Wellington Shields Capital Management, LLC

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 5, 2024), Wellington Shields Capital Management, LLC reported 307 stock positions worth $549.3 million. Its top holding was Microsoft (MSFT) at 9.1% of the portfolio, followed by Apple (AAPL, 5.3%) and Alphabet Class C (GOOG, 4.6%). Compared with Q1 2024, it opened 16 new positions, sold out of 14, added to 88 and reduced 64. The biggest buy was Exxon Mobil (XOM, shares +117%) and the biggest sale an exit from Pioneer Natural Resources (PXD).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506071
Portfolio Value
$549.3M (Q2 2024)
SEC Filing
0001506071-24-000001 ↗ filed Aug 5, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $530.4M Q1 2024 Q2 2024: $549.3M $549.3M Q2 2024 Q3 2024: $575.3M Q3 2024 Q4 2024: $565.4M Q4 2024 Q1 2025: $551.4M Q1 2025 Q2 2025: $591.0M Q2 2025 Q3 2025: $658.9M Q3 2025 Q4 2025: $685.8M Q4 2025 Q1 2026: $666.2M Q1 2026 Q2 2026: $788.4M Q2 2026

Holdings 307 stocks · $549.3M
MSFT Microsoft Corp. 9.07% 111,433 $49.8M Add +1.5%
AAPL Apple Inc. 5.34% 139,259 $29.3M Reduce -0.2%
GOOG Alphabet Inc. Class C 4.62% 138,227 $25.4M Add +0.2%
AMZN Amazon.com Inc. 3.31% 94,074 $18.2M Add +2.5%
GOOGL Alphabet Inc. Class A 3.25% 98,146 $17.9M Add +0.3%
BX Blackstone Inc. 3.15% 139,621 $17.3M Add +1.9%
XOM Exxon Mobil Corp. 2.79% 133,045 $15.3M Add +116.7%
MA Mastercard Inc. Class A 2.54% 31,632 $14.0M No change
JPM JPMorgan Chase & Co. 2.45% 66,508 $13.5M Add +0.6%
FLO Flowers Foods Inc. 2.15% 530,795 $11.8M Reduce -1.2%
PANW Palo Alto Networks Inc. 1.90% 30,850 $10.5M Add +1.0%
TMO Thermo Fisher Scientific Inc. 1.83% 18,181 $10.1M Reduce -0.1%
SOXX iShares Semiconductor ETF 1.70% 37,874 $9.3M Add +2.1%
AMD Advanced Micro Devices 1.52% 51,510 $8.4M No change
VOO Vanguard S&P 500 ETF 1.51% 16,631 $8.3M Reduce -12.2%
EW Edwards Lifesciences Corp. 1.33% 79,232 $7.3M Reduce -0.5%
AXP American Express Co. 1.32% 31,327 $7.3M Reduce -1.3%
APO Apollo Global Management Inc. 1.10% 51,268 $6.1M Add +1.1%
ACN Accenture PLC Class A 1.02% 18,470 $5.6M No change
LIN Linde PLC 1.01% 12,585 $5.5M Add +0.6%
LLY Eli Lilly & Co. 0.94% 5,687 $5.1M Reduce -6.3%
BA The Boeing Co. 0.93% 28,181 $5.1M Add +10.3%
NVDA Nvidia Corp. 0.92% 41,030 $5.1M Add +7.5%
PWR Quanta Services Inc. 0.86% 18,689 $4.7M Add +0.5%
VDE Vanguard Energy ETF 0.83% 35,949 $4.6M Reduce -2.2%
MCK McKesson Corp. 0.80% 7,561 $4.4M No change
ITW Illinois Tool Works 0.74% 17,148 $4.1M No change
SMH Vaneck Semiconductor ETF 0.68% 14,332 $3.7M Reduce -0.8%
XME SS SPDR S&P Metals Mining 0.68% 62,598 $3.7M Add +4.9%
AVGO Broadcom Inc. 0.67% 2,302 $3.7M Add +1.3%
UNH Unitedhealth Group Inc. 0.67% 7,232 $3.7M Add +149.2%
JNJ Johnson & Johnson 0.66% 24,937 $3.6M Reduce -6.5%
ABBV Abbvie Inc. 0.66% 21,032 $3.6M Add +3.3%
HD Home Depot Inc. 0.63% 10,032 $3.5M Add +0.9%
COF Capital One Financial Corp. 0.63% 24,850 $3.4M Reduce -3.7%
KO The Coca-Cola Co. 0.62% 53,725 $3.4M No change
ARCC Ares Capital Corp. 0.60% 159,290 $3.3M Add +5.1%
ISRG Intuitive Surgical Inc. 0.59% 7,275 $3.2M New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.57% 18,219 $3.2M No change
CRM Salesforce Inc. 0.56% 12,043 $3.1M Add +2.0%
TFC Truist Financial Corp. 0.55% 78,150 $3.0M Add +1.6%
V Visa Inc. Class A 0.55% 11,528 $3.0M Add +0.2%
XLE SS Energy Select Sector 0.53% 32,179 $2.9M Add +6.8%
PG The Procter & Gamble Co. 0.53% 17,554 $2.9M No change
BLK BlackRock Finance Inc. 0.49% 3,422 $2.7M No change
RTX RTX Corp. 0.47% 25,772 $2.6M Reduce -2.3%
CG The Carlyle Group Inc. 0.47% 63,874 $2.6M Reduce -7.6%
WPC WP Carey Inc. 0.46% 46,314 $2.5M Add +0.3%
GTLS Chart Industries Inc. 0.45% 17,300 $2.5M No change
SNA Snap-on Inc. 0.44% 9,290 $2.4M Reduce -8.8%
C Citigroup Inc. 0.44% 37,733 $2.4M Add +5.9%
LHX L3HARRIS Technologies Inc. 0.42% 10,197 $2.3M Add +1.4%
XOP SS SPDR S&P Og Exp & Prod 0.41% 15,550 $2.3M No change
NEE Nextera Energy Inc. 0.40% 31,369 $2.2M Add +312.1%
UNP Union Pacific Corp. 0.39% 9,548 $2.2M Add +0.1%
FSLR First Solar Inc. 0.39% 9,500 $2.1M Add +1087.5%
HON Honeywell International Inc. 0.38% 9,741 $2.1M Reduce -1.0%
SHEL Shell PLC-ADR 0.37% 27,825 $2.0M No change
ETN Eaton Corp. PLC 0.36% 6,338 $2.0M Add +1.1%
ABT Abbott Laboratories 0.35% 18,586 $1.9M Reduce -0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.34% 47,557 $1.9M Add +1.1%
LMT Lockheed Martin Corp. 0.34% 3,986 $1.9M Add +24.8%
FBIN Fortune Brands Innovations I 0.34% 28,500 $1.9M No change
CEG Constellation Energy 0.33% 9,144 $1.8M Add +1.2%
GLD SPDR Gold Shares 0.33% 8,439 $1.8M Add +5.9%
COST Costco Wholesale Corp. 0.33% 2,132 $1.8M Reduce -0.9%
XLC SS Comm Select Sector SPDR 0.33% 21,124 $1.8M Reduce -2.5%
VZ Verizon Communications Inc. 0.31% 41,749 $1.7M Add +17.8%
WMT Walmart Inc. 0.30% 24,670 $1.7M Add +4.2%
URA Global X Uranium ETF 0.30% 57,100 $1.7M Add +0.9%
CVX Chevron Corp. 0.30% 10,493 $1.6M Reduce -0.1%
DE Deere & Co. 0.30% 4,365 $1.6M No change
SPG Simon Property Group Inc. 0.29% 10,675 $1.6M Add +2.2%
ET Energy Transfer LP 0.29% 99,794 $1.6M No change
ROP Roper Technologies Inc. 0.29% 2,860 $1.6M No change
PM Philip Morris International 0.29% 15,714 $1.6M Reduce -2.1%
YUM Yum! Brands Inc. 0.29% 12,012 $1.6M No change
CFG Citizens Financial Group 0.29% 44,000 $1.6M No change
EWZ iShares MSCI Brazil ETF 0.28% 55,300 $1.5M Add +0.9%
ASML ASML Holding NV-NY Reg SHS 0.27% 1,425 $1.5M No change
GE General Electric filed as GE AEROSPACE 0.26% 9,090 $1.4M Add +12.2%
BDX Becton Dickinson and Co. 0.26% 6,160 $1.4M No change
MRK Merck & Co. Inc. 0.26% 11,601 $1.4M Add +2.0%
SLV iShares Silver Trust 0.26% 53,500 $1.4M Reduce -3.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.26% 2,607 $1.4M Add +19.6%
JEF Jefferies Financial Group Inc. 0.25% 28,000 $1.4M No change
PBR.A Petroleo Brasil-SP Pref ADR 0.25% 100,000 $1.4M No change
ONON On Holding AG Class A filed as ON HLDG AG 0.25% 34,700 $1.3M Reduce -2.8%
ZTS Zoetis Inc. 0.24% 7,690 $1.3M Reduce -64.1%
EFX Equifax Inc. 0.24% 5,438 $1.3M No change
LNG Cheniere Energy Inc. 0.24% 7,461 $1.3M Add +8.9%
BRK.A Berkshire Hathaway Inc. Class A 0.22% 2 $1.2M No change
SCL Stepan Co. 0.22% 14,500 $1.2M No change
AMGN Amgen Inc. 0.22% 3,799 $1.2M Add +2.8%
ILMN Illumina Inc. 0.21% 11,104 $1.2M No change
FLR Fluor Corp. 0.20% 25,470 $1.1M No change
HELE Helen of Troy Ltd. 0.20% 11,800 $1.1M No change
GLW Corning Inc. 0.20% 28,000 $1.1M Add +1.8%
GXO Gxo Logistics Inc. 0.19% 20,900 $1.1M No change
AMAT Applied Materials Inc. 0.19% 4,351 $1.0M Add +5.3%

Show all 307 holdings

Portfolio Sells Q1 2024 → Q2 2024
PXD Pioneer Natural Resources Co. Sold out 0.00% −1.50
ZTS Zoetis Inc. Reduce -64.1% 0.24% −0.44
ADBE Adobe Inc. Reduce -96.9% 0.01% −0.39
FLO Flowers Foods Inc. Reduce -1.2% 2.15% −0.26
VOO Vanguard S&P 500 ETF Reduce -12.2% 1.51% −0.20
CVS CVS Health Corp. Reduce -51.3% 0.11% −0.20
TMO Thermo Fisher Scientific Inc. Reduce -0.1% 1.83% −0.16
CG The Carlyle Group Inc. Reduce -7.6% 0.47% −0.14
JNJ Johnson & Johnson Reduce -6.5% 0.66% −0.13
SNA Snap-on Inc. Reduce -8.8% 0.44% −0.13
EW Edwards Lifesciences Corp. Reduce -0.5% 1.33% −0.10
COF Capital One Financial Corp. Reduce -3.7% 0.63% −0.10
VDE Vanguard Energy ETF Reduce -2.2% 0.83% −0.08
BKR Baker Hughes Co. Sold out 0.00% −0.07
CTAS Cintas Corp. Reduce -23.7% 0.17% −0.06
SHOP Shopify Inc. Class A Reduce -4.9% 0.19% −0.05
WY Weyerhaeuser Co. Reduce -5.6% 0.13% −0.05
ABT Abbott Laboratories Reduce -0.7% 0.35% −0.05
PAX Patria Investments Ltd. Class A Reduce -18.2% 0.09% −0.05
XLV SS Health Care Select Sector Reduce -48.0% 0.05% −0.05
YUMC Yum China Holdings Inc. Sold out 0.00% −0.05
AXP American Express Co. Reduce -1.3% 1.32% −0.04
MATX Matson Inc. Sold out 0.00% −0.04
MCD McDonald's Corp. Reduce -8.0% 0.17% −0.04
APTV Aptiv Irish Holdings Ltd. Sold out 0.00% −0.04
ALL Allstate Corp. Sold out 0.00% −0.04
HEES H&E Equipment Services Inc. Sold out 0.00% −0.04
PEP Pepsico Inc. Reduce -8.2% 0.18% −0.04
URI United Rentals Inc. Reduce -40.0% 0.04% −0.03
SLB SLB Ltd. Reduce -27.8% 0.04% −0.03
BSX Boston Scientific Corp. Reduce -28.3% 0.10% −0.03
AVNT Avient Corp. Reduce -31.0% 0.05% −0.03
PSX Phillips 66 Reduce -31.7% 0.03% −0.03
CODI Compass Diversified Holdings Sold out 0.00% −0.02
OXY Occidental Petroleum Corp. Reduce -17.1% 0.08% −0.02
MRO Marathon Oil Corp. Sold out 0.00% −0.02
AEP American Electric Power Sold out 0.00% −0.02
RTX RTX Corp. Reduce -2.3% 0.47% −0.01
CVX Chevron Corp. Reduce -0.1% 0.30% −0.01
TRI Thomson Reuters Corp. Reduce -25.0% 0.05% −0.01
PLTR Palantir Technologies Inc. Class A Reduce -50.5% 0.01% −0.01
PBR Petroleo Brasileiro-Spon ADR Reduce -9.1% 0.05% −0.01
ENB Enbridge Inc. Reduce -0.4% 0.17% −0.01
BXMT Blackstone Mortgage Tru Class A Reduce -13.6% 0.02% −0.01
JEPI JPMorgan Equity Premium Inco Reduce -0.8% 0.13% −0.01
MMM 3M Co. Reduce -15.8% 0.03% −0.01
CIBR First Trust Nasdaq Cybersecu Reduce -3.4% 0.10% −0.01
FNV Franco-Nevada Corp. Reduce -6.3% 0.06% −0.01
PFE Pfizer Inc. Reduce -1.4% 0.15% −0.01
VOX Vanguard Communication Servi Reduce -16.3% 0.03% −0.01

Portfolio Buys Q1 2024 → Q2 2024
XOM Exxon Mobil Corp. Add +116.7% 2.79% +1.44
GOOG Alphabet Inc. Class C Add +0.2% 4.62% +0.65
ISRG Intuitive Surgical Inc. New 0.59% +0.59
GOOGL Alphabet Inc. Class A Add +0.3% 3.25% +0.47
UNH Unitedhealth Group Inc. Add +149.2% 0.67% +0.40
FSLR First Solar Inc. Add +1087.5% 0.39% +0.36
MSFT Microsoft Corp. Add +1.5% 9.07% +0.36
NEE Nextera Energy Inc. Add +312.1% 0.40% +0.31
NVDA Nvidia Corp. Add +7.5% 0.92% +0.27
PANW Palo Alto Networks Inc. Add +1.0% 1.90% +0.27
AMZN Amazon.com Inc. Add +2.5% 3.31% +0.19
NWSA News Corp. Class A New 0.16% +0.16
VGK Vanguard Ftse Europe ETF New 0.13% +0.13
SOXX iShares Semiconductor ETF Add +2.1% 1.70% +0.12
AVGO Broadcom Inc. Add +1.3% 0.67% +0.11
BWXT BWX Technologies Inc. New 0.10% +0.10
FLNC Fluence Energy Inc. Add +122.7% 0.15% +0.08
LMT Lockheed Martin Corp. Add +24.8% 0.34% +0.06
AES AES Corp. Add +68.5% 0.14% +0.05
FLUT Flutter Entertainment PLC-Di New 0.05% +0.05
TSLA Tesla Inc. Add +27.4% 0.17% +0.05
ARM Arm Holdings PLC-ADR New 0.04% +0.04
SPY SS SPDR S&P 500 ETF Trust-US Add +19.6% 0.26% +0.04
META Meta Platforms Inc. Class A Add +36.1% 0.16% +0.04
WMT Walmart Inc. Add +4.2% 0.30% +0.04
VALE Vale SA-SP ADR Add +100.0% 0.08% +0.04
GILD Gilead Sciences Inc. Add +141.7% 0.06% +0.03
NFLX Netflix Inc. New 0.03% +0.03
VZ Verizon Communications Inc. Add +17.8% 0.31% +0.03
CRWD CrowdStrike Holdings Inc. Class A Add +26.1% 0.10% +0.03
ORCL Oracle Corp. Add +75.2% 0.06% +0.03
FCX Freeport-McMoran Inc. Add +44.0% 0.10% +0.03
LNG Cheniere Energy Inc. Add +8.9% 0.24% +0.03
EA Electronic Arts Inc. New 0.03% +0.03
APO Apollo Global Management Inc. Add +1.1% 1.10% +0.03
GLW Corning Inc. Add +1.8% 0.20% +0.03
AMAT Applied Materials Inc. Add +5.3% 0.19% +0.03
CMG Chipotle Mexican Grill Inc. New 0.02% +0.02
HES Hess Corp. New 0.02% +0.02
GLD SPDR Gold Shares Add +5.9% 0.33% +0.02
CEG Constellation Energy Add +1.2% 0.33% +0.02
AMGN Amgen Inc. Add +2.8% 0.22% +0.02
T AT&T Inc. Add +6.3% 0.14% +0.01
LHX L3HARRIS Technologies Inc. Add +1.4% 0.42% +0.01
PEG Public Service Enterprise GP New 0.01% +0.01
ADI Analog Devices Inc. Add +0.7% 0.11% +0.01
EPD Enterprise Products Partners Add +35.0% 0.05% +0.01
NVO Novo-Nordisk A/S-Spons ADR Add +7.9% 0.08% +0.01
C Citigroup Inc. Add +5.9% 0.44% +0.01
MO Altria Group Inc. Add +10.5% 0.10% +0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 334$788.4MBE, MSFT, GOOGL, GOOG, AMD
Q1 2026 324$666.2MMSFT, GOOG, AAPL, GOOGL, AMZN
Q4 2025 316$685.8MMSFT, GOOG, AAPL, GOOGL, AMZN
Q3 2025 335$658.9MMSFT, GOOG, AAPL, BX, GOOGL
Q2 2025 322$591.0MMSFT, AAPL, GOOG, BX, AMZN
Q1 2025 313$551.4MMSFT, AAPL, GOOG, BX, AMZN
Q4 2024 306$565.4MMSFT, AAPL, GOOG, BX, AMZN
Q3 2024 313$575.3MMSFT, AAPL, GOOG, BX, AMZN
Q2 2024 307$549.3MMSFT, AAPL, GOOG, AMZN, GOOGL
Q1 2024 304$530.4MMSFT, AAPL, GOOG, BX, AMZN