Wellington Shields Capital Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 4, 2026), Wellington Shields Capital Management, LLC reported 324 stock positions worth $666.2 million. Its top holding was Microsoft (MSFT) at 6.9% of the portfolio, followed by Alphabet Class C (GOOG, 5.4%) and Apple (AAPL, 4.1%). Compared with Q4 2025, it opened 26 new positions, sold out of 18, added to 82 and reduced 110. The biggest buy was Exxon Mobil (XOM, shares +1%) and the biggest sale Blackstone (BX, shares −29%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $666.2M (Q1 2026)
- SEC Filing
- 0001506071-26-000002 ↗ filed May 4, 2026
Holdings Value
Holdings 324 stocks · $666.2M
| MSFT Microsoft Corp. | 6.87% | 123,668 | $45.8M | Add +10.1% |
| GOOG Alphabet Inc. Class C | 5.44% | 126,319 | $36.2M | Add +0.3% |
| AAPL Apple Inc. | 4.05% | 106,370 | $27.0M | Reduce -10.0% |
| GOOGL Alphabet Inc. Class A | 3.79% | 87,710 | $25.2M | Reduce -10.7% |
| AMZN Amazon.com Inc. | 3.45% | 110,251 | $23.0M | Add +4.6% |
| BE Bloom Energy Corp. Class A | 3.25% | 159,575 | $21.6M | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 3.19% | 72,247 | $21.3M | Add +0.4% |
| XOM Exxon Mobil Corp. | 2.68% | 105,044 | $17.8M | Add +1.3% |
| MA Mastercard Inc. Class A | 2.35% | 31,337 | $15.7M | Add +1.0% |
| AXP American Express Co. | 2.32% | 51,094 | $15.5M | Add +27.6% |
| QXO Qxo Inc. | 1.95% | 668,051 | $13.0M | Add +25.4% |
| BX Blackstone Inc. | 1.91% | 110,374 | $12.7M | Reduce -29.1% |
| MKSI MKS Inc. | 1.80% | 52,220 | $12.0M | Reduce -3.6% |
| BA The Boeing Co. | 1.75% | 58,550 | $11.7M | Add +14.5% |
| PWR Quanta Services Inc. | 1.68% | 20,326 | $11.2M | Add +1.4% |
| AMD Advanced Micro Devices | 1.57% | 51,385 | $10.5M | Reduce -0.1% |
| XME SS SPDR S&P Metals Mining | 1.55% | 95,850 | $10.4M | Add +61.5% |
| TSM Taiwan Semiconductor-SP ADR | 1.50% | 29,474 | $10.0M | Add +8.0% |
| NVDA Nvidia Corp. | 1.40% | 53,351 | $9.3M | Reduce -4.7% |
| COF Capital One Financial Corp. | 1.29% | 47,226 | $8.6M | Add +38.0% |
| VOO Vanguard S&P 500 ETF | 1.23% | 13,663 | $8.2M | Add +57.1% |
| PANW Palo Alto Networks Inc. | 1.22% | 50,636 | $8.1M | Reduce -12.4% |
| SOXX iShares Semiconductor ETF | 1.14% | 23,046 | $7.6M | Add +8.8% |
| APO Apollo Global Management Inc. | 0.92% | 55,222 | $6.2M | Reduce -26.8% |
| MCK McKesson Corp. | 0.89% | 6,834 | $5.9M | Reduce -12.2% |
| RTX RTX Corp. | 0.88% | 30,400 | $5.9M | Add +7.9% |
| AVGO Broadcom Inc. | 0.83% | 17,951 | $5.6M | Reduce -14.9% |
| LLY Eli Lilly & Co. | 0.78% | 5,656 | $5.2M | Reduce -3.2% |
| LIN Linde PLC | 0.77% | 10,359 | $5.1M | Reduce -0.1% |
| FLO Flowers Foods Inc. | 0.72% | 589,705 | $4.8M | Add +356.0% |
| SMH Vaneck Semiconductor ETF | 0.72% | 12,520 | $4.8M | Reduce -4.4% |
| TROX Tronox Holdings PLC | 0.70% | 479,277 | $4.7M | Reduce -41.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.67% | 18,291 | $4.4M | Reduce -11.1% |
| RDDT Reddit Inc. Class A | 0.66% | 32,658 | $4.4M | Add +10.1% |
| JNJ Johnson & Johnson | 0.65% | 17,814 | $4.4M | Reduce -5.8% |
| SLV iShares Silver Trust | 0.63% | 62,022 | $4.2M | Reduce -9.6% |
| BLK BlackRock Inc. | 0.58% | 4,015 | $3.9M | Add +2.5% |
| EW Edwards Lifesciences Corp. | 0.57% | 47,531 | $3.8M | No change |
| CG The Carlyle Group Inc. | 0.56% | 77,544 | $3.8M | Reduce -8.1% |
| WMT Walmart Inc. | 0.56% | 30,173 | $3.7M | Add +3.4% |
| ITW Illinois Tool Works | 0.55% | 14,125 | $3.7M | Reduce -2.1% |
| XYZ Block Inc. | 0.54% | 59,416 | $3.6M | Reduce -22.7% |
| GLW Corning Inc. | 0.53% | 26,095 | $3.5M | Reduce -3.7% |
| CEG Constellation Energy | 0.53% | 12,626 | $3.5M | Add +2.4% |
| GEV GE Vernova Inc. | 0.53% | 4,025 | $3.5M | Add +7.0% |
| RSP Invesco S&P 500 Equal Weight | 0.51% | 17,820 | $3.4M | Add +169.0% |
| ISRG Intuitive Surgical Inc. | 0.49% | 7,075 | $3.3M | Reduce -7.3% |
| GLD SPDR Gold Shares | 0.45% | 6,944 | $3.0M | No change |
| HD Home Depot Inc. | 0.43% | 8,790 | $2.9M | Reduce -9.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.43% | 4,434 | $2.9M | Reduce -2.6% |
| KO The Coca-Cola Co. | 0.43% | 37,734 | $2.9M | Add +2.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.40% | 5,627 | $2.7M | Reduce -2.3% |
| GE General Electric filed as GE AEROSPACE | 0.40% | 9,489 | $2.7M | Add +6.4% |
| V Visa Inc. Class A | 0.40% | 8,904 | $2.7M | Reduce -14.4% |
| ETN Eaton Corp. PLC | 0.40% | 7,482 | $2.7M | Reduce -10.2% |
| CFG Citizens Financial Group | 0.40% | 44,000 | $2.6M | No change |
| NEE Nextera Energy Inc. | 0.40% | 28,400 | $2.6M | Reduce -0.3% |
| LNG Cheniere Energy Inc. | 0.39% | 9,046 | $2.6M | Add +0.0% |
| CW Curtiss-Wright Corp. | 0.38% | 3,723 | $2.5M | Add +4.9% |
| NSC Norfolk Southern Corp. | 0.37% | 8,689 | $2.5M | New |
| DE Deere & Co. | 0.37% | 4,365 | $2.5M | Add +1.8% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.37% | 1,861 | $2.5M | No change |
| SNA Snap-on Inc. | 0.35% | 6,450 | $2.3M | Reduce -9.0% |
| VZ Verizon Communications Inc. | 0.35% | 45,948 | $2.3M | Add +15.3% |
| GS Goldman Sachs Group Inc. | 0.34% | 2,715 | $2.3M | Add +0.2% |
| MS Morgan Stanley | 0.34% | 13,828 | $2.3M | Add +0.4% |
| SPG Simon Property Group Inc. | 0.33% | 11,655 | $2.2M | Reduce -0.2% |
| PSNL Personalis Inc. | 0.32% | 339,733 | $2.2M | Reduce -0.1% |
| LMT Lockheed Martin Corp. | 0.32% | 3,564 | $2.2M | Reduce -4.2% |
| WPC WP Carey Inc. | 0.32% | 31,177 | $2.1M | Add +3.3% |
| PM Philip Morris International | 0.32% | 12,759 | $2.1M | Add +34.7% |
| COST Costco Wholesale Corp. | 0.31% | 2,070 | $2.1M | Reduce -1.2% |
| META Meta Platforms Inc. Class A | 0.31% | 3,603 | $2.1M | Reduce -13.8% |
| GDXJ Vaneck Junior Gold Miners | 0.31% | 16,950 | $2.0M | No change |
| SHEL Shell PLC-ADR | 0.30% | 21,658 | $2.0M | Reduce -4.1% |
| TSLA Tesla Inc. | 0.30% | 5,353 | $2.0M | Reduce -3.6% |
| UNP Union Pacific Corp. | 0.29% | 7,829 | $1.9M | Reduce -2.7% |
| ABBV Abbvie Inc. | 0.27% | 8,321 | $1.8M | Reduce -45.9% |
| ET Energy Transfer LP | 0.27% | 92,617 | $1.8M | Reduce -17.9% |
| PBR.A Petroleo Brasil-SP Pref ADR | 0.27% | 94,600 | $1.8M | Reduce -5.4% |
| PG The Procter & Gamble Co. | 0.27% | 12,271 | $1.8M | Add +22.7% |
| EWZ iShares MSCI Brazil ETF | 0.24% | 41,500 | $1.6M | No change |
| CCJ Cameco Corp. | 0.24% | 14,600 | $1.6M | No change |
| XOP SS SPDR S&P Og Exp & Prod | 0.23% | 8,523 | $1.5M | No change |
| HON Honeywell International Inc. | 0.22% | 6,547 | $1.5M | Add +7.7% |
| CVX Chevron Corp. | 0.22% | 7,130 | $1.5M | Add +36.9% |
| ACN Accenture PLC Class A | 0.21% | 7,100 | $1.4M | Reduce -0.5% |
| TEVA Teva Pharmaceutical-SP ADR | 0.21% | 45,773 | $1.4M | No change |
| RKT Rocket Cos Inc. Class A | 0.20% | 95,692 | $1.4M | Add +0.2% |
| AA Alcoa Corp. | 0.19% | 19,170 | $1.3M | Reduce -1.1% |
| ILMN Illumina Inc. | 0.19% | 10,140 | $1.2M | No change |
| ESI Element Solutions Inc. | 0.19% | 36,258 | $1.2M | New |
| AMGN Amgen Inc. | 0.18% | 3,477 | $1.2M | Reduce -0.2% |
| DELL Dell Technologies -C | 0.18% | 7,377 | $1.2M | No change |
| COIN Coinbase Global Inc. Class A | 0.18% | 6,872 | $1.2M | Add +63.5% |
| JEF Jefferies Financial Group Inc. | 0.18% | 28,900 | $1.2M | No change |
| TTWO Take-Two Interactive Softwre | 0.17% | 5,600 | $1.1M | Reduce -22.0% |
| T AT&T Inc. | 0.16% | 36,618 | $1.1M | Add +5.9% |
| GDX Vaneck Gold Miners ETF | 0.16% | 11,400 | $1.0M | Reduce -3.4% |
| ENB Enbridge Inc. | 0.15% | 18,820 | $1.0M | Add +5.1% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $97 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 13,860 | $97 | No change |
Total filed on the 13F, all lines: $666.2M.
Portfolio Sells Q4 2025 → Q1 2026
| BX Blackstone Inc. | Reduce -29.1% | 1.91% | −1.60 |
| GOOGL Alphabet Inc. Class A | Reduce -10.7% | 3.79% | −0.69 |
| APO Apollo Global Management Inc. | Reduce -26.8% | 0.92% | −0.67 |
| AAPL Apple Inc. | Reduce -10.0% | 4.05% | −0.63 |
| PANW Palo Alto Networks Inc. | Reduce -12.4% | 1.22% | −0.33 |
| KKR KKR & Co. Inc. | Reduce -81.3% | 0.04% | −0.25 |
| ABBV Abbvie Inc. | Reduce -45.9% | 0.27% | −0.24 |
| AVGO Broadcom Inc. | Reduce -14.9% | 0.83% | −0.23 |
| IBM Intl Business Machines Corp. | Reduce -11.1% | 0.67% | −0.22 |
| CRM Salesforce Inc. | Reduce -53.7% | 0.11% | −0.22 |
| FETH Fidelity Ethereum Fund | Reduce -65.0% | 0.07% | −0.21 |
| XYZ Block Inc. | Reduce -22.7% | 0.54% | −0.19 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.18 |
| CG The Carlyle Group Inc. | Reduce -8.1% | 0.56% | −0.16 |
| UNH Unitedhealth Group Inc. | Reduce -89.6% | 0.01% | −0.15 |
| IBIT iShares Bitcoin Trust ETF | Reduce -76.2% | 0.03% | −0.14 |
| ISRG Intuitive Surgical Inc. | Reduce -7.3% | 0.49% | −0.14 |
| LLY Eli Lilly & Co. | Reduce -3.2% | 0.78% | −0.13 |
| ABT Abbott Laboratories | Reduce -49.0% | 0.10% | −0.13 |
| V Visa Inc. Class A | Reduce -14.4% | 0.40% | −0.13 |
| BAC Bank of America Corp. | Reduce -65.1% | 0.06% | −0.13 |
| NVDA Nvidia Corp. | Reduce -4.7% | 1.40% | −0.12 |
| HI Hillenbrand Inc. | Sold out | 0.00% | −0.11 |
| TTWO Take-Two Interactive Softwre | Reduce -22.0% | 0.17% | −0.10 |
| CRBG Corebridge Financial Inc. | Sold out | 0.00% | −0.09 |
| META Meta Platforms Inc. Class A | Reduce -13.8% | 0.31% | −0.09 |
| XLF SS Financial Select Sector | Reduce -59.5% | 0.05% | −0.09 |
| VGK Vanguard Ftse Europe ETF | Sold out | 0.00% | −0.08 |
| SCHL Scholastic Corp. | Reduce -77.9% | 0.04% | −0.08 |
| TEM Tempus AI Inc. Class A | Reduce -21.2% | 0.13% | −0.08 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -63.2% | 0.04% | −0.07 |
| PSNL Personalis Inc. | Reduce -0.1% | 0.32% | −0.07 |
| ACN Accenture PLC Class A | Reduce -0.5% | 0.21% | −0.07 |
| TSLA Tesla Inc. | Reduce -3.6% | 0.30% | −0.07 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.06 |
| HD Home Depot Inc. | Reduce -9.1% | 0.43% | −0.05 |
| TFC Truist Financial Corp. | Sold out | 0.00% | −0.05 |
| MPLX MPLX LP | Sold out | 0.00% | −0.05 |
| AES AES Corp. | Sold out | 0.00% | −0.04 |
| BDX Becton Dickinson and Co. | Reduce -9.7% | 0.13% | −0.04 |
| MCK McKesson Corp. | Reduce -12.2% | 0.89% | −0.04 |
| PLTR Palantir Technologies Inc. Class A | Reduce -6.8% | 0.15% | −0.04 |
| AMD Advanced Micro Devices | Reduce -0.1% | 1.57% | −0.04 |
| JEPQ JPM Nasdaq Equity Premium | Sold out | 0.00% | −0.04 |
| TOST Toast Inc. Class A | Reduce -15.5% | 0.07% | −0.04 |
| EWJ iShares MSCI Japan ETF | Reduce -67.0% | 0.02% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -22.4% | 0.10% | −0.03 |
| APP AppLovin Corp. Class A | Reduce -50.0% | 0.01% | −0.03 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -24.0% | 0.07% | −0.03 |
| ORCL Oracle Corp. | Reduce -13.3% | 0.06% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| XOM Exxon Mobil Corp. | Add +1.3% | 2.68% | +0.86 |
| XME SS SPDR S&P Metals Mining | Add +61.5% | 1.55% | +0.66 |
| FLO Flowers Foods Inc. | Add +356.0% | 0.72% | +0.52 |
| QXO Qxo Inc. | Add +25.4% | 1.95% | +0.45 |
| PWR Quanta Services Inc. | Add +1.4% | 1.68% | +0.44 |
| VOO Vanguard S&P 500 ETF | Add +57.1% | 1.23% | +0.43 |
| NSC Norfolk Southern Corp. | New | 0.37% | +0.37 |
| RSP Invesco S&P 500 Equal Weight | Add +169.0% | 0.51% | +0.33 |
| TSM Taiwan Semiconductor-SP ADR | Add +8.0% | 1.50% | +0.29 |
| SOXX iShares Semiconductor ETF | Add +8.8% | 1.14% | +0.21 |
| ESI Element Solutions Inc. | New | 0.19% | +0.19 |
| GEV GE Vernova Inc. | Add +7.0% | 0.53% | +0.17 |
| AXP American Express Co. | Add +27.6% | 2.32% | +0.16 |
| BA The Boeing Co. | Add +14.5% | 1.75% | +0.13 |
| LNG Cheniere Energy Inc. | Add +0.0% | 0.39% | +0.13 |
| RTX RTX Corp. | Add +7.9% | 0.88% | +0.13 |
| VZ Verizon Communications Inc. | Add +15.3% | 0.35% | +0.11 |
| EEM iShares MSCI Emerging Market | New | 0.11% | +0.11 |
| CVX Chevron Corp. | Add +36.9% | 0.22% | +0.11 |
| CW Curtiss-Wright Corp. | Add +4.9% | 0.38% | +0.10 |
| PM Philip Morris International | Add +34.7% | 0.32% | +0.10 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.09% | +0.09 |
| WMT Walmart Inc. | Add +3.4% | 0.56% | +0.09 |
| COF Capital One Financial Corp. | Add +38.0% | 1.29% | +0.08 |
| ITRI Itron Inc. | New | 0.08% | +0.08 |
| DE Deere & Co. | Add +1.8% | 0.37% | +0.08 |
| VUG Vanguard Mrngstar GR ETF-Sui | New | 0.07% | +0.07 |
| AMAT Applied Materials Inc. | Add +60.8% | 0.12% | +0.07 |
| STRL Sterling Infrastructure Inc. | New | 0.06% | +0.06 |
| PG The Procter & Gamble Co. | Add +22.7% | 0.27% | +0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +68.4% | 0.13% | +0.05 |
| KO The Coca-Cola Co. | Add +2.2% | 0.43% | +0.05 |
| BMY Bristol-Myers Squibb Co. | Add +32.9% | 0.15% | +0.05 |
| HON Honeywell International Inc. | Add +7.7% | 0.22% | +0.05 |
| FANG Diamondback Energy Inc. | Add +23.6% | 0.12% | +0.05 |
| WAT Waters Corp. | New | 0.05% | +0.05 |
| SLB SLB Ltd. | Add +73.0% | 0.08% | +0.05 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | New | 0.05% | +0.05 |
| COIN Coinbase Global Inc. Class A | Add +63.5% | 0.18% | +0.04 |
| MO Altria Group Inc. | Add +24.4% | 0.13% | +0.04 |
| AR Antero Resources Corp. | Add +56.3% | 0.08% | +0.04 |
| SCHO Schwab Short-Term US Treas | New | 0.04% | +0.04 |
| WPC WP Carey Inc. | Add +3.3% | 0.32% | +0.03 |
| ARM Arm Holdings PLC-ADR | New | 0.03% | +0.03 |
| T AT&T Inc. | Add +5.9% | 0.16% | +0.03 |
| CAT Caterpillar Inc. | Add +20.8% | 0.10% | +0.03 |
| AMSC American Superconductor Corp. | New | 0.03% | +0.03 |
| MU Micron Technology Inc. | Add +33.6% | 0.09% | +0.03 |
| HAL Halliburton Co. | New | 0.03% | +0.03 |
| NBIS Nebius Group NV | New | 0.03% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |