Wellington Shields Capital Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 5, 2025), Wellington Shields Capital Management, LLC reported 335 stock positions worth $658.9 million. Its top holding was Microsoft (MSFT) at 8.2% of the portfolio, followed by Alphabet Class C (GOOG, 4.8%) and Apple (AAPL, 4.6%). Compared with Q2 2025, it opened 26 new positions, sold out of 13, added to 61 and reduced 88. The biggest buy was a new position in Bloom Energy Class A (BE) and the biggest sale Microsoft (MSFT, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $658.9M (Q3 2025)
- SEC Filing
- 0001506071-25-000007 ↗ filed Nov 5, 2025
Holdings Value
Holdings 335 stocks · $658.9M
| MSFT Microsoft Corp. | 8.25% | 104,916 | $54.3M | Reduce -0.5% |
| GOOG Alphabet Inc. Class C | 4.78% | 129,190 | $31.5M | Reduce -7.9% |
| AAPL Apple Inc. | 4.65% | 120,260 | $30.6M | Reduce -1.7% |
| BX Blackstone Inc. | 3.84% | 147,953 | $25.3M | Reduce -5.1% |
| GOOGL Alphabet Inc. Class A | 3.67% | 99,354 | $24.2M | Reduce -0.2% |
| AMZN Amazon.com Inc. | 3.45% | 103,542 | $22.7M | Add +4.8% |
| JPM JPMorgan Chase & Co. | 3.35% | 70,007 | $22.1M | Add +2.5% |
| MA Mastercard Inc. Class A | 2.70% | 31,312 | $17.8M | Add +0.5% |
| BE Bloom Energy Corp. Class A | 2.33% | 181,175 | $15.3M | New |
| AXP American Express Co. | 1.93% | 38,291 | $12.7M | Add +6.2% |
| XOM Exxon Mobil Corp. | 1.88% | 109,979 | $12.4M | Reduce -0.8% |
| PANW Palo Alto Networks Inc. | 1.81% | 58,575 | $11.9M | Reduce -3.1% |
| NVDA Nvidia Corp. | 1.59% | 56,179 | $10.5M | Reduce -14.1% |
| BA The Boeing Co. | 1.47% | 44,814 | $9.7M | Add +8.4% |
| APO Apollo Global Management Inc. | 1.45% | 71,731 | $9.6M | Add +10.5% |
| PWR Quanta Services Inc. | 1.26% | 20,109 | $8.3M | Reduce -5.8% |
| AMD Advanced Micro Devices | 1.26% | 51,430 | $8.3M | Reduce -1.3% |
| QXO Qxo Inc. | 1.20% | 413,430 | $7.9M | Add +213.4% |
| TSM Taiwan Semiconductor-SP ADR | 1.15% | 27,209 | $7.6M | Add +0.1% |
| COF Capital One Financial Corp. | 1.08% | 33,572 | $7.1M | Add +5.7% |
| AVGO Broadcom Inc. | 1.04% | 20,818 | $6.9M | Add +0.0% |
| MKSI MKS Inc. | 1.03% | 54,882 | $6.8M | Reduce -0.4% |
| RDDT Reddit Inc. Class A | 1.02% | 29,245 | $6.7M | Add +2.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.95% | 22,174 | $6.3M | Add +1.4% |
| MCK McKesson Corp. | 0.90% | 7,671 | $5.9M | Add +0.4% |
| SOXX iShares Semiconductor ETF | 0.88% | 21,308 | $5.8M | Reduce -9.7% |
| LIN Linde PLC | 0.82% | 11,377 | $5.4M | Add +1.3% |
| XYZ Block Inc. | 0.78% | 71,551 | $5.2M | Reduce -6.6% |
| CG The Carlyle Group Inc. | 0.78% | 82,272 | $5.2M | Reduce -8.0% |
| VOO Vanguard S&P 500 ETF | 0.76% | 8,133 | $5.0M | Reduce -40.0% |
| RTX RTX Corp. | 0.71% | 27,913 | $4.7M | Reduce -4.4% |
| TFC Truist Financial Corp. | 0.70% | 101,424 | $4.6M | Reduce -0.6% |
| LLY Eli Lilly & Co. | 0.68% | 5,871 | $4.5M | Add +13.3% |
| XME SS SPDR S&P Metals Mining | 0.66% | 46,721 | $4.4M | Reduce -0.9% |
| SMH Vaneck Semiconductor ETF | 0.65% | 13,150 | $4.3M | Reduce -5.5% |
| HI Hillenbrand Inc. | 0.65% | 157,426 | $4.3M | Add +8.4% |
| CEG Constellation Energy | 0.62% | 12,329 | $4.1M | Add +3.7% |
| HD Home Depot Inc. | 0.59% | 9,672 | $3.9M | Add +5.5% |
| BLK BlackRock Inc. | 0.57% | 3,242 | $3.8M | No change |
| ITW Illinois Tool Works | 0.57% | 14,425 | $3.8M | No change |
| EW Edwards Lifesciences Corp. | 0.56% | 47,531 | $3.7M | Reduce -3.1% |
| JNJ Johnson & Johnson | 0.55% | 19,472 | $3.6M | Add +4.4% |
| ABBV Abbvie Inc. | 0.54% | 15,368 | $3.6M | Reduce -0.1% |
| V Visa Inc. Class A | 0.53% | 10,254 | $3.5M | Add +1.4% |
| TROX Tronox Holdings PLC | 0.53% | 866,706 | $3.5M | Add +47.7% |
| WMT Walmart Inc. | 0.48% | 30,887 | $3.2M | Add +2.8% |
| ISRG Intuitive Surgical Inc. | 0.48% | 7,075 | $3.2M | Reduce -7.8% |
| ETN Eaton Corp. PLC | 0.47% | 8,330 | $3.1M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.45% | 5,850 | $2.9M | No change |
| SLV iShares Silver Trust | 0.45% | 69,302 | $2.9M | Add +1.0% |
| FETH Fidelity Ethereum Fund | 0.44% | 70,300 | $2.9M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.43% | 4,240 | $2.8M | Add +14.6% |
| SNA Snap-on Inc. | 0.41% | 7,790 | $2.7M | No change |
| TSLA Tesla Inc. | 0.41% | 6,053 | $2.7M | Reduce -4.7% |
| GE General Electric filed as GE AEROSPACE | 0.41% | 8,921 | $2.7M | No change |
| KKR KKR & Co. Inc. | 0.39% | 19,889 | $2.6M | Add +0.0% |
| GLD SPDR Gold Shares | 0.38% | 7,069 | $2.5M | Reduce -2.1% |
| GLW Corning Inc. | 0.38% | 30,510 | $2.5M | Add +10.1% |
| KO The Coca-Cola Co. | 0.37% | 36,906 | $2.4M | Add +0.0% |
| GEV GE Vernova Inc. | 0.36% | 3,840 | $2.4M | Add +6.7% |
| CFG Citizens Financial Group | 0.35% | 44,000 | $2.3M | No change |
| GS Goldman Sachs Group Inc. | 0.35% | 2,863 | $2.3M | Reduce -5.8% |
| MS Morgan Stanley | 0.34% | 14,044 | $2.2M | Reduce -15.9% |
| SPG Simon Property Group Inc. | 0.33% | 11,680 | $2.2M | No change |
| LNG Cheniere Energy Inc. | 0.33% | 9,243 | $2.2M | Add +0.3% |
| NEE Nextera Energy Inc. | 0.33% | 28,483 | $2.2M | Reduce -0.5% |
| WPC WP Carey Inc. | 0.33% | 31,777 | $2.1M | No change |
| CRM Salesforce Inc. | 0.31% | 8,660 | $2.1M | Reduce -29.4% |
| ET Energy Transfer LP | 0.30% | 116,843 | $2.0M | Reduce -0.2% |
| RKT Rocket Cos Inc. Class A | 0.30% | 103,085 | $2.0M | Reduce -0.7% |
| COST Costco Wholesale Corp. | 0.30% | 2,145 | $2.0M | Reduce -2.0% |
| DE Deere & Co. | 0.30% | 4,290 | $2.0M | No change |
| META Meta Platforms Inc. Class A | 0.30% | 2,670 | $2.0M | Reduce -0.0% |
| UNP Union Pacific Corp. | 0.30% | 8,226 | $1.9M | Reduce -0.1% |
| CW Curtiss-Wright Corp. | 0.29% | 3,550 | $1.9M | No change |
| PSNL Personalis Inc. | 0.29% | 292,135 | $1.9M | Reduce -31.5% |
| JEF Jefferies Financial Group Inc. | 0.29% | 28,900 | $1.9M | No change |
| GTLS Chart Industries Inc. | 0.29% | 9,445 | $1.9M | Reduce -37.8% |
| LMT Lockheed Martin Corp. | 0.28% | 3,718 | $1.9M | Reduce -0.1% |
| VZ Verizon Communications Inc. | 0.28% | 41,875 | $1.8M | Reduce -0.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.27% | 1,856 | $1.8M | No change |
| ACN Accenture PLC Class A | 0.27% | 7,270 | $1.8M | Reduce -38.2% |
| ABT Abbott Laboratories | 0.26% | 12,709 | $1.7M | No change |
| GDXJ Vaneck Junior Gold Miners | 0.25% | 16,950 | $1.7M | No change |
| UNH Unitedhealth Group Inc. | 0.25% | 4,800 | $1.7M | Reduce -35.4% |
| COIN Coinbase Global Inc. Class A | 0.25% | 4,868 | $1.6M | Add +30.2% |
| SHEL Shell PLC-ADR | 0.25% | 22,775 | $1.6M | Reduce -3.0% |
| IBIT iShares Bitcoin Trust ETF | 0.25% | 25,010 | $1.6M | Reduce -2.0% |
| PG The Procter & Gamble Co. | 0.24% | 10,434 | $1.6M | Reduce -0.9% |
| PM Philip Morris International | 0.23% | 9,469 | $1.5M | Reduce -1.6% |
| RSP Invesco S&P 500 Equal Weight | 0.21% | 7,175 | $1.4M | Reduce -2.4% |
| PLTR Palantir Technologies Inc. Class A | 0.20% | 7,347 | $1.3M | Add +1.4% |
| EFX Equifax Inc. | 0.20% | 5,213 | $1.3M | No change |
| HON Honeywell International Inc. | 0.20% | 6,201 | $1.3M | Reduce -0.8% |
| EWZ iShares MSCI Brazil ETF | 0.20% | 41,500 | $1.3M | No change |
| FBIN Fortune Brands Innovations I | 0.19% | 24,000 | $1.3M | No change |
| MP MP Materials Corp. | 0.19% | 18,750 | $1.3M | Reduce -36.0% |
| INTU Intuit Inc. | 0.19% | 1,825 | $1.2M | Add +19.7% |
| CCJ Cameco Corp. | 0.19% | 14,600 | $1.2M | Reduce -2.0% |
| INSM Insmed Inc. | 0.19% | 8,472 | $1.2M | New |
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -0.5% | 8.25% | −0.62 |
| VOO Vanguard S&P 500 ETF | Reduce -40.0% | 0.76% | −0.55 |
| MU Micron Technology Inc. | Reduce -92.8% | 0.03% | −0.34 |
| ACN Accenture PLC Class A | Reduce -38.2% | 0.27% | −0.32 |
| PANW Palo Alto Networks Inc. | Reduce -3.1% | 1.81% | −0.28 |
| CRM Salesforce Inc. | Reduce -29.4% | 0.31% | −0.25 |
| ISRG Intuitive Surgical Inc. | Reduce -7.8% | 0.48% | −0.23 |
| ROP Roper Technologies Inc. | Reduce -58.4% | 0.09% | −0.19 |
| PSNL Personalis Inc. | Reduce -31.5% | 0.29% | −0.18 |
| RDNT Radnet Inc. | Sold out | 0.00% | −0.17 |
| NVDA Nvidia Corp. | Reduce -14.1% | 1.59% | −0.16 |
| UNH Unitedhealth Group Inc. | Reduce -35.4% | 0.25% | −0.14 |
| XOM Exxon Mobil Corp. | Reduce -0.8% | 1.88% | −0.14 |
| GTLS Chart Industries Inc. | Reduce -37.8% | 0.29% | −0.14 |
| BX Blackstone Inc. | Reduce -5.1% | 3.84% | −0.11 |
| CORZ Core Scientific Inc. | Sold out | 0.00% | −0.11 |
| PWR Quanta Services Inc. | Reduce -5.8% | 1.26% | −0.10 |
| XYZ Block Inc. | Reduce -6.6% | 0.78% | −0.10 |
| EW Edwards Lifesciences Corp. | Reduce -3.1% | 0.56% | −0.09 |
| AMLP Alerian MLP ETF | Reduce -23.7% | 0.15% | −0.08 |
| SOXX iShares Semiconductor ETF | Reduce -9.7% | 0.88% | −0.08 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.07 |
| COST Costco Wholesale Corp. | Reduce -2.0% | 0.30% | −0.07 |
| PYPL PayPal Holdings Inc. | Reduce -92.6% | 0.00% | −0.06 |
| PM Philip Morris International | Reduce -1.6% | 0.23% | −0.06 |
| MS Morgan Stanley | Reduce -15.9% | 0.34% | −0.06 |
| ET Energy Transfer LP | Reduce -0.2% | 0.30% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -32.5% | 0.08% | −0.05 |
| HON Honeywell International Inc. | Reduce -0.8% | 0.20% | −0.05 |
| BSX Boston Scientific Corp. | Reduce -22.2% | 0.08% | −0.04 |
| CTRA Coterra Energy Inc. | Sold out | 0.00% | −0.04 |
| ONON On Holding AG Class A | Reduce -4.1% | 0.10% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -0.9% | 0.24% | −0.04 |
| TFC Truist Financial Corp. | Reduce -0.6% | 0.70% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -25.2% | 0.09% | −0.04 |
| META Meta Platforms Inc. Class A | Reduce -0.0% | 0.30% | −0.04 |
| TRI Thomson Reuters Corp. | Sold out | 0.00% | −0.03 |
| T AT&T Inc. | Reduce -4.1% | 0.17% | −0.03 |
| SHEL Shell PLC-ADR | Reduce -3.0% | 0.25% | −0.03 |
| PAVE Global X US Infrastructure | Reduce -25.2% | 0.08% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -0.2% | 0.28% | −0.03 |
| DIS The Walt Disney Co. | Reduce -12.2% | 0.07% | −0.03 |
| CRBG Corebridge Financial Inc. | Reduce -0.7% | 0.10% | −0.03 |
| UNP Union Pacific Corp. | Reduce -0.1% | 0.30% | −0.03 |
| HES Hess Corp. | Sold out | 0.00% | −0.03 |
| AR Antero Resources Corp. | Reduce -15.8% | 0.04% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.02 |
| ILMN Illumina Inc. | Reduce -0.8% | 0.17% | −0.02 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -5.4% | 0.17% | −0.02 |
| PBR Petroleo Brasileiro-Spon ADR | Sold out | 0.00% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| BE Bloom Energy Corp. Class A | New | 2.33% | +2.33 |
| QXO Qxo Inc. | Add +213.4% | 1.20% | +0.72 |
| FETH Fidelity Ethereum Fund | New | 0.44% | +0.44 |
| RDDT Reddit Inc. Class A | Add +2.5% | 1.02% | +0.29 |
| INSM Insmed Inc. | New | 0.19% | +0.19 |
| HI Hillenbrand Inc. | Add +8.4% | 0.65% | +0.15 |
| GLW Corning Inc. | Add +10.1% | 0.38% | +0.13 |
| SCHL Scholastic Corp. | New | 0.12% | +0.12 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.1% | 1.15% | +0.11 |
| AVGO Broadcom Inc. | Add +0.0% | 1.04% | +0.07 |
| JNJ Johnson & Johnson | Add +4.4% | 0.55% | +0.07 |
| TTWO Take-Two Interactive Softwre | New | 0.07% | +0.07 |
| SLV iShares Silver Trust | Add +1.0% | 0.45% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +14.6% | 0.43% | +0.04 |
| AEM Agnico Eagle Mines Ltd. | Add +35.7% | 0.10% | +0.04 |
| KWEB Kranesh Csi China Internet | New | 0.04% | +0.04 |
| AGG iShares Core U.S. Aggregate | New | 0.04% | +0.04 |
| FIX Comfort Systems USA Inc. | New | 0.04% | +0.04 |
| PLTR Palantir Technologies Inc. Class A | Add +1.4% | 0.20% | +0.04 |
| GEV GE Vernova Inc. | Add +6.7% | 0.36% | +0.04 |
| NBIS Nebius Group NV | New | 0.03% | +0.03 |
| ANET Arista Networks Inc. | New | 0.03% | +0.03 |
| TM Toyota Motor Corp. -Spon ADR | New | 0.03% | +0.03 |
| SYM Symbotic Inc. | New | 0.03% | +0.03 |
| KLAC KLA Corp. | New | 0.03% | +0.03 |
| COIN Coinbase Global Inc. Class A | Add +30.2% | 0.25% | +0.03 |
| HD Home Depot Inc. | Add +5.5% | 0.59% | +0.03 |
| TROX Tronox Holdings PLC | Add +47.7% | 0.53% | +0.03 |
| SMCI Super Micro Computer Inc. | New | 0.02% | +0.02 |
| CVX Chevron Corp. | Add +25.1% | 0.12% | +0.02 |
| GSK GSK PLC-Spon ADR | New | 0.02% | +0.02 |
| PLD Prologis Inc. | New | 0.02% | +0.02 |
| OKLO Oklo Inc. | New | 0.02% | +0.02 |
| RITM Rithm Capital Corp. | Add +87.3% | 0.05% | +0.02 |
| VST Vistra Corp. | Add +48.7% | 0.05% | +0.01 |
| BABA Alibaba Group Holding-SP ADR | New | 0.01% | +0.01 |
| WFC Wells Fargo & Co. | New | 0.01% | +0.01 |
| CLX Clorox Company | New | 0.01% | +0.01 |
| TIP iShares Tips Bond ETF | New | 0.01% | +0.01 |
| XLY SS Consumer Disc Select Sect | New | 0.01% | +0.01 |
| OKE Oneok Inc. | Add +73.4% | 0.03% | +0.01 |
| PFF iShares Preferred & Income S | Add +44.9% | 0.03% | +0.01 |
| DGX Quest Diagnostics Inc. | New | 0.01% | +0.01 |
| IWM iShares Russell 2000 ETF | Add +17.6% | 0.04% | +0.01 |
| SYY Sysco Corp. | Add +14.7% | 0.05% | +0.01 |
| HACK Amplify Cybersecurity ETF | Add +22.4% | 0.05% | +0.01 |
| DVN Devon Energy Corp. | Add +34.1% | 0.02% | +0.01 |
| BMNR Bitmine Immersion Technologi | New | 0.00% | +0.00 |
| GNRC Generac Holdings Inc. | Add +24.3% | 0.02% | +0.00 |
| DEFT Defi Technologies Inc. | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |