energy Transfer LP | Reduce -5.6% | 0.21% | −0.06 |
| WPC WP Carey Inc. | Reduce -6.6% | 0.26% | −0.05 |
Portfolio Buys Q1 2026 → Q2 2026
| LLY Eli Lilly & Co. | Add +73.1% | 1.49% | +0.71 |
| XBI SS SPDR S&P Biotech ETF | Add +1042.3% | 0.64% | +0.59 |
| UBER Uber Technologies Inc. | Add +2662.2% | 0.47% | +0.45 |
| PPC Pilgrim's Pride Corp. | New | 0.42% | +0.42 |
| PDD PDD Holdings Inc. | New | 0.41% | +0.41 |
| DCH Dauch Corporation | New | 0.40% | +0.40 |
| VOO Vanguard S&P 500 ETF | Add +32.3% | 1.57% | +0.35 |
| CLS Celestica Inc. | New | 0.31% | +0.31 |
| AVGO Broadcom Inc. | Add +31.1% | 1.13% | +0.29 |
| GEV GE Vernova Inc. | Add +35.0% | 0.81% | +0.28 |
| MP MP Materials Corp. | Add +209.8% | 0.37% | +0.25 |
| TKR Timken Co. | New | 0.21% | +0.21 |
| ASML ASML Holding NV-NY Reg SHS | Add +8.1% | 0.51% | +0.14 |
| CVS CVS Health Corp. | Add +121.3% | 0.20% | +0.13 |
| MRVL Marvell Technology Inc. | New | 0.11% | +0.11 |
| UPS United Parcel Service Class B | Add +393.0% | 0.10% | +0.08 |
| FPS Forgent Power Solutions Class A | New | 0.08% | +0.08 |
| RDDT Reddit Inc. Class A | Add +2.5% | 0.74% | +0.08 |
| EWJ iShares MSCI Japan ETF | Add +436.7% | 0.10% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +85.2% | 0.15% | +0.07 |
| URA Global X Uranium ETF | Add +109.1% | 0.18% | +0.07 |
| UNP Union Pacific Corp. | Add +29.4% | 0.35% | +0.06 |
| RTX RTX Corp. | Add +28.5% | 0.94% | +0.06 |
| SPG Simon Property Group Inc. | Add +15.5% | 0.38% | +0.06 |
| TSEM Tower Semiconductor Ltd. | New | 0.05% | +0.05 |
| XAR SS SPDR S&P Aerospace Def | New | 0.05% | +0.05 |
| FCX Freeport-McMoran Inc. | Add +299.5% | 0.07% | +0.05 |
| EWY iShares MSCI South Korea ETF | New | 0.05% | +0.05 |
| QXO Qxo Inc. | Add +36.3% | 2.00% | +0.05 |
| TEM Tempus AI Inc. Class A | Add +26.9% | 0.17% | +0.05 |
| RKLB Rocket Lab Corp. | Add +17.9% | 0.13% | +0.05 |
| VNQ Vanguard Real Estate ETF | New | 0.05% | +0.05 |
| XLB SS Materials Select Sector | New | 0.04% | +0.04 |
| MOO Vaneck Agribusiness ETF | New | 0.04% | +0.04 |
| MRK Merck & Co. Inc. | Add +45.9% | 0.17% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +67.8% | 0.09% | +0.04 |
| OC Owens Corning | New | 0.04% | +0.04 |
| COHR Coherent Corp. | New | 0.04% | +0.04 |
| AIT Applied Industrial Tech Inc. | New | 0.03% | +0.03 |
| ROST Ross Stores Inc. | Add +80.0% | 0.10% | +0.03 |
| ECG Everus Construction Group | New | 0.03% | +0.03 |
| CW Curtiss-Wright Corp. | Add +13.4% | 0.41% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +83.3% | 0.05% | +0.02 |
| IBB iShares Biotechnology ETF | Add +40.2% | 0.09% | +0.02 |
| AMLP Alerian MLP ETF | Add +37.8% | 0.15% | +0.02 |
| XPO Xpo Inc. | Add +171.3% | 0.03% | +0.02 |
| GVA Granite Construction Inc. | New | 0.01% | +0.01 |
| XLF SS Financial Select Sector | Add +38.6% | 0.07% | +0.01 |
| ETR Entergy Corp. | Add +43.3% | 0.07% | +0.01 |
| SBUX Starbucks Corp. | New | 0.01% | +0.01 |
Notes & Other Activity Q1 2026 → Q2 2026
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 13,860 | $97before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |