Wellington Shields Capital Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 10, 2025), Wellington Shields Capital Management, LLC reported 306 stock positions worth $565.4 million. Its top holding was Microsoft (MSFT) at 8.1% of the portfolio, followed by Apple (AAPL, 6.0%) and Alphabet Class C (GOOG, 4.6%). Compared with Q3 2024, it opened 11 new positions, sold out of 18, added to 87 and reduced 86. The biggest buy was Amazon.com (AMZN, shares +285%) and the biggest sale an exit from Halliburton (HAL).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506071
- Portfolio Value
- $565.4M (Q4 2024)
- SEC Filing
- 0001506071-25-000001 ↗ filed Feb 10, 2025
Holdings Value
Holdings 306 stocks · $565.4M
| MSFT Microsoft Corp. | 8.07% | 444,598 | $45.6M | Add +298.3% |
| AAPL Apple Inc. | 6.03% | 136,043 | $34.1M | Reduce -1.9% |
| GOOG Alphabet Inc. Class C | 4.58% | 135,989 | $25.9M | Reduce -2.4% |
| BX Blackstone Inc. | 4.19% | 137,287 | $23.7M | Reduce -2.0% |
| AMZN Amazon.com Inc. | 3.65% | 367,023 | $20.6M | Add +285.0% |
| GOOGL Alphabet Inc. Class A | 3.34% | 99,693 | $18.9M | Reduce -0.1% |
| MA Mastercard Inc. Class A | 2.92% | 31,302 | $16.5M | No change |
| JPM JPMorgan Chase & Co. | 2.84% | 66,963 | $16.1M | Add +0.7% |
| XOM Exxon Mobil Corp. | 2.40% | 269,749 | $13.5M | Add +103.0% |
| PANW Palo Alto Networks Inc. | 1.95% | 60,610 | $11.0M | Reduce -0.3% |
| FLO Flowers Foods Inc. | 1.93% | 526,806 | $10.9M | Reduce -0.4% |
| NVDA Nvidia Corp. | 1.70% | 538,166 | $9.6M | Add +646.4% |
| AXP American Express Co. | 1.65% | 179,359 | $9.3M | Add +470.7% |
| TMO Thermo Fisher Scientific Inc. | 1.63% | 17,681 | $9.2M | Reduce -2.9% |
| SOXX iShares Semiconductor ETF | 1.56% | 40,950 | $8.8M | Add +5.0% |
| APO Apollo Global Management Inc. | 1.56% | 53,323 | $8.8M | Add +2.1% |
| PWR Quanta Services Inc. | 1.19% | 21,354 | $6.7M | Add +9.2% |
| VOO Vanguard S&P 500 ETF | 1.14% | 11,946 | $6.4M | Reduce -6.4% |
| AMD Advanced Micro Devices | 1.11% | 51,860 | $6.3M | Add +0.6% |
| ACN Accenture PLC Class A | 1.07% | 17,220 | $6.1M | Reduce -7.0% |
| BA The Boeing Co. | 1.00% | 31,822 | $5.6M | Add +17.4% |
| AVGO Broadcom Inc. | 0.95% | 23,112 | $5.4M | Add +0.2% |
| LIN Linde PLC | 0.88% | 11,930 | $5.0M | Reduce -5.5% |
| UNH Unitedhealth Group Inc. | 0.88% | 9,811 | $5.0M | Add +35.5% |
| EW Edwards Lifesciences Corp. | 0.83% | 63,732 | $4.7M | Reduce -6.0% |
| COF Capital One Financial Corp. | 0.82% | 25,880 | $4.6M | Add +3.5% |
| MCK McKesson Corp. | 0.77% | 7,651 | $4.4M | No change |
| ITW Illinois Tool Works | 0.75% | 16,768 | $4.3M | Reduce -2.2% |
| LLY Eli Lilly & Co. | 0.74% | 43,960 | $4.2M | Add +641.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.72% | 346,664 | $4.0M | Add +1802.8% |
| ISRG Intuitive Surgical Inc. | 0.71% | 7,675 | $4.0M | Reduce -2.5% |
| HD Home Depot Inc. | 0.69% | 9,977 | $3.9M | Reduce -1.0% |
| CRM Salesforce Inc. | 0.69% | 11,588 | $3.9M | Reduce -1.1% |
| ABBV Abbvie Inc. | 0.66% | 21,008 | $3.7M | Reduce -0.1% |
| ARCC Ares Capital Corp. | 0.64% | 164,914 | $3.6M | Add +0.6% |
| BLK BlackRock Inc. | 0.62% | 3,432 | $3.5M | Add +0.1% |
| TFC Truist Financial Corp. | 0.62% | 81,037 | $3.5M | Add +3.4% |
| SMH Vaneck Semiconductor ETF | 0.62% | 14,428 | $3.5M | Add +0.1% |
| CG The Carlyle Group Inc. | 0.61% | 68,294 | $3.4M | Add +4.6% |
| V Visa Inc. Class A | 0.60% | 10,742 | $3.4M | Reduce -6.6% |
| RTX RTX Corp. | 0.55% | 26,818 | $3.1M | Add +2.2% |
| XME SS SPDR S&P Metals Mining | 0.54% | 53,548 | $3.0M | Add +5.3% |
| JNJ Johnson & Johnson | 0.53% | 20,712 | $3.0M | Reduce -8.1% |
| ETN Eaton Corp. PLC | 0.50% | 8,474 | $2.8M | Add +31.6% |
| SNA Snap-on Inc. | 0.47% | 7,790 | $2.6M | Reduce -16.1% |
| WMT Walmart Inc. | 0.46% | 28,901 | $2.6M | Reduce -0.7% |
| GTLS Chart Industries Inc. | 0.44% | 13,140 | $2.5M | Reduce -24.7% |
| PSNL Personalis Inc. | 0.44% | 431,181 | $2.5M | Reduce -0.2% |
| NEE Nextera Energy Inc. | 0.41% | 230,271 | $2.3M | Add +612.0% |
| ET Energy Transfer LP | 0.41% | 117,217 | $2.3M | Add +17.7% |
| PG The Procter & Gamble Co. | 0.40% | 13,564 | $2.3M | Reduce -23.8% |
| KO The Coca-Cola Co. | 0.39% | 35,303 | $2.2M | Reduce -33.6% |
| JEF Jefferies Financial Group Inc. | 0.39% | 28,000 | $2.2M | No change |
| GLD SPDR Gold Shares | 0.39% | 105,441 | $2.2M | Add +1053.8% |
| LHX L3HARRIS Technologies Inc. | 0.38% | 10,155 | $2.1M | Add +4.0% |
| CEG Constellation Energy | 0.38% | 9,504 | $2.1M | Add +0.8% |
| TSLA Tesla Inc. | 0.36% | 5,103 | $2.1M | Add +9.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.36% | 3,487 | $2.0M | Add +19.5% |
| XLC SS Comm Select Sector SPDR | 0.36% | 21,035 | $2.0M | Reduce -0.7% |
| WPC WP Carey Inc. | 0.35% | 35,910 | $2.0M | Reduce -23.8% |
| FBIN Fortune Brands Innovations I | 0.34% | 28,500 | $1.9M | No change |
| SPG Simon Property Group Inc. | 0.34% | 11,305 | $1.9M | Reduce -7.5% |
| CFG Citizens Financial Group | 0.34% | 44,000 | $1.9M | No change |
| LMT Lockheed Martin Corp. | 0.34% | 3,948 | $1.9M | Add +0.1% |
| UNP Union Pacific Corp. | 0.33% | 8,258 | $1.9M | Reduce -0.4% |
| COST Costco Wholesale Corp. | 0.33% | 2,040 | $1.9M | Reduce -4.3% |
| DE Deere & Co. | 0.32% | 4,290 | $1.8M | No change |
| LNG Cheniere Energy Inc. | 0.30% | 7,999 | $1.7M | Add +6.7% |
| GE General Electric filed as GE AEROSPACE | 0.30% | 51,676 | $1.7M | Add +378.9% |
| QXO Qxo Inc. | 0.30% | 107,200 | $1.7M | Add +44.1% |
| ONON On Holding AG Class A filed as ON HLDG AG | 0.30% | 31,000 | $1.7M | Reduce -10.7% |
| VZ Verizon Communications Inc. | 0.29% | 236,232 | $1.7M | Add +473.9% |
| SHEL Shell PLC-ADR | 0.27% | 24,450 | $1.5M | Reduce -4.6% |
| SLV iShares Silver Trust | 0.27% | 285,997 | $1.5M | Add +392.9% |
| ROP Roper Technologies Inc. | 0.26% | 2,860 | $1.5M | No change |
| ILMN Illumina Inc. | 0.26% | 11,104 | $1.5M | No change |
| URA Global X Uranium ETF | 0.26% | 183,550 | $1.5M | Add +235.9% |
| ABT Abbott Laboratories | 0.25% | 12,586 | $1.4M | No change |
| HON Honeywell International Inc. | 0.25% | 6,251 | $1.4M | Reduce -35.8% |
| BDX Becton Dickinson and Co. | 0.25% | 119,095 | $1.4M | Add +1833.4% |
| META Meta Platforms Inc. Class A | 0.25% | 2,376 | $1.4M | Add +0.4% |
| PM Philip Morris International | 0.25% | 11,539 | $1.4M | Reduce -25.8% |
| EFX Equifax Inc. | 0.25% | 5,438 | $1.4M | No change |
| BRK.A Berkshire Hathaway Inc. Class A | 0.24% | 2 | $1.4M | No change |
| GLW Corning Inc. | 0.23% | 27,900 | $1.3M | Reduce -0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.23% | 2,875 | $1.3M | Add +10.6% |
| FSLR First Solar Inc. | 0.22% | 7,200 | $1.3M | Reduce -24.2% |
| CW Curtiss-Wright Corp. | 0.22% | 3,550 | $1.3M | New |
| ZTS Zoetis Inc. | 0.22% | 7,640 | $1.2M | Reduce -0.7% |
| COHR Coherent Corp. | 0.22% | 13,050 | $1.2M | No change |
| IBIT iShares Bitcoin Trust ETF | 0.22% | 23,110 | $1.2M | Add +118.8% |
| XOP SS SPDR S&P Og Exp & Prod | 0.22% | 9,190 | $1.2M | Reduce -41.4% |
| SHOP Shopify Inc. Class A | 0.21% | 11,200 | $1.2M | Reduce -2.6% |
| PBR.A Petroleo Brasil-SP Pref ADR | 0.21% | 100,000 | $1.2M | No change |
| CVX Chevron Corp. | 0.21% | 8,055 | $1.2M | Reduce -19.9% |
| RSP Invesco S&P 500 Equal Weight | 0.20% | 6,550 | $1.1M | Add +22.4% |
| MCD McDonald's Corp. | 0.19% | 3,628 | $1.1M | No change |
| AMGN Amgen Inc. | 0.18% | 237,480 | $991K | Add +6147.8% |
| ASML ASML Holding NV-NY Reg SHS | 0.17% | 1,425 | $988K | No change |
| CTAS Cintas Corp. | 0.17% | 5,400 | $987K | No change |
Portfolio Sells Q3 2024 → Q4 2024
| HAL Halliburton Co. | Sold out | 0.00% | −0.62 |
| CPRI Capri Holdings Ltd. | Sold out | 0.00% | −0.46 |
| TMO Thermo Fisher Scientific Inc. | Reduce -2.9% | 1.63% | −0.33 |
| KO The Coca-Cola Co. | Reduce -33.6% | 0.39% | −0.28 |
| FLO Flowers Foods Inc. | Reduce -0.4% | 1.93% | −0.20 |
| FSLR First Solar Inc. | Reduce -24.2% | 0.22% | −0.19 |
| WPC WP Carey Inc. | Reduce -23.8% | 0.35% | −0.16 |
| LIN Linde PLC | Reduce -5.5% | 0.88% | −0.16 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -41.4% | 0.22% | −0.14 |
| PG The Procter & Gamble Co. | Reduce -23.8% | 0.40% | −0.13 |
| FLNC Fluence Energy Inc. | Reduce -53.1% | 0.06% | −0.13 |
| JNJ Johnson & Johnson | Reduce -8.1% | 0.53% | −0.11 |
| HON Honeywell International Inc. | Reduce -35.8% | 0.25% | −0.10 |
| AES AES Corp. | Reduce -33.1% | 0.07% | −0.09 |
| C Citigroup Inc. | Reduce -56.1% | 0.09% | −0.09 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −0.09 |
| VGK Vanguard Ftse Europe ETF | Reduce -60.0% | 0.05% | −0.08 |
| PM Philip Morris International | Reduce -25.8% | 0.25% | −0.08 |
| BAC Bank of America Corp. | Reduce -44.5% | 0.14% | −0.08 |
| DVN Devon Energy Corp. | Reduce -89.2% | 0.01% | −0.08 |
| EOG EOG Resources Inc. | Reduce -42.8% | 0.10% | −0.07 |
| ACN Accenture PLC Class A | Reduce -7.0% | 1.07% | −0.07 |
| ABBV Abbvie Inc. | Reduce -0.1% | 0.66% | −0.06 |
| SHW The Sherwin-Williams Co. | Sold out | 0.00% | −0.06 |
| BE Bloom Energy Corp. Class A | Sold out | 0.00% | −0.06 |
| EES Wisdomtree US Smallcap Fund | Reduce -36.0% | 0.11% | −0.05 |
| MKC McCormick & Co.-Non VTG SHRS | Sold out | 0.00% | −0.05 |
| CASIF Casi Pharmaceuticals Inc. | Reduce -3.8% | 0.04% | −0.05 |
| EWZ iShares MSCI Brazil ETF | Reduce -1.7% | 0.17% | −0.05 |
| CVX Chevron Corp. | Reduce -19.9% | 0.21% | −0.05 |
| GXO Gxo Logistics Inc. | Reduce -30.9% | 0.07% | −0.05 |
| BAX Baxter International Inc. | Reduce -15.3% | 0.10% | −0.05 |
| STZ Constellation Brands Inc. Class A | Reduce -25.2% | 0.09% | −0.05 |
| CCI Crown Castle Inc. | Reduce -63.6% | 0.02% | −0.05 |
| ENB Enbridge Inc. | Reduce -26.4% | 0.15% | −0.04 |
| ZTS Zoetis Inc. | Reduce -0.7% | 0.22% | −0.04 |
| CVS CVS Health Corp. | Reduce -9.1% | 0.08% | −0.04 |
| VLO Valero Energy Corp. | Reduce -50.0% | 0.03% | −0.04 |
| PFE Pfizer Inc. | Reduce -19.2% | 0.11% | −0.04 |
| NEM Newmont Corp. | Reduce -9.3% | 0.06% | −0.04 |
| TGT Target Corp. | Reduce -20.7% | 0.08% | −0.04 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.04 |
| PEP Pepsico Inc. | Reduce -10.8% | 0.14% | −0.03 |
| CL Colgate-Palmolive Co. | Reduce -74.4% | 0.01% | −0.03 |
| PAX Patria Investments Ltd. Class A | Reduce -45.6% | 0.04% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -6.4% | 1.14% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -2.2% | 0.13% | −0.03 |
| ITW Illinois Tool Works | Reduce -2.2% | 0.75% | −0.03 |
| EMR Emerson Electric Co. | Reduce -31.3% | 0.11% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -18.7% | 0.04% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +285.0% | 3.65% | +0.56 |
| APO Apollo Global Management Inc. | Add +2.1% | 1.56% | +0.42 |
| JPM JPMorgan Chase & Co. | Add +0.7% | 2.84% | +0.40 |
| BA The Boeing Co. | Add +17.4% | 1.00% | +0.28 |
| AVGO Broadcom Inc. | Add +0.2% | 0.95% | +0.26 |
| CW Curtiss-Wright Corp. | New | 0.22% | +0.22 |
| PWR Quanta Services Inc. | Add +9.2% | 1.19% | +0.18 |
| NVDA Nvidia Corp. | Add +646.4% | 1.70% | +0.18 |
| AXP American Express Co. | Add +470.7% | 1.65% | +0.17 |
| COF Capital One Financial Corp. | Add +3.5% | 0.82% | +0.17 |
| TSLA Tesla Inc. | Add +9.6% | 0.36% | +0.15 |
| IBIT iShares Bitcoin Trust ETF | Add +118.8% | 0.22% | +0.15 |
| UNH Unitedhealth Group Inc. | Add +35.5% | 0.88% | +0.14 |
| ET Energy Transfer LP | Add +17.7% | 0.41% | +0.13 |
| ETN Eaton Corp. PLC | Add +31.6% | 0.50% | +0.13 |
| CG The Carlyle Group Inc. | Add +4.6% | 0.61% | +0.12 |
| QXO Qxo Inc. | Add +44.1% | 0.30% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +19.5% | 0.36% | +0.07 |
| LNG Cheniere Energy Inc. | Add +6.7% | 0.30% | +0.07 |
| PLTR Palantir Technologies Inc. Class A | Add +125.0% | 0.08% | +0.06 |
| CORZ Core Scientific Inc. | New | 0.06% | +0.06 |
| BLK BlackRock Inc. | Add +0.1% | 0.62% | +0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +49.2% | 0.16% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +66.7% | 0.10% | +0.05 |
| CMG Chipotle Mexican Grill Inc. | Add +163.6% | 0.08% | +0.05 |
| ARCC Ares Capital Corp. | Add +0.6% | 0.64% | +0.04 |
| CTRA Coterra Energy Inc. | New | 0.04% | +0.04 |
| JPST JPMorgan Ultra-Short Income | New | 0.04% | +0.04 |
| TFC Truist Financial Corp. | Add +3.4% | 0.62% | +0.04 |
| TM Toyota Motor Corp. -Spon ADR | New | 0.04% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +22.4% | 0.20% | +0.04 |
| PYPL PayPal Holdings Inc. | Add +9.8% | 0.17% | +0.03 |
| FHN First Horizon Corp. | Add +0.1% | 0.10% | +0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +10.6% | 0.23% | +0.02 |
| EWJ iShares MSCI Japan ETF | New | 0.02% | +0.02 |
| RRC Range Resources Corp. | Add +1492.7% | 0.13% | +0.02 |
| DIS The Walt Disney Co. | Add +0.0% | 0.11% | +0.02 |
| IBM Intl Business Machines Corp. | Add +1802.8% | 0.72% | +0.02 |
| KMI Kinder Morgan Inc. | Add +3.7% | 0.07% | +0.02 |
| MS Morgan Stanley | Add +1.4% | 0.08% | +0.02 |
| CRBG Corebridge Financial Inc. | Add +10.2% | 0.11% | +0.01 |
| JOBY Joby Aviation Inc. | New | 0.01% | +0.01 |
| VRT Vertiv Holdings Co. Class A | New | 0.01% | +0.01 |
| CCJ Cameco Corp. | Add +1898.3% | 0.13% | +0.01 |
| QQQ Invesco QQQ Trust Series 1 | Add +17.0% | 0.06% | +0.01 |
| GILD Gilead Sciences Inc. | Add +3757.7% | 0.10% | +0.01 |
| META Meta Platforms Inc. Class A | Add +0.4% | 0.25% | +0.01 |
| CIBR First Trust Nasdaq Cybersecu | Add +219.7% | 0.11% | +0.01 |
| IGV iShares Expanded Tech-Softwa | Add +1.3% | 0.07% | +0.01 |
| T AT&T Inc. | Add +273.9% | 0.16% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 334 | $788.4M | BE, MSFT, GOOGL, GOOG, AMD |
| Q1 2026 | 324 | $666.2M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q4 2025 | 316 | $685.8M | MSFT, GOOG, AAPL, GOOGL, AMZN |
| Q3 2025 | 335 | $658.9M | MSFT, GOOG, AAPL, BX, GOOGL |
| Q2 2025 | 322 | $591.0M | MSFT, AAPL, GOOG, BX, AMZN |
| Q1 2025 | 313 | $551.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q4 2024 | 306 | $565.4M | MSFT, AAPL, GOOG, BX, AMZN |
| Q3 2024 | 313 | $575.3M | MSFT, AAPL, GOOG, BX, AMZN |
| Q2 2024 | 307 | $549.3M | MSFT, AAPL, GOOG, AMZN, GOOGL |
| Q1 2024 | 304 | $530.4M | MSFT, AAPL, GOOG, BX, AMZN |