Wellington Shields Capital Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Wellington Shields Capital Management, LLC reported 313 stock positions worth $575.3 million. Its top holding was Microsoft (MSFT) at 8.3% of the portfolio, followed by Apple (AAPL, 5.6%) and Alphabet Class C (GOOG, 4.0%). Compared with Q2 2024, it opened 20 new positions, sold out of 14, added to 85 and reduced 75. The biggest buy was SLB (SLB, shares +1916%) and the biggest sale an exit from Vanguard Energy ETF (VDE).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $575.3M (Q3 2024)
- SEC Filing
- 0001506071-24-000002 ↗ filed Nov 13, 2024
Holdings Value
Holdings 313 stocks · $575.3M
| MSFT Microsoft Corp. | 8.35% | 111,617 | $48.0M | Add +0.2% |
| AAPL Apple Inc. | 5.62% | 138,689 | $32.3M | Reduce -0.4% |
| GOOG Alphabet Inc. Class C | 4.05% | 139,289 | $23.3M | Add +0.8% |
| BX Blackstone Inc. | 3.73% | 140,035 | $21.4M | Add +0.3% |
| AMZN Amazon.com Inc. | 3.09% | 95,330 | $17.8M | Add +1.3% |
| GOOGL Alphabet Inc. Class A | 2.88% | 99,792 | $16.6M | Add +1.7% |
| XOM Exxon Mobil Corp. | 2.71% | 132,870 | $15.6M | Reduce -0.1% |
| MA Mastercard Inc. Class A | 2.69% | 31,302 | $15.5M | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 2.44% | 66,500 | $14.0M | Reduce -0.0% |
| FLO Flowers Foods Inc. | 2.12% | 528,800 | $12.2M | Reduce -0.4% |
| TMO Thermo Fisher Scientific Inc. | 1.96% | 18,211 | $11.3M | Add +0.2% |
| PANW Palo Alto Networks Inc. | 1.81% | 30,405 | $10.4M | Reduce -1.4% |
| SOXX iShares Semiconductor ETF | 1.56% | 38,999 | $9.0M | Add +3.0% |
| NVDA Nvidia Corp. | 1.52% | 72,105 | $8.8M | Add +75.7% |
| AXP American Express Co. | 1.48% | 31,430 | $8.5M | Add +0.3% |
| AMD Advanced Micro Devices | 1.47% | 51,560 | $8.5M | Add +0.1% |
| VOO Vanguard S&P 500 ETF | 1.17% | 12,766 | $6.7M | Reduce -23.2% |
| ACN Accenture PLC Class A | 1.14% | 18,520 | $6.5M | Add +0.3% |
| APO Apollo Global Management Inc. | 1.13% | 52,224 | $6.5M | Add +1.9% |
| LIN Linde PLC | 1.05% | 12,625 | $6.0M | Add +0.3% |
| PWR Quanta Services Inc. | 1.01% | 19,554 | $5.8M | Add +4.6% |
| LLY Eli Lilly & Co. | 0.91% | 5,925 | $5.2M | Add +4.2% |
| ITW Illinois Tool Works | 0.78% | 17,148 | $4.5M | No change |
| EW Edwards Lifesciences Corp. | 0.78% | 67,832 | $4.5M | Reduce -14.4% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.76% | 103,543 | $4.3M | Add +1916.4% |
| UNH Unitedhealth Group Inc. | 0.74% | 7,238 | $4.2M | Add +0.1% |
| ABBV Abbvie Inc. | 0.72% | 21,032 | $4.2M | No change |
| BA The Boeing Co. | 0.72% | 27,105 | $4.1M | Reduce -3.8% |
| HD Home Depot Inc. | 0.71% | 10,082 | $4.1M | Add +0.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.70% | 18,219 | $4.0M | No change |
| AVGO Broadcom Inc. | 0.69% | 23,059 | $4.0M | Add +0.2% |
| ISRG Intuitive Surgical Inc. | 0.67% | 7,875 | $3.9M | Add +8.3% |
| KO The Coca-Cola Co. | 0.66% | 53,152 | $3.8M | Reduce -1.1% |
| MCK McKesson Corp. | 0.66% | 7,651 | $3.8M | Add +1.2% |
| COF Capital One Financial Corp. | 0.65% | 25,010 | $3.7M | Add +0.6% |
| JNJ Johnson & Johnson | 0.63% | 22,537 | $3.7M | Reduce -9.6% |
| HAL Halliburton Co. | 0.62% | 123,241 | $3.6M | New |
| SMH Vaneck Semiconductor ETF | 0.61% | 14,413 | $3.5M | Add +0.6% |
| ARCC Ares Capital Corp. | 0.60% | 163,942 | $3.4M | Add +2.9% |
| TFC Truist Financial Corp. | 0.58% | 78,393 | $3.4M | Add +0.3% |
| BLK BlackRock Inc. | 0.57% | 3,427 | $3.3M | Add +0.1% |
| XME SS SPDR S&P Metals Mining | 0.56% | 50,869 | $3.2M | Reduce -18.7% |
| CRM Salesforce Inc. | 0.56% | 11,711 | $3.2M | Reduce -2.8% |
| RTX RTX Corp. | 0.55% | 26,230 | $3.2M | Add +1.8% |
| V Visa Inc. Class A | 0.55% | 11,502 | $3.2M | Reduce -0.2% |
| PG The Procter & Gamble Co. | 0.54% | 17,804 | $3.1M | Add +1.4% |
| WPC WP Carey Inc. | 0.51% | 47,127 | $2.9M | Add +1.8% |
| CG The Carlyle Group Inc. | 0.49% | 65,265 | $2.8M | Add +2.2% |
| NEE Nextera Energy Inc. | 0.48% | 32,339 | $2.7M | Add +3.1% |
| SNA Snap-on Inc. | 0.47% | 9,290 | $2.7M | No change |
| CPRI Capri Holdings Ltd. | 0.46% | 62,349 | $2.6M | New |
| FBIN Fortune Brands Innovations I | 0.44% | 28,500 | $2.6M | No change |
| CEG Constellation Energy | 0.43% | 9,424 | $2.5M | Add +3.1% |
| FSLR First Solar Inc. | 0.41% | 9,500 | $2.4M | No change |
| WMT Walmart Inc. | 0.41% | 29,101 | $2.3M | Add +18.0% |
| PSNL Personalis Inc. | 0.40% | 432,181 | $2.3M | Reduce -1.1% |
| LHX L3HARRIS Technologies Inc. | 0.40% | 9,769 | $2.3M | Reduce -4.2% |
| LMT Lockheed Martin Corp. | 0.40% | 3,946 | $2.3M | Reduce -1.0% |
| GLD SPDR Gold Shares | 0.39% | 9,139 | $2.2M | Add +8.3% |
| GTLS Chart Industries Inc. | 0.38% | 17,440 | $2.2M | Add +0.8% |
| ETN Eaton Corp. PLC | 0.37% | 6,438 | $2.1M | Add +1.6% |
| SPG Simon Property Group Inc. | 0.36% | 12,225 | $2.1M | Add +14.5% |
| XOP SS SPDR S&P Og Exp & Prod | 0.36% | 15,690 | $2.1M | Add +0.9% |
| UNP Union Pacific Corp. | 0.36% | 8,294 | $2.0M | Reduce -13.1% |
| GE General Electric filed as GE AEROSPACE | 0.35% | 10,790 | $2.0M | Add +18.7% |
| HON Honeywell International Inc. | 0.35% | 9,741 | $2.0M | No change |
| XLC SS Comm Select Sector SPDR | 0.33% | 21,183 | $1.9M | Add +0.3% |
| COST Costco Wholesale Corp. | 0.33% | 2,132 | $1.9M | No change |
| PM Philip Morris International | 0.33% | 15,560 | $1.9M | Reduce -1.0% |
| VZ Verizon Communications Inc. | 0.32% | 41,165 | $1.8M | Reduce -1.4% |
| CFG Citizens Financial Group | 0.31% | 44,000 | $1.8M | No change |
| DE Deere & Co. | 0.31% | 4,290 | $1.8M | Reduce -1.7% |
| ONON On Holding AG Class A filed as ON HLDG AG | 0.30% | 34,700 | $1.7M | No change |
| JEF Jefferies Financial Group Inc. | 0.30% | 28,000 | $1.7M | No change |
| SHEL Shell PLC-ADR | 0.29% | 25,625 | $1.7M | Reduce -7.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.29% | 2,918 | $1.7M | Add +11.9% |
| SLV iShares Silver Trust | 0.29% | 58,027 | $1.6M | Add +8.5% |
| ET Energy Transfer LP | 0.28% | 99,594 | $1.6M | Reduce -0.2% |
| EFX Equifax Inc. | 0.28% | 5,438 | $1.6M | No change |
| ROP Roper Technologies Inc. | 0.28% | 2,860 | $1.6M | No change |
| URA Global X Uranium ETF | 0.27% | 54,650 | $1.6M | Reduce -4.3% |
| ZTS Zoetis Inc. | 0.26% | 7,690 | $1.5M | No change |
| BDX Becton Dickinson and Co. | 0.26% | 6,160 | $1.5M | No change |
| CVX Chevron Corp. | 0.26% | 10,054 | $1.5M | Reduce -4.2% |
| ILMN Illumina Inc. | 0.25% | 11,104 | $1.4M | No change |
| ABT Abbott Laboratories | 0.25% | 12,586 | $1.4M | Reduce -32.3% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.24% | 2 | $1.4M | No change |
| META Meta Platforms Inc. Class A | 0.24% | 2,366 | $1.4M | Add +39.8% |
| MRK Merck & Co. Inc. | 0.23% | 11,902 | $1.4M | Add +2.6% |
| LNG Cheniere Energy Inc. | 0.23% | 7,497 | $1.3M | Add +0.5% |
| PBR.A Petroleo Brasil-SP Pref ADR | 0.23% | 100,000 | $1.3M | No change |
| GLW Corning Inc. | 0.22% | 28,000 | $1.3M | No change |
| EWZ iShares MSCI Brazil ETF | 0.22% | 42,200 | $1.2M | Reduce -23.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.22% | 31,333 | $1.2M | Reduce -34.1% |
| AMGN Amgen Inc. | 0.21% | 3,801 | $1.2M | Add +0.1% |
| TSLA Tesla Inc. | 0.21% | 4,655 | $1.2M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 2,600 | $1.2M | Add +5.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.21% | 1,425 | $1.2M | No change |
| QXO Qxo Inc. | 0.20% | 74,400 | $1.2M | New |
| COHR Coherent Corp. | 0.20% | 13,050 | $1.2M | No change |
Portfolio Sells Q2 2024 → Q3 2024
| VDE Vanguard Energy ETF | Sold out | 0.00% | −0.83 |
| EW Edwards Lifesciences Corp. | Reduce -14.4% | 0.78% | −0.55 |
| XLE SS Energy Select Sector | Reduce -93.2% | 0.03% | −0.50 |
| VOO Vanguard S&P 500 ETF | Reduce -23.2% | 1.17% | −0.34 |
| C Citigroup Inc. | Reduce -56.5% | 0.18% | −0.26 |
| BA The Boeing Co. | Reduce -3.8% | 0.72% | −0.22 |
| FLR Fluor Corp. | Sold out | 0.00% | −0.20 |
| YUM Yum! Brands Inc. | Reduce -50.0% | 0.15% | −0.14 |
| BAC Bank of America Corp. | Reduce -34.1% | 0.22% | −0.13 |
| EWJ iShares MSCI Japan ETF | Sold out | 0.00% | −0.12 |
| XME SS SPDR S&P Metals Mining | Reduce -18.7% | 0.56% | −0.11 |
| GVA Granite Construction Inc. | Sold out | 0.00% | −0.11 |
| ABT Abbott Laboratories | Reduce -32.3% | 0.25% | −0.10 |
| PANW Palo Alto Networks Inc. | Reduce -1.4% | 1.81% | −0.10 |
| BWXT BWX Technologies Inc. | Sold out | 0.00% | −0.10 |
| CDNS Cadence Design SYS Inc. | Reduce -43.8% | 0.08% | −0.09 |
| SCL Stepan Co. | Reduce -34.5% | 0.13% | −0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -72.4% | 0.02% | −0.08 |
| XOM Exxon Mobil Corp. | Reduce -0.1% | 2.71% | −0.08 |
| SHEL Shell PLC-ADR | Reduce -7.9% | 0.29% | −0.07 |
| BIIB Biogen Inc. | Sold out | 0.00% | −0.07 |
| GXO Gxo Logistics Inc. | Reduce -34.9% | 0.12% | −0.07 |
| EWZ iShares MSCI Brazil ETF | Reduce -23.7% | 0.22% | −0.06 |
| CWAN Clearwater Analytics HDS-A | Sold out | 0.00% | −0.05 |
| WST West Pharmaceutical Services | Reduce -25.0% | 0.08% | −0.04 |
| CVX Chevron Corp. | Reduce -4.2% | 0.26% | −0.04 |
| TM Toyota Motor Corp. -Spon ADR | Sold out | 0.00% | −0.04 |
| UNP Union Pacific Corp. | Reduce -13.1% | 0.36% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -30.3% | 0.10% | −0.04 |
| STZ Constellation Brands Inc. Class A | Reduce -16.3% | 0.14% | −0.04 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.04 |
| VOX Vanguard Communication Servi | Sold out | 0.00% | −0.03 |
| NFE New Fortress Energy Inc. | Reduce -46.3% | 0.01% | −0.03 |
| URA Global X Uranium ETF | Reduce -4.3% | 0.27% | −0.03 |
| JNJ Johnson & Johnson | Reduce -9.6% | 0.63% | −0.03 |
| PAVE Global X US Infrastructure | Reduce -25.2% | 0.11% | −0.03 |
| OXY Occidental Petroleum Corp. | Reduce -14.1% | 0.05% | −0.03 |
| SHOP Shopify Inc. Class A | Reduce -25.8% | 0.16% | −0.03 |
| FLO Flowers Foods Inc. | Reduce -0.4% | 2.12% | −0.02 |
| HES Hess Corp. | Sold out | 0.00% | −0.02 |
| INTC Intel Corp. | Reduce -1.3% | 0.06% | −0.02 |
| GNRC Generac Holdings Inc. | Reduce -72.7% | 0.01% | −0.02 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -25.9% | 0.05% | −0.02 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.02 |
| ET Energy Transfer LP | Reduce -0.2% | 0.28% | −0.02 |
| FDX FedEx Corp. | Reduce -4.9% | 0.07% | −0.01 |
| LHX L3HARRIS Technologies Inc. | Reduce -4.2% | 0.40% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -0.0% | 2.44% | −0.01 |
| FCX Freeport-McMoran Inc. | Reduce -9.2% | 0.09% | −0.01 |
| MO Altria Group Inc. | Reduce -15.8% | 0.09% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| SLB SLB Ltd. | Add +1916.4% | 0.76% | +0.71 |
| HAL Halliburton Co. | New | 0.62% | +0.62 |
| NVDA Nvidia Corp. | Add +75.7% | 1.52% | +0.60 |
| BX Blackstone Inc. | Add +0.3% | 3.73% | +0.58 |
| CPRI Capri Holdings Ltd. | New | 0.46% | +0.46 |
| QXO Qxo Inc. | New | 0.20% | +0.20 |
| AXP American Express Co. | Add +0.3% | 1.48% | +0.16 |
| PWR Quanta Services Inc. | Add +4.6% | 1.01% | +0.15 |
| PYPL PayPal Holdings Inc. | Add +2455.0% | 0.14% | +0.13 |
| TMO Thermo Fisher Scientific Inc. | Add +0.2% | 1.96% | +0.13 |
| ACN Accenture PLC Class A | Add +0.3% | 1.14% | +0.12 |
| WMT Walmart Inc. | Add +18.0% | 0.41% | +0.10 |
| CRBG Corebridge Financial Inc. | New | 0.10% | +0.10 |
| CEG Constellation Energy | Add +3.1% | 0.43% | +0.09 |
| HL Hecla Mining Co. | New | 0.09% | +0.09 |
| GE General Electric | Add +18.7% | 0.35% | +0.09 |
| ISRG Intuitive Surgical Inc. | Add +8.3% | 0.67% | +0.08 |
| HD Home Depot Inc. | Add +0.5% | 0.71% | +0.08 |
| RTX RTX Corp. | Add +1.8% | 0.55% | +0.08 |
| META Meta Platforms Inc. Class A | Add +39.8% | 0.24% | +0.08 |
| BLK BlackRock Inc. | Add +0.1% | 0.57% | +0.08 |
| NEE Nextera Energy Inc. | Add +3.1% | 0.48% | +0.07 |
| IBIT iShares Bitcoin Trust ETF | New | 0.07% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +0.1% | 0.74% | +0.07 |
| SPG Simon Property Group Inc. | Add +14.5% | 0.36% | +0.06 |
| INTU Intuit Inc. | Add +71.5% | 0.16% | +0.06 |
| GLD SPDR Gold Shares | Add +8.3% | 0.39% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.05% | +0.05 |
| VNQ Vanguard Real Estate ETF | New | 0.05% | +0.05 |
| MKC McCormick & Co.-Non VTG SHRS | New | 0.05% | +0.05 |
| CCI Crown Castle Inc. | Add +266.7% | 0.07% | +0.05 |
| WPC WP Carey Inc. | Add +1.8% | 0.51% | +0.05 |
| LIN Linde PLC | Add +0.3% | 1.05% | +0.04 |
| HACK Amplify Cybersecurity ETF | New | 0.04% | +0.04 |
| ALL Allstate Corp. | New | 0.04% | +0.04 |
| TJX TJX Companies Inc. | New | 0.04% | +0.04 |
| WAB Wabtec Corp. | New | 0.03% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +11.9% | 0.29% | +0.03 |
| APO Apollo Global Management Inc. | Add +1.9% | 1.13% | +0.03 |
| TFC Truist Financial Corp. | Add +0.3% | 0.58% | +0.03 |
| GDX Vaneck Gold Miners ETF | Add +33.5% | 0.09% | +0.03 |
| GEV GE Vernova Inc. | Add +1.7% | 0.09% | +0.03 |
| SLV iShares Silver Trust | Add +8.5% | 0.29% | +0.03 |
| FAST Fastenal Co. | New | 0.03% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +14.9% | 0.17% | +0.03 |
| NEM Newmont Corp. | Add +10.3% | 0.10% | +0.03 |
| MCD McDonald's Corp. | Add +1.0% | 0.19% | +0.03 |
| GILD Gilead Sciences Inc. | Add +19.8% | 0.09% | +0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.3% | 0.21% | +0.03 |
| AEP American Electric Power | New | 0.02% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |