Wellington Shields Capital Management, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), Wellington Shields Capital Management, LLC reported 304 stock positions worth $530.4 million. Its top holding was Microsoft (MSFT) at 8.7% of the portfolio, followed by Apple (AAPL, 4.5%) and Alphabet Class C (GOOG, 4.0%). Compared with Q4 2023, it opened 20 new positions, sold out of 15, added to 71 and reduced 100. The biggest buy was Alphabet Class C (GOOG, shares +0%) and the biggest sale Flowers Foods (FLO, shares −96%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506071
Portfolio Value
$530.4M (Q1 2024)
SEC Filing
0000825293-24-000006 ↗ filed May 3, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $530.4M $530.4M Q1 2024 Q2 2024: $549.3M Q2 2024 Q3 2024: $575.3M Q3 2024 Q4 2024: $565.4M Q4 2024 Q1 2025: $551.4M Q1 2025 Q2 2025: $591.0M Q2 2025 Q3 2025: $658.9M Q3 2025 Q4 2025: $685.8M Q4 2025 Q1 2026: $666.2M Q1 2026 Q2 2026: $788.4M Q2 2026

Holdings 304 stocks · $530.4M
MSFT Microsoft Corp. 8.71% 109,805 $46.2M Reduce -0.1%
AAPL Apple Inc. 4.51% 139,593 $23.9M Reduce -2.4%
GOOG Alphabet Inc. Class C 3.96% 138,008 $21.0M Add +0.3%
BX Blackstone Inc. 3.39% 136,991 $18.0M Reduce -2.1%
AMZN Amazon.com Inc. 3.12% 91,791 $16.6M Add +10.1%
MA Mastercard Inc. Class A 2.87% 31,632 $15.2M Reduce -3.0%
GOOGL Alphabet Inc. Class A 2.79% 97,905 $14.8M Add +0.1%
JPM JPMorgan Chase & Co. 2.50% 66,087 $13.2M Reduce -3.2%
FLO Flowers Foods Inc. 2.41% 537,274 $12.8M Reduce -96.2%
TMO Thermo Fisher Scientific Inc. 1.99% 18,191 $10.6M Reduce -1.4%
AMD Advanced Micro Devices 1.75% 51,510 $9.3M Reduce -0.2%
VOO Vanguard S&P 500 ETF 1.72% 18,946 $9.1M Add +8.0%
PANW Palo Alto Networks Inc. 1.64% 30,550 $8.7M Add +4.1%
SOXX iShares Semiconductor ETF 1.58% 37,077 $8.4M Add +20.1%
PXD Pioneer Natural Resources Co. 1.50% 30,329 $8.0M Add +0.6%
EW Edwards Lifesciences Corp. 1.43% 79,622 $7.6M Reduce -2.9%
AXP American Express Co. 1.36% 31,750 $7.2M Reduce -4.0%
XOM Exxon Mobil Corp. 1.35% 61,388 $7.1M Reduce -4.1%
ACN Accenture PLC Class A 1.21% 18,470 $6.4M Add +1.4%
LIN Linde PLC 1.10% 12,515 $5.8M Add +0.4%
APO Apollo Global Management Inc. 1.07% 50,695 $5.7M Add +7.4%
BA The Boeing Co. 0.93% 25,544 $4.9M Add +62.6%
VDE Vanguard Energy ETF 0.91% 36,747 $4.8M Add +24.1%
PWR Quanta Services Inc. 0.91% 18,599 $4.8M Add +0.3%
LLY Eli Lilly & Co. 0.89% 6,068 $4.7M Reduce -8.5%
ITW Illinois Tool Works 0.87% 17,148 $4.6M No change
JNJ Johnson & Johnson 0.80% 26,657 $4.2M Reduce -10.1%
MCK McKesson Corp. 0.77% 7,561 $4.1M Add +11.7%
COF Capital One Financial Corp. 0.72% 25,808 $3.8M Reduce -7.9%
HD Home Depot Inc. 0.72% 9,942 $3.8M Add +0.4%
ABBV Abbvie Inc. 0.70% 20,352 $3.7M Reduce -3.3%
ZTS Zoetis Inc. 0.68% 21,442 $3.6M Reduce -0.9%
XME SS SPDR S&P Metals Mining 0.68% 59,690 $3.6M Add +10.3%
CRM Salesforce Inc. 0.67% 11,804 $3.6M Add +3.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.66% 18,219 $3.5M Reduce -2.0%
NVDA Nvidia Corp. 0.65% 3,815 $3.4M Reduce -0.2%
KO The Coca-Cola Co. 0.62% 53,725 $3.3M Add +0.4%
SMH Vaneck Semiconductor ETF 0.61% 14,452 $3.3M Add +1.3%
CG The Carlyle Group Inc. 0.61% 69,147 $3.2M Reduce -7.1%
V Visa Inc. Class A 0.61% 11,502 $3.2M Add +0.6%
ARCC Ares Capital Corp. 0.59% 151,558 $3.2M Add +3.8%
SNA Snap-on Inc. 0.57% 10,190 $3.0M No change
AVGO Broadcom Inc. 0.57% 2,272 $3.0M No change
TFC Truist Financial Corp. 0.57% 76,908 $3.0M Reduce -3.9%
BLK BlackRock Finance Inc. 0.54% 3,422 $2.9M Add +488.0%
GTLS Chart Industries Inc. 0.54% 17,300 $2.8M Add +13.7%
PG The Procter & Gamble Co. 0.54% 17,554 $2.8M Reduce -0.2%
XLE SS Energy Select Sector 0.54% 30,124 $2.8M Add +19.2%
WPC WP Carey Inc. 0.49% 46,198 $2.6M Reduce -2.3%
RTX RTX Corp. 0.49% 26,386 $2.6M Reduce -3.2%
FBIN Fortune Brands Innovations I 0.46% 28,500 $2.4M No change
XOP SS SPDR S&P Og Exp & Prod 0.45% 15,550 $2.4M No change
UNP Union Pacific Corp. 0.44% 9,540 $2.3M Reduce -12.3%
C Citigroup Inc. 0.42% 35,633 $2.3M Add +6.1%
ADBE Adobe Inc. 0.41% 4,261 $2.2M Reduce -14.4%
LHX L3HARRIS Technologies Inc. 0.40% 10,052 $2.1M Add +23.8%
ABT Abbott Laboratories 0.40% 18,709 $2.1M Reduce -2.9%
HON Honeywell International Inc. 0.38% 9,841 $2.0M Reduce -3.0%
ETN Eaton Corp. PLC 0.37% 6,270 $2.0M Add +0.4%
SHEL Shell PLC-ADR 0.35% 27,825 $1.9M No change
DE Deere & Co. 0.34% 4,365 $1.8M Reduce -13.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.34% 47,020 $1.8M Reduce -3.3%
EWZ iShares MSCI Brazil ETF 0.34% 54,800 $1.8M No change
XLC SS Comm Select Sector SPDR 0.33% 21,660 $1.8M Add +4.8%
CEG Constellation Energy 0.32% 9,037 $1.7M Reduce -20.4%
YUM Yum! Brands Inc. 0.31% 12,012 $1.7M Reduce -9.2%
CVX Chevron Corp. 0.31% 10,502 $1.7M Reduce -10.5%
GLD SPDR Gold Shares 0.31% 7,971 $1.6M Reduce -5.1%
SPG Simon Property Group Inc. 0.31% 10,445 $1.6M Reduce -7.1%
URA Global X Uranium ETF 0.31% 56,600 $1.6M Add +45.7%
CVS CVS Health Corp. 0.31% 20,452 $1.6M Reduce -1.5%
ROP Roper Technologies Inc. 0.30% 2,860 $1.6M No change
CFG Citizens Financial Group 0.30% 44,000 $1.6M No change
COST Costco Wholesale Corp. 0.30% 2,152 $1.6M Add +0.1%
ET Energy Transfer LP 0.30% 99,794 $1.6M Add +8.7%
ILMN Illumina Inc. 0.29% 11,104 $1.5M Reduce -47.0%
BDX Becton Dickinson and Co. 0.29% 6,160 $1.5M No change
MRK Merck & Co. Inc. 0.28% 11,371 $1.5M Add +0.9%
PBR.A Petroleo Brasil-SP Pref ADR 0.28% 100,000 $1.5M No change
VZ Verizon Communications Inc. 0.28% 35,428 $1.5M Reduce -23.6%
PM Philip Morris International 0.28% 16,060 $1.5M Reduce -5.9%
EFX Equifax Inc. 0.27% 5,438 $1.5M Reduce -12.1%
LMT Lockheed Martin Corp. 0.27% 3,195 $1.5M No change
UNH Unitedhealth Group Inc. 0.27% 2,902 $1.4M No change
WMT Walmart Inc. 0.27% 23,670 $1.4M Add +0.6%
GE General Electric 0.27% 8,102 $1.4M Reduce -1.2%
ASML ASML Holding NV-NY Reg SHS 0.26% 1,425 $1.4M No change
HELE Helen of Troy Ltd. 0.26% 11,800 $1.4M No change
SCL Stepan Co. 0.25% 14,500 $1.3M No change
BRK.A Berkshire Hathaway Inc. Class A 0.24% 2 $1.3M No change
ONON On Holding AG Class A filed as ON HLDG AG 0.24% 35,700 $1.3M Reduce -24.9%
SLV iShares Silver Trust 0.24% 55,400 $1.3M Reduce -19.0%
SHOP Shopify Inc. Class A 0.24% 16,300 $1.3M Reduce -17.7%
JEF Jefferies Financial Group Inc. 0.23% 28,000 $1.2M No change
CTAS Cintas Corp. 0.23% 1,770 $1.2M No change
PEP Pepsico Inc. 0.22% 6,620 $1.2M Reduce -1.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.21% 2,180 $1.1M Reduce -52.5%
GXO Gxo Logistics Inc. 0.21% 20,900 $1.1M Reduce -46.9%
LNG Cheniere Energy Inc. 0.21% 6,850 $1.1M No change
MCD McDonald's Corp. 0.21% 3,903 $1.1M Add +1.0%

Show all 304 holdings

Portfolio Sells Q4 2023 → Q1 2024
FLO Flowers Foods Inc. Reduce -96.2% 2.41% −37.41
QCOM Qualcomm Inc. Reduce -90.2% 0.05% −0.25
PEBO Peoples Bancorp Inc. Sold out 0.00% −0.23
GXO Gxo Logistics Inc. Reduce -46.9% 0.21% −0.09
ILMN Illumina Inc. Reduce -47.0% 0.29% −0.08
NIC Nicolet Bankshares Inc. Sold out 0.00% −0.07
SPY SS SPDR S&P 500 ETF Trust-US Reduce -52.5% 0.21% −0.06
CASIF Casi Pharmaceuticals Inc. Reduce -30.7% 0.06% −0.06
ITA iShares U.S. Aerospace & Def Sold out 0.00% −0.05
PAX Patria Investments Ltd. Class A Reduce -47.5% 0.14% −0.04
FLOT iShares Floating Rate Bond E Sold out 0.00% −0.04
AMT American Tower Corp. Reduce -50.0% 0.07% −0.03
EXAS Exact Sciences Corp. Sold out 0.00% −0.03
CMG Chipotle Mexican Grill Inc. Sold out 0.00% −0.03
FLR Fluor Corp. Reduce -46.2% 0.20% −0.03
CI The Cigna Group Reduce -53.6% 0.14% −0.02
UNG US Natural Gas Fund LP Sold out 0.00% −0.02
EA Electronic Arts Inc. Sold out 0.00% −0.02
NTCOY Natura &co Holding-ADR Sold out 0.00% −0.02
UBSI United Bankshares Inc. Sold out 0.00% −0.01
B Barrick Gold Corp. Sold out 0.00% −0.01
PYPL PayPal Holdings Inc. Reduce -80.8% 0.01% −0.01
UEIC Universal Electronics Inc. Reduce -86.6% 0.00% −0.01
WTAI Wisdomtree AI and Innovation Sold out 0.00% −0.01
CODI Compass Diversified Holdings Reduce -58.5% 0.02% −0.01
SSYS Stratasys Ltd. Sold out 0.00% −0.01
WPM Wheaton Precious Metals Corp. Sold out 0.00% −0.01
KOF Coca-Cola Femsa Sab-SP ADR Sold out 0.00% −0.01
VTI VG Morningstar TS MKT ETF-US Reduce -50.0% 0.02% −0.01
CCI Crown Castle Inc. Reduce -43.8% 0.02% −0.01
MDT Medtronic PLC Reduce -55.6% 0.01% −0.00
PSNL Personalis Inc. Reduce -8.6% 0.12% −0.00
APTV Aptiv Irish Holdings Ltd. Reduce -29.4% 0.04% −0.00
CTVA Corteva Inc. Reduce -42.5% 0.01% +0.00
QQQ Invesco QQQ Trust Series 1 Reduce -38.4% 0.05% +0.00
PGX Invesco Preferred ETF Reduce -30.9% 0.01% +0.00
CMCSA Comcast Corp. Class A Reduce -18.0% 0.01% +0.00
OC Owens Corning Reduce -38.3% 0.06% +0.00
OKE Oneok Inc. Reduce -33.0% 0.02% +0.00
TSLA Tesla Inc. Reduce -3.6% 0.12% +0.00
BXMT Blackstone Mortgage Tru Class A Reduce -15.1% 0.03% +0.01
VOX Vanguard Communication Servi Reduce -30.3% 0.04% +0.01
TRI Thomson Reuters Corp. Reduce -30.8% 0.06% +0.01
WBA Walgreens Boots Alliance Inc. Reduce -2.8% 0.03% +0.01
AMLP Alerian MLP ETF Reduce -29.6% 0.04% +0.01
DAL Delta Air Lines Inc. Reduce -0.2% 0.02% +0.01
NEM Newmont Corp. Reduce -13.1% 0.07% +0.01
JEPQ JPM Nasdaq Equity Premium Reduce -21.8% 0.04% +0.01
MMM 3M Co. Reduce -5.0% 0.04% +0.01
SBUX Starbucks Corp. Reduce -12.7% 0.06% +0.01

Portfolio Buys Q4 2023 → Q1 2024
GOOG Alphabet Inc. Class C Add +0.3% 3.96% +1.54
AMZN Amazon.com Inc. Add +10.1% 3.12% +1.54
GOOGL Alphabet Inc. Class A Add +0.1% 2.79% +1.08
SOXX iShares Semiconductor ETF Add +20.1% 1.58% +0.84
VOO Vanguard S&P 500 ETF Add +8.0% 1.72% +0.76
PXD Pioneer Natural Resources Co. Add +0.6% 1.50% +0.66
PANW Palo Alto Networks Inc. Add +4.1% 1.64% +0.56
APO Apollo Global Management Inc. Add +7.4% 1.07% +0.53
VDE Vanguard Energy ETF Add +24.1% 0.91% +0.48
BLK BlackRock Finance Inc. Add +488.0% 0.54% +0.48
LIN Linde PLC Add +0.4% 1.10% +0.46
BA The Boeing Co. Add +62.6% 0.93% +0.42
PWR Quanta Services Inc. Add +0.3% 0.91% +0.41
ACN Accenture PLC Class A Add +1.4% 1.21% +0.41
MCK McKesson Corp. Add +11.7% 0.77% +0.37
SMH Vaneck Semiconductor ETF Add +1.3% 0.61% +0.30
CRM Salesforce Inc. Add +3.5% 0.67% +0.30
HD Home Depot Inc. Add +0.4% 0.72% +0.29
GTLS Chart Industries Inc. Add +13.7% 0.54% +0.28
XME SS SPDR S&P Metals Mining Add +10.3% 0.68% +0.27
XLE SS Energy Select Sector Add +19.2% 0.54% +0.27
V Visa Inc. Class A Add +0.6% 0.61% +0.23
ARCC Ares Capital Corp. Add +3.8% 0.59% +0.23
KO The Coca-Cola Co. Add +0.4% 0.62% +0.23
C Citigroup Inc. Add +6.1% 0.42% +0.21
LHX L3HARRIS Technologies Inc. Add +23.8% 0.40% +0.19
ETN Eaton Corp. PLC Add +0.4% 0.37% +0.18
BAX Baxter International Inc. Add +1623.1% 0.18% +0.17
URA Global X Uranium ETF Add +45.7% 0.31% +0.17
TRMB Trimble Inc. New 0.17% +0.17
XLF SS Financial Select Sector New 0.15% +0.15
COHR Coherent Corp. New 0.15% +0.15
IWM iShares Russell 2000 ETF New 0.15% +0.15
XLC SS Comm Select Sector SPDR Add +4.8% 0.33% +0.15
ET Energy Transfer LP Add +8.7% 0.30% +0.14
MRK Merck & Co. Inc. Add +0.9% 0.28% +0.13
COST Costco Wholesale Corp. Add +0.1% 0.30% +0.12
WMT Walmart Inc. Add +0.6% 0.27% +0.11
AES AES Corp. New 0.09% +0.09
BRK.B Berkshire Hathaway Inc. Class B Add +1.1% 0.19% +0.08
FANG Diamondback Energy Inc. Add +13.7% 0.16% +0.08
EOG EOG Resources Inc. Add +0.1% 0.20% +0.07
EMR Emerson Electric Co. Add +3.2% 0.15% +0.07
XLV SS Health Care Select Sector Add +92.2% 0.10% +0.07
MCD McDonald's Corp. Add +1.0% 0.21% +0.06
WY Weyerhaeuser Co. Add +0.0% 0.18% +0.06
FCX Freeport-McMoran Inc. Add +1410.0% 0.07% +0.06
RSP Invesco S&P 500 Equal Weight Add +8.1% 0.15% +0.06
ENB Enbridge Inc. Add +0.0% 0.18% +0.06
OXY Occidental Petroleum Corp. Add +36.6% 0.11% +0.06

Notes & Other Activity Q4 2023 → Q1 2024
AMN Amn Healthcare Services Inc. COM Sold out 0 $0before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 334$788.4MBE, MSFT, GOOGL, GOOG, AMD
Q1 2026 324$666.2MMSFT, GOOG, AAPL, GOOGL, AMZN
Q4 2025 316$685.8MMSFT, GOOG, AAPL, GOOGL, AMZN
Q3 2025 335$658.9MMSFT, GOOG, AAPL, BX, GOOGL
Q2 2025 322$591.0MMSFT, AAPL, GOOG, BX, AMZN
Q1 2025 313$551.4MMSFT, AAPL, GOOG, BX, AMZN
Q4 2024 306$565.4MMSFT, AAPL, GOOG, BX, AMZN
Q3 2024 313$575.3MMSFT, AAPL, GOOG, BX, AMZN
Q2 2024 307$549.3MMSFT, AAPL, GOOG, AMZN, GOOGL
Q1 2024 304$530.4MMSFT, AAPL, GOOG, BX, AMZN