Wellington Shields Capital Management, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 9, 2026), Wellington Shields Capital Management, LLC reported 316 stock positions worth $685.8 million. Its top holding was Microsoft (MSFT) at 7.9% of the portfolio, followed by Alphabet Class C (GOOG, 5.8%) and Apple (AAPL, 4.7%). Compared with Q3 2025, it opened 15 new positions, sold out of 36, added to 51 and reduced 94. The biggest buy was Qxo (QXO, shares +29%) and the biggest sale Truist Financial (TFC, shares −93%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $685.8M (Q4 2025)
- SEC Filing
- 0001506071-26-000001 ↗ filed Feb 9, 2026
Holdings Value
Holdings 316 stocks · $685.8M
| MSFT Microsoft Corp. | 7.92% | 112,309 | $54.3M | Add +7.0% |
| GOOG Alphabet Inc. Class C | 5.76% | 125,978 | $39.5M | Reduce -2.5% |
| AAPL Apple Inc. | 4.68% | 118,135 | $32.1M | Reduce -1.8% |
| GOOGL Alphabet Inc. Class A | 4.48% | 98,170 | $30.7M | Reduce -1.2% |
| AMZN Amazon.com Inc. | 3.55% | 105,442 | $24.3M | Add +1.8% |
| BX Blackstone Inc. | 3.50% | 155,756 | $24.0M | Add +5.3% |
| JPM JPMorgan Chase & Co. | 3.38% | 71,982 | $23.2M | Add +2.8% |
| MA Mastercard Inc. Class A | 2.58% | 31,037 | $17.7M | Reduce -0.9% |
| AXP American Express Co. | 2.16% | 40,049 | $14.8M | Add +4.6% |
| BE Bloom Energy Corp. Class A | 2.06% | 162,550 | $14.1M | Reduce -10.3% |
| XOM Exxon Mobil Corp. | 1.82% | 103,728 | $12.5M | Reduce -5.7% |
| BA The Boeing Co. | 1.62% | 51,127 | $11.1M | Add +14.1% |
| AMD Advanced Micro Devices | 1.61% | 51,430 | $11.0M | No change |
| APO Apollo Global Management Inc. | 1.59% | 75,421 | $10.9M | Add +5.1% |
| PANW Palo Alto Networks Inc. | 1.55% | 57,775 | $10.6M | Reduce -1.4% |
| NVDA Nvidia Corp. | 1.52% | 55,953 | $10.4M | Reduce -0.4% |
| QXO Qxo Inc. | 1.50% | 532,758 | $10.3M | Add +28.9% |
| MKSI MKS Inc. | 1.26% | 54,161 | $8.7M | Reduce -1.3% |
| PWR Quanta Services Inc. | 1.23% | 20,051 | $8.5M | Reduce -0.3% |
| TSM Taiwan Semiconductor-SP ADR | 1.21% | 27,289 | $8.3M | Add +0.3% |
| COF Capital One Financial Corp. | 1.21% | 34,214 | $8.3M | Add +1.9% |
| AVGO Broadcom Inc. | 1.06% | 21,100 | $7.3M | Add +1.4% |
| RDDT Reddit Inc. Class A | 0.99% | 29,672 | $6.8M | Add +1.5% |
| MCK McKesson Corp. | 0.93% | 7,779 | $6.4M | Add +1.4% |
| SOXX iShares Semiconductor ETF | 0.93% | 21,180 | $6.4M | Reduce -0.6% |
| LLY Eli Lilly & Co. | 0.92% | 5,841 | $6.3M | Reduce -0.5% |
| XME SS SPDR S&P Metals Mining | 0.90% | 59,341 | $6.1M | Add +27.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.89% | 20,574 | $6.1M | Reduce -7.2% |
| VOO Vanguard S&P 500 ETF | 0.80% | 8,694 | $5.5M | Add +6.9% |
| RTX RTX Corp. | 0.75% | 28,170 | $5.2M | Add +0.9% |
| XYZ Block Inc. | 0.73% | 76,901 | $5.0M | Add +7.5% |
| CG The Carlyle Group Inc. | 0.73% | 84,370 | $5.0M | Add +2.5% |
| SMH Vaneck Semiconductor ETF | 0.69% | 13,095 | $4.7M | Reduce -0.4% |
| LIN Linde PLC | 0.64% | 10,372 | $4.4M | Reduce -8.8% |
| SLV iShares Silver Trust | 0.64% | 68,602 | $4.4M | Reduce -1.0% |
| CEG Constellation Energy | 0.64% | 12,329 | $4.4M | No change |
| ISRG Intuitive Surgical Inc. | 0.63% | 7,635 | $4.3M | Add +7.9% |
| BLK BlackRock Inc. | 0.61% | 3,917 | $4.2M | Add +20.8% |
| EW Edwards Lifesciences Corp. | 0.59% | 47,531 | $4.1M | No change |
| JNJ Johnson & Johnson | 0.57% | 18,915 | $3.9M | Reduce -2.9% |
| V Visa Inc. Class A | 0.53% | 10,404 | $3.6M | Add +1.5% |
| ITW Illinois Tool Works | 0.52% | 14,425 | $3.6M | No change |
| ABBV Abbvie Inc. | 0.51% | 15,368 | $3.5M | No change |
| TROX Tronox Holdings PLC | 0.50% | 821,571 | $3.4M | Reduce -5.2% |
| HD Home Depot Inc. | 0.49% | 9,672 | $3.3M | No change |
| WMT Walmart Inc. | 0.47% | 29,187 | $3.3M | Reduce -5.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.45% | 4,551 | $3.1M | Add +7.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.42% | 5,762 | $2.9M | Reduce -1.5% |
| META Meta Platforms Inc. Class A | 0.40% | 4,181 | $2.8M | Add +56.6% |
| GLD SPDR Gold Shares | 0.40% | 6,944 | $2.8M | Reduce -1.8% |
| GE General Electric filed as GE AEROSPACE | 0.40% | 8,921 | $2.7M | No change |
| PSNL Personalis Inc. | 0.39% | 340,000 | $2.7M | Add +16.4% |
| ETN Eaton Corp. PLC | 0.39% | 8,330 | $2.7M | No change |
| KO The Coca-Cola Co. | 0.38% | 36,909 | $2.6M | Add +0.0% |
| CFG Citizens Financial Group | 0.37% | 44,000 | $2.6M | No change |
| TSLA Tesla Inc. | 0.36% | 5,553 | $2.5M | Reduce -8.3% |
| GEV GE Vernova Inc. | 0.36% | 3,760 | $2.5M | Reduce -2.1% |
| MS Morgan Stanley | 0.36% | 13,767 | $2.4M | Reduce -2.0% |
| SNA Snap-on Inc. | 0.36% | 7,090 | $2.4M | Reduce -9.0% |
| GS Goldman Sachs Group Inc. | 0.35% | 2,710 | $2.4M | Reduce -5.3% |
| GLW Corning Inc. | 0.35% | 27,095 | $2.4M | Reduce -11.2% |
| NEE Nextera Energy Inc. | 0.33% | 28,483 | $2.3M | No change |
| CRM Salesforce Inc. | 0.33% | 8,460 | $2.2M | Reduce -2.3% |
| SPG Simon Property Group Inc. | 0.32% | 11,680 | $2.2M | No change |
| DE Deere & Co. | 0.29% | 4,290 | $2.0M | No change |
| ASML ASML Holding NV-NY Reg SHS | 0.29% | 1,861 | $2.0M | Add +0.3% |
| KKR KKR & Co. Inc. | 0.29% | 15,495 | $2.0M | Reduce -22.1% |
| CW Curtiss-Wright Corp. | 0.29% | 3,550 | $2.0M | No change |
| WPC WP Carey Inc. | 0.28% | 30,177 | $1.9M | Reduce -5.0% |
| GDXJ Vaneck Junior Gold Miners | 0.28% | 16,950 | $1.9M | No change |
| ACN Accenture PLC Class A | 0.28% | 7,135 | $1.9M | Reduce -1.9% |
| FETH Fidelity Ethereum Fund | 0.28% | 64,600 | $1.9M | Reduce -8.1% |
| UNP Union Pacific Corp. | 0.27% | 8,048 | $1.9M | Reduce -2.2% |
| ET Energy Transfer LP | 0.27% | 112,845 | $1.9M | Reduce -3.4% |
| RKT Rocket Cos Inc. Class A | 0.27% | 95,492 | $1.8M | Reduce -7.4% |
| TTWO Take-Two Interactive Softwre | 0.27% | 7,180 | $1.8M | Add +327.4% |
| COST Costco Wholesale Corp. | 0.26% | 2,095 | $1.8M | Reduce -2.3% |
| LMT Lockheed Martin Corp. | 0.26% | 3,720 | $1.8M | Add +0.1% |
| JEF Jefferies Financial Group Inc. | 0.26% | 28,900 | $1.8M | No change |
| LNG Cheniere Energy Inc. | 0.26% | 9,044 | $1.8M | Reduce -2.1% |
| SHEL Shell PLC-ADR | 0.24% | 22,575 | $1.7M | Reduce -0.9% |
| VZ Verizon Communications Inc. | 0.24% | 39,835 | $1.6M | Reduce -4.9% |
| ABT Abbott Laboratories | 0.23% | 12,709 | $1.6M | No change |
| PM Philip Morris International | 0.22% | 9,469 | $1.5M | No change |
| PG The Procter & Gamble Co. | 0.21% | 10,004 | $1.4M | Reduce -4.1% |
| TEVA Teva Pharmaceutical-SP ADR | 0.21% | 45,773 | $1.4M | No change |
| FLO Flowers Foods Inc. | 0.21% | 129,322 | $1.4M | Add +546.0% |
| TEM Tempus AI Inc. Class A | 0.20% | 23,594 | $1.4M | New |
| CCJ Cameco Corp. | 0.19% | 14,600 | $1.3M | No change |
| ILMN Illumina Inc. | 0.19% | 10,140 | $1.3M | Reduce -14.4% |
| SHOP Shopify Inc. Class A | 0.19% | 8,200 | $1.3M | No change |
| EWZ iShares MSCI Brazil ETF | 0.19% | 41,500 | $1.3M | No change |
| PLTR Palantir Technologies Inc. Class A | 0.19% | 7,347 | $1.3M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.19% | 6,625 | $1.3M | Reduce -7.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.18% | 22,987 | $1.3M | Add +186.9% |
| INTU Intuit Inc. | 0.18% | 1,825 | $1.2M | No change |
| IBIT iShares Bitcoin Trust ETF | 0.18% | 24,243 | $1.2M | Reduce -3.1% |
| FBIN Fortune Brands Innovations I | 0.18% | 24,000 | $1.2M | No change |
| BDX Becton Dickinson and Co. | 0.17% | 6,160 | $1.2M | No change |
| HON Honeywell International Inc. | 0.17% | 6,077 | $1.2M | Reduce -2.0% |
Portfolio Sells Q3 2025 → Q4 2025
| TFC Truist Financial Corp. | Reduce -93.2% | 0.05% | −0.65 |
| HI Hillenbrand Inc. | Reduce -84.9% | 0.11% | −0.54 |
| BE Bloom Energy Corp. Class A | Reduce -10.3% | 2.06% | −0.27 |
| PANW Palo Alto Networks Inc. | Reduce -1.4% | 1.55% | −0.26 |
| INSM Insmed Inc. | Sold out | 0.00% | −0.19 |
| LIN Linde PLC | Reduce -8.8% | 0.64% | −0.18 |
| TRMB Trimble Inc. | Sold out | 0.00% | −0.16 |
| FETH Fidelity Ethereum Fund | Reduce -8.1% | 0.28% | −0.16 |
| GTLS Chart Industries Inc. | Reduce -42.4% | 0.16% | −0.12 |
| MA Mastercard Inc. Class A | Reduce -0.9% | 2.58% | −0.12 |
| COIN Coinbase Global Inc. Class A | Reduce -13.7% | 0.14% | −0.11 |
| KKR KKR & Co. Inc. | Reduce -22.1% | 0.29% | −0.10 |
| ONON On Holding AG Class A | Sold out | 0.00% | −0.10 |
| ROP Roper Technologies Inc. | Sold out | 0.00% | −0.09 |
| UNH Unitedhealth Group Inc. | Reduce -27.6% | 0.17% | −0.08 |
| MP MP Materials Corp. | Reduce -22.7% | 0.11% | −0.08 |
| LNG Cheniere Energy Inc. | Reduce -2.1% | 0.26% | −0.07 |
| IBIT iShares Bitcoin Trust ETF | Reduce -3.1% | 0.18% | −0.07 |
| AMT American Tower Corp. | Sold out | 0.00% | −0.07 |
| NVDA Nvidia Corp. | Reduce -0.4% | 1.52% | −0.07 |
| VALE Vale SA-SP ADR | Sold out | 0.00% | −0.07 |
| FLUT Flutter Entertainment PLC-Di | Sold out | 0.00% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -5.7% | 1.82% | −0.06 |
| IBM Intl Business Machines Corp. | Reduce -7.2% | 0.89% | −0.06 |
| SNA Snap-on Inc. | Reduce -9.0% | 0.36% | −0.05 |
| T AT&T Inc. | Reduce -14.8% | 0.13% | −0.05 |
| VGK Vanguard Ftse Europe ETF | Reduce -36.5% | 0.08% | −0.05 |
| TSLA Tesla Inc. | Reduce -8.3% | 0.36% | −0.04 |
| VZ Verizon Communications Inc. | Reduce -4.9% | 0.24% | −0.04 |
| WPC WP Carey Inc. | Reduce -5.0% | 0.28% | −0.04 |
| KWEB Kranesh Csi China Internet | Sold out | 0.00% | −0.04 |
| OC Owens Corning | Sold out | 0.00% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -2.3% | 0.26% | −0.04 |
| AM Antero Midstream Corp. | Sold out | 0.00% | −0.04 |
| XLF SS Financial Select Sector | Reduce -18.7% | 0.14% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -4.1% | 0.21% | −0.03 |
| NBIS Nebius Group NV | Sold out | 0.00% | −0.03 |
| GLW Corning Inc. | Reduce -11.2% | 0.35% | −0.03 |
| EA Electronic Arts Inc. | Sold out | 0.00% | −0.03 |
| RKT Rocket Cos Inc. Class A | Reduce -7.4% | 0.27% | −0.03 |
| AMLP Alerian MLP ETF | Reduce -19.0% | 0.12% | −0.03 |
| ET Energy Transfer LP | Reduce -3.4% | 0.27% | −0.03 |
| ARM Arm Holdings PLC-ADR | Sold out | 0.00% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -27.4% | 0.05% | −0.03 |
| CMG Chipotle Mexican Grill Inc. | Reduce -81.6% | 0.01% | −0.03 |
| PWR Quanta Services Inc. | Reduce -0.3% | 1.23% | −0.03 |
| SYM Symbotic Inc. | Sold out | 0.00% | −0.03 |
| TROX Tronox Holdings PLC | Reduce -5.2% | 0.50% | −0.03 |
| HON Honeywell International Inc. | Reduce -2.0% | 0.17% | −0.03 |
| JOBY Joby Aviation Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| QXO Qxo Inc. | Add +28.9% | 1.50% | +0.30 |
| XME SS SPDR S&P Metals Mining | Add +27.0% | 0.90% | +0.24 |
| AXP American Express Co. | Add +4.6% | 2.16% | +0.23 |
| TEM Tempus AI Inc. Class A | New | 0.20% | +0.20 |
| TTWO Take-Two Interactive Softwre | Add +327.4% | 0.27% | +0.20 |
| FLO Flowers Foods Inc. | Add +546.0% | 0.21% | +0.17 |
| BA The Boeing Co. | Add +14.1% | 1.62% | +0.15 |
| AA Alcoa Corp. | New | 0.15% | +0.15 |
| ISRG Intuitive Surgical Inc. | Add +7.9% | 0.63% | +0.15 |
| APO Apollo Global Management Inc. | Add +5.1% | 1.59% | +0.14 |
| WRBY Warby Parker Inc. Class A | New | 0.14% | +0.14 |
| DELL Dell Technologies -C | New | 0.14% | +0.14 |
| COF Capital One Financial Corp. | Add +1.9% | 1.21% | +0.13 |
| BAC Bank of America Corp. | Add +186.9% | 0.18% | +0.12 |
| PSNL Personalis Inc. | Add +16.4% | 0.39% | +0.11 |
| META Meta Platforms Inc. Class A | Add +56.6% | 0.40% | +0.10 |
| TOST Toast Inc. Class A | New | 0.10% | +0.10 |
| AMZN Amazon.com Inc. | Add +1.8% | 3.55% | +0.10 |
| BMY Bristol-Myers Squibb Co. | Add +127.6% | 0.10% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.3% | 1.21% | +0.06 |
| XBI SS SPDR S&P Biotech ETF | New | 0.05% | +0.05 |
| IBB iShares Biotechnology ETF | New | 0.05% | +0.05 |
| RTX RTX Corp. | Add +0.9% | 0.75% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +6.9% | 0.80% | +0.04 |
| PAAS Pan American Silver Corp. | New | 0.04% | +0.04 |
| BLK BlackRock Inc. | Add +20.8% | 0.61% | +0.04 |
| ROST Ross Stores Inc. | New | 0.04% | +0.04 |
| LRCX Lam Research Corp. | New | 0.03% | +0.03 |
| MCK McKesson Corp. | Add +1.4% | 0.93% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +2.8% | 3.38% | +0.03 |
| LAMR Lamar Advertising Co. Class A | New | 0.03% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.3% | 0.45% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +6.7% | 0.13% | +0.02 |
| AVGO Broadcom Inc. | Add +1.4% | 1.06% | +0.02 |
| APP AppLovin Corp. Class A | Add +100.0% | 0.05% | +0.02 |
| IWM iShares Russell 2000 ETF | Add +54.8% | 0.06% | +0.02 |
| ASML ASML Holding NV-NY Reg SHS | Add +0.3% | 0.29% | +0.02 |
| AMGN Amgen Inc. | Add +0.1% | 0.17% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +15.3% | 0.14% | +0.02 |
| XPO Xpo Inc. | New | 0.01% | +0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.01% | +0.01 |
| C Citigroup Inc. | Add +0.2% | 0.08% | +0.01 |
| CNQ Canadian Natural Resources | Add +6.1% | 0.09% | +0.01 |
| KO The Coca-Cola Co. | Add +0.0% | 0.38% | +0.00 |
| CMI Cummins Inc. | New | 0.00% | +0.00 |
| EWJ iShares MSCI Japan ETF | Add +8.3% | 0.05% | +0.00 |
| SLB SLB Ltd. | Add +0.1% | 0.03% | +0.00 |
| FHN First Horizon Corp. | Add +0.0% | 0.10% | +0.00 |
| ICCM Icecure Medical Ltd. | New | 0.00% | +0.00 |
| V Visa Inc. Class A | Add +1.5% | 0.53% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |