Wellington Shields Capital Management, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 8, 2025), Wellington Shields Capital Management, LLC reported 313 stock positions worth $551.4 million. Its top holding was Microsoft (MSFT) at 7.6% of the portfolio, followed by Apple (AAPL, 5.2%) and Alphabet Class C (GOOG, 4.0%). Compared with Q4 2024, it opened 28 new positions, sold out of 21, added to 70 and reduced 84. The biggest buy was a new position in Block (XYZ) and the biggest sale Apple (AAPL, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $551.4M (Q1 2025)
- SEC Filing
- 0000825293-25-000005 ↗ filed May 8, 2025
Holdings Value
Holdings 313 stocks · $551.4M
| MSFT Microsoft Corp. | 7.65% | 112,323 | $42.2M | Reduce -74.7% |
| AAPL Apple Inc. | 5.20% | 129,080 | $28.7M | Reduce -5.1% |
| GOOG Alphabet Inc. Class C | 3.98% | 140,595 | $22.0M | Add +3.4% |
| BX Blackstone Inc. | 3.88% | 153,045 | $21.4M | Add +11.5% |
| AMZN Amazon.com Inc. | 3.37% | 97,646 | $18.6M | Reduce -73.4% |
| MA Mastercard Inc. Class A | 3.10% | 31,157 | $17.1M | Reduce -0.5% |
| JPM JPMorgan Chase & Co. | 3.08% | 69,241 | $17.0M | Add +3.4% |
| GOOGL Alphabet Inc. Class A | 2.83% | 101,080 | $15.6M | Add +1.4% |
| XOM Exxon Mobil Corp. | 2.80% | 129,665 | $15.4M | Reduce -51.9% |
| PANW Palo Alto Networks Inc. | 1.87% | 60,475 | $10.3M | Reduce -0.2% |
| VOO Vanguard S&P 500 ETF | 1.85% | 19,802 | $10.2M | Add +65.8% |
| FLO Flowers Foods Inc. | 1.82% | 526,806 | $10.0M | No change |
| AXP American Express Co. | 1.73% | 35,529 | $9.6M | Reduce -80.2% |
| APO Apollo Global Management Inc. | 1.58% | 63,550 | $8.7M | Add +19.2% |
| NVDA Nvidia Corp. | 1.54% | 78,604 | $8.5M | Reduce -85.4% |
| TMO Thermo Fisher Scientific Inc. | 1.54% | 17,081 | $8.5M | Reduce -3.4% |
| UNH Unitedhealth Group Inc. | 1.51% | 15,856 | $8.3M | Add +61.6% |
| SOXX iShares Semiconductor ETF | 1.51% | 44,126 | $8.3M | Add +7.8% |
| BA The Boeing Co. | 1.32% | 42,720 | $7.3M | Add +34.3% |
| COF Capital One Financial Corp. | 1.03% | 31,760 | $5.7M | Add +22.7% |
| PWR Quanta Services Inc. | 0.98% | 21,354 | $5.4M | No change |
| LIN Linde PLC | 0.98% | 11,585 | $5.4M | Reduce -2.9% |
| AMD Advanced Micro Devices | 0.96% | 51,630 | $5.3M | Reduce -0.4% |
| MCK McKesson Corp. | 0.93% | 7,651 | $5.1M | No change |
| SMH Vaneck Semiconductor ETF | 0.93% | 24,124 | $5.1M | Add +67.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.83% | 18,369 | $4.6M | Reduce -94.7% |
| ACN Accenture PLC Class A | 0.79% | 14,020 | $4.4M | Reduce -18.6% |
| XME SS SPDR S&P Metals Mining | 0.79% | 77,979 | $4.4M | Add +45.6% |
| LLY Eli Lilly & Co. | 0.78% | 5,184 | $4.3M | Reduce -88.2% |
| RTX RTX Corp. | 0.77% | 32,203 | $4.3M | Add +20.1% |
| XYZ Block Inc. | 0.77% | 77,679 | $4.2M | New |
| TFC Truist Financial Corp. | 0.73% | 97,992 | $4.0M | Add +20.9% |
| EW Edwards Lifesciences Corp. | 0.72% | 54,731 | $4.0M | Reduce -14.1% |
| AVGO Broadcom Inc. | 0.69% | 22,726 | $3.8M | Reduce -1.7% |
| ISRG Intuitive Surgical Inc. | 0.69% | 7,675 | $3.8M | No change |
| ITW Illinois Tool Works | 0.65% | 14,425 | $3.6M | Reduce -14.0% |
| V Visa Inc. Class A | 0.64% | 10,107 | $3.5M | Reduce -5.9% |
| JNJ Johnson & Johnson | 0.64% | 21,284 | $3.5M | Add +2.8% |
| CG The Carlyle Group Inc. | 0.64% | 80,558 | $3.5M | Add +18.0% |
| KO The Coca-Cola Co. | 0.63% | 48,553 | $3.5M | Add +37.5% |
| LHX L3HARRIS Technologies Inc. | 0.61% | 16,092 | $3.4M | Add +58.5% |
| HD Home Depot Inc. | 0.60% | 9,092 | $3.3M | Reduce -8.9% |
| CRM Salesforce Inc. | 0.60% | 12,288 | $3.3M | Add +6.0% |
| ABBV Abbvie Inc. | 0.59% | 15,488 | $3.2M | Reduce -26.3% |
| BLK BlackRock Inc. | 0.55% | 3,227 | $3.1M | Reduce -6.0% |
| PG The Procter & Gamble Co. | 0.51% | 16,564 | $2.8M | Add +22.1% |
| SNA Snap-on Inc. | 0.48% | 7,790 | $2.6M | No change |
| WMT Walmart Inc. | 0.47% | 29,401 | $2.6M | Add +1.7% |
| XLC SS Comm Select Sector SPDR | 0.46% | 26,499 | $2.6M | Add +26.0% |
| GLD SPDR Gold Shares | 0.45% | 8,689 | $2.5M | Reduce -91.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.44% | 4,372 | $2.4M | Add +25.4% |
| CEG Constellation Energy | 0.43% | 11,689 | $2.4M | Add +23.0% |
| PM Philip Morris International | 0.42% | 14,419 | $2.3M | Add +25.0% |
| ETN Eaton Corp. PLC | 0.41% | 8,330 | $2.3M | Reduce -1.7% |
| GE General Electric filed as GE AEROSPACE | 0.41% | 11,290 | $2.3M | Reduce -78.2% |
| GTLS Chart Industries Inc. | 0.40% | 15,340 | $2.2M | Add +16.7% |
| WPC WP Carey Inc. | 0.40% | 34,527 | $2.2M | Reduce -3.9% |
| ET Energy Transfer LP | 0.39% | 117,024 | $2.2M | Reduce -0.2% |
| LNG Cheniere Energy Inc. | 0.39% | 9,200 | $2.1M | Add +15.0% |
| COST Costco Wholesale Corp. | 0.38% | 2,190 | $2.1M | Add +7.3% |
| SLV iShares Silver Trust | 0.37% | 66,702 | $2.1M | Reduce -76.7% |
| SHEL Shell PLC-ADR | 0.37% | 28,025 | $2.1M | Add +14.6% |
| DE Deere & Co. | 0.37% | 4,290 | $2.0M | No change |
| NEE Nextera Energy Inc. | 0.36% | 27,937 | $2.0M | Reduce -87.9% |
| UNP Union Pacific Corp. | 0.35% | 8,266 | $2.0M | Add +0.1% |
| SPG Simon Property Group Inc. | 0.34% | 11,330 | $1.9M | Add +0.2% |
| VZ Verizon Communications Inc. | 0.34% | 41,201 | $1.9M | Reduce -82.6% |
| LMT Lockheed Martin Corp. | 0.33% | 4,121 | $1.8M | Add +4.4% |
| CFG Citizens Financial Group | 0.33% | 44,000 | $1.8M | No change |
| FBIN Fortune Brands Innovations I | 0.31% | 28,500 | $1.7M | No change |
| ROP Roper Technologies Inc. | 0.31% | 2,910 | $1.7M | Add +1.8% |
| ABT Abbott Laboratories | 0.31% | 12,709 | $1.7M | Add +1.0% |
| CVX Chevron Corp. | 0.31% | 10,055 | $1.7M | Add +24.8% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.29% | 2 | $1.6M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 2,875 | $1.5M | No change |
| META Meta Platforms Inc. Class A | 0.28% | 2,645 | $1.5M | Add +11.3% |
| JEF Jefferies Financial Group Inc. | 0.27% | 28,000 | $1.5M | No change |
| PSNL Personalis Inc. | 0.27% | 426,331 | $1.5M | Reduce -1.1% |
| TSLA Tesla Inc. | 0.26% | 5,603 | $1.5M | Add +9.8% |
| AMLP Alerian MLP ETF | 0.26% | 27,270 | $1.4M | Add +383.1% |
| BDX Becton Dickinson and Co. | 0.26% | 6,160 | $1.4M | Reduce -94.8% |
| QXO Qxo Inc. | 0.25% | 102,400 | $1.4M | Reduce -4.5% |
| HON Honeywell International Inc. | 0.24% | 6,251 | $1.3M | No change |
| PBR.A Petroleo Brasil-SP Pref ADR | 0.24% | 100,000 | $1.3M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.23% | 7,350 | $1.3M | Add +12.2% |
| GLW Corning Inc. | 0.23% | 27,800 | $1.3M | Reduce -0.4% |
| EFX Equifax Inc. | 0.23% | 5,213 | $1.3M | Reduce -4.1% |
| ASML ASML Holding NV-NY Reg SHS | 0.22% | 1,856 | $1.2M | Add +30.3% |
| XOP SS SPDR S&P Og Exp & Prod | 0.22% | 9,190 | $1.2M | No change |
| AMGN Amgen Inc. | 0.22% | 3,806 | $1.2M | Reduce -98.4% |
| T AT&T Inc. | 0.21% | 41,491 | $1.2M | Reduce -72.1% |
| IBIT iShares Bitcoin Trust ETF | 0.21% | 24,710 | $1.2M | Add +6.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.21% | 12,500 | $1.1M | Add +28.9% |
| CW Curtiss-Wright Corp. | 0.20% | 3,550 | $1.1M | No change |
| CTAS Cintas Corp. | 0.20% | 5,400 | $1.1M | No change |
| EWZ iShares MSCI Brazil ETF | 0.19% | 41,500 | $1.1M | No change |
| MRK Merck & Co. Inc. | 0.19% | 11,433 | $1.0M | Reduce -92.7% |
| YUM Yum! Brands Inc. | 0.19% | 6,512 | $1.0M | Add +8.3% |
| XLF SS Financial Select Sector | 0.18% | 20,251 | $1.0M | Add +5.8% |
| GDXJ Vaneck Junior Gold Miners | 0.18% | 16,950 | $970K | Reduce -91.7% |
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -5.1% | 5.20% | −0.83 |
| ARCC Ares Capital Corp. | Sold out | 0.00% | −0.64 |
| MSFT Microsoft Corp. | Reduce -74.7% | 7.65% | −0.42 |
| AMZN Amazon.com Inc. | Reduce -73.4% | 3.37% | −0.28 |
| ACN Accenture PLC Class A | Reduce -18.6% | 0.79% | −0.28 |
| AVGO Broadcom Inc. | Reduce -1.7% | 0.69% | −0.26 |
| COHR Coherent Corp. | Sold out | 0.00% | −0.22 |
| URA Global X Uranium ETF | Reduce -90.6% | 0.07% | −0.19 |
| ONON On Holding AG Class A | Reduce -50.0% | 0.12% | −0.18 |
| PSNL Personalis Inc. | Reduce -1.1% | 0.27% | −0.17 |
| NVDA Nvidia Corp. | Reduce -85.4% | 1.54% | −0.16 |
| AMD Advanced Micro Devices | Reduce -0.4% | 0.96% | −0.15 |
| ZTS Zoetis Inc. | Reduce -56.8% | 0.10% | −0.12 |
| EW Edwards Lifesciences Corp. | Reduce -14.1% | 0.72% | −0.12 |
| EES Wisdomtree US Smallcap Fund | Sold out | 0.00% | −0.11 |
| PYPL PayPal Holdings Inc. | Reduce -51.9% | 0.06% | −0.11 |
| ITW Illinois Tool Works | Reduce -14.0% | 0.65% | −0.10 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.10 |
| BAX Baxter International Inc. | Sold out | 0.00% | −0.10 |
| STZ Constellation Brands Inc. Class A | Sold out | 0.00% | −0.09 |
| AMAT Applied Materials Inc. | Reduce -66.2% | 0.04% | −0.09 |
| ETN Eaton Corp. PLC | Reduce -1.7% | 0.41% | −0.09 |
| TMO Thermo Fisher Scientific Inc. | Reduce -3.4% | 1.54% | −0.09 |
| HD Home Depot Inc. | Reduce -8.9% | 0.60% | −0.08 |
| GILD Gilead Sciences Inc. | Reduce -99.6% | 0.02% | −0.08 |
| PANW Palo Alto Networks Inc. | Reduce -0.2% | 1.87% | −0.08 |
| BAC Bank of America Corp. | Reduce -53.5% | 0.06% | −0.07 |
| SLB SLB Ltd. | Reduce -96.5% | 0.03% | −0.07 |
| GXO Gxo Logistics Inc. | Sold out | 0.00% | −0.07 |
| ABBV Abbvie Inc. | Reduce -26.3% | 0.59% | −0.07 |
| PEP Pepsico Inc. | Reduce -48.2% | 0.08% | −0.07 |
| CAT Caterpillar Inc. | Reduce -80.8% | 0.01% | −0.07 |
| BLK BlackRock Inc. | Reduce -6.0% | 0.55% | −0.07 |
| FLNC Fluence Energy Inc. | Sold out | 0.00% | −0.06 |
| CSGP Costar Group Inc. | Sold out | 0.00% | −0.06 |
| LECO Lincoln Electric Holdings | Sold out | 0.00% | −0.06 |
| HL Hecla Mining Co. | Reduce -92.7% | 0.01% | −0.06 |
| RRC Range Resources Corp. | Reduce -96.8% | 0.08% | −0.06 |
| ROST Ross Stores Inc. | Sold out | 0.00% | −0.05 |
| NEE Nextera Energy Inc. | Reduce -87.9% | 0.36% | −0.05 |
| QXO Qxo Inc. | Reduce -4.5% | 0.25% | −0.05 |
| FCX Freeport-McMoran Inc. | Reduce -75.2% | 0.02% | −0.05 |
| SHOP Shopify Inc. Class A | Reduce -15.6% | 0.16% | −0.05 |
| VNQ Vanguard Real Estate ETF | Sold out | 0.00% | −0.05 |
| TRI Thomson Reuters Corp. | Sold out | 0.00% | −0.04 |
| MCD McDonald's Corp. | Reduce -28.4% | 0.15% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -60.6% | 0.03% | −0.04 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -25.0% | 0.07% | −0.04 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.04 |
| TM Toyota Motor Corp. -Spon ADR | Sold out | 0.00% | −0.04 |
Portfolio Buys Q4 2024 → Q1 2025
| XYZ Block Inc. | New | 0.77% | +0.77 |
| VOO Vanguard S&P 500 ETF | Add +65.8% | 1.85% | +0.71 |
| UNH Unitedhealth Group Inc. | Add +61.6% | 1.51% | +0.63 |
| BA The Boeing Co. | Add +34.3% | 1.32% | +0.33 |
| SMH Vaneck Semiconductor ETF | Add +67.2% | 0.93% | +0.31 |
| XME SS SPDR S&P Metals Mining | Add +45.6% | 0.79% | +0.25 |
| KO The Coca-Cola Co. | Add +37.5% | 0.63% | +0.24 |
| JPM JPMorgan Chase & Co. | Add +3.4% | 3.08% | +0.24 |
| LHX L3HARRIS Technologies Inc. | Add +58.5% | 0.61% | +0.23 |
| RTX RTX Corp. | Add +20.1% | 0.77% | +0.22 |
| COF Capital One Financial Corp. | Add +22.7% | 1.03% | +0.22 |
| AMLP Alerian MLP ETF | Add +383.1% | 0.26% | +0.21 |
| PM Philip Morris International | Add +25.0% | 0.42% | +0.17 |
| RDNT Radnet Inc. | New | 0.16% | +0.16 |
| TEVA Teva Pharmaceutical-SP ADR | New | 0.14% | +0.14 |
| IRDM Iridium Communications Inc. | New | 0.12% | +0.12 |
| JNJ Johnson & Johnson | Add +2.8% | 0.64% | +0.11 |
| PG The Procter & Gamble Co. | Add +22.1% | 0.51% | +0.11 |
| TFC Truist Financial Corp. | Add +20.9% | 0.73% | +0.11 |
| XLC SS Comm Select Sector SPDR | Add +26.0% | 0.46% | +0.10 |
| SHEL Shell PLC-ADR | Add +14.6% | 0.37% | +0.10 |
| CVX Chevron Corp. | Add +24.8% | 0.31% | +0.10 |
| VGK Vanguard Ftse Europe ETF | Add +158.1% | 0.14% | +0.09 |
| LNG Cheniere Energy Inc. | Add +15.0% | 0.39% | +0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +25.4% | 0.44% | +0.08 |
| CNQ Canadian Natural Resources | New | 0.08% | +0.08 |
| AR Antero Resources Corp. | New | 0.07% | +0.07 |
| BN Brookfield Corp. | New | 0.07% | +0.07 |
| AM Antero Midstream Corp. | New | 0.07% | +0.07 |
| AEM Agnico Eagle Mines Ltd. | New | 0.06% | +0.06 |
| NEAR iShares SH Dba ETF Usd Inc. | New | 0.06% | +0.06 |
| ETR Entergy Corp. | New | 0.06% | +0.06 |
| ABT Abbott Laboratories | Add +1.0% | 0.31% | +0.05 |
| CEG Constellation Energy | Add +23.0% | 0.43% | +0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +28.9% | 0.21% | +0.05 |
| SCHW Schwab (charles) Corp. | New | 0.05% | +0.05 |
| ASML ASML Holding NV-NY Reg SHS | Add +30.3% | 0.22% | +0.05 |
| ROP Roper Technologies Inc. | Add +1.8% | 0.31% | +0.05 |
| COST Costco Wholesale Corp. | Add +7.3% | 0.38% | +0.04 |
| YUM Yum! Brands Inc. | Add +8.3% | 0.19% | +0.04 |
| HII Huntington Ingalls Industrie | New | 0.04% | +0.04 |
| HEES H&E Equipment Services Inc. | New | 0.04% | +0.04 |
| XLV SS Health Care Select Sector | Add +78.3% | 0.08% | +0.04 |
| QUAL iShares MSCI USA Quality Fac | New | 0.04% | +0.04 |
| TMUS T-Mobile US Inc. | New | 0.04% | +0.04 |
| AMT American Tower Corp. | Add +20.9% | 0.10% | +0.03 |
| META Meta Platforms Inc. Class A | Add +11.3% | 0.28% | +0.03 |
| AEP American Electric Power | New | 0.03% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +12.2% | 0.23% | +0.03 |
| CG The Carlyle Group Inc. | Add +18.0% | 0.64% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |