Wellington Shields Capital Management, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), Wellington Shields Capital Management, LLC reported 304 stock positions worth $530.4 million. Its top holding was Microsoft (MSFT) at 8.7% of the portfolio, followed by Apple (AAPL, 4.5%) and Alphabet Class C (GOOG, 4.0%). Compared with Q4 2023, it opened 20 new positions, sold out of 15, added to 71 and reduced 100. The biggest buy was Alphabet Class C (GOOG, shares +0%) and the biggest sale Flowers Foods (FLO, shares −96%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506071
Portfolio Value
$530.4M (Q1 2024)
SEC Filing
0000825293-24-000006 ↗ filed May 3, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $530.4M $530.4M Q1 2024 Q2 2024: $549.3M Q2 2024 Q3 2024: $575.3M Q3 2024 Q4 2024: $565.4M Q4 2024 Q1 2025: $551.4M Q1 2025 Q2 2025: $591.0M Q2 2025 Q3 2025: $658.9M Q3 2025 Q4 2025: $685.8M Q4 2025 Q1 2026: $666.2M Q1 2026 Q2 2026: $788.4M Q2 2026

Holdings 304 stocks · $530.4M
MSFT Microsoft Corp. 8.71% 109,805 $46.2M Reduce -0.1%
AAPL Apple Inc. 4.51% 139,593 $23.9M Reduce -2.4%
GOOG Alphabet Inc. Class C 3.96% 138,008 $21.0M Add +0.3%
BX Blackstone Inc. 3.39% 136,991 $18.0M Reduce -2.1%
AMZN Amazon.com Inc. 3.12% 91,791 $16.6M Add +10.1%
MA Mastercard Inc. Class A 2.87% 31,632 $15.2M Reduce -3.0%
GOOGL Alphabet Inc. Class A 2.79% 97,905 $14.8M Add +0.1%
JPM JPMorgan Chase & Co. 2.50% 66,087 $13.2M Reduce -3.2%
FLO Flowers Foods Inc. 2.41% 537,274 $12.8M Reduce -96.2%
TMO Thermo Fisher Scientific Inc. 1.99% 18,191 $10.6M Reduce -1.4%
AMD Advanced Micro Devices 1.75% 51,510 $9.3M Reduce -0.2%
VOO Vanguard S&P 500 ETF 1.72% 18,946 $9.1M Add +8.0%
PANW Palo Alto Networks Inc. 1.64% 30,550 $8.7M Add +4.1%
SOXX iShares Semiconductor ETF 1.58% 37,077 $8.4M Add +20.1%
PXD Pioneer Natural Resources Co. 1.50% 30,329 $8.0M Add +0.6%
EW Edwards Lifesciences Corp. 1.43% 79,622 $7.6M Reduce -2.9%
AXP American Express Co. 1.36% 31,750 $7.2M Reduce -4.0%
XOM Exxon Mobil Corp. 1.35% 61,388 $7.1M Reduce -4.1%
ACN Accenture PLC Class A 1.21% 18,470 $6.4M Add +1.4%
LIN Linde PLC 1.10% 12,515 $5.8M Add +0.4%
APO Apollo Global Management Inc. 1.07% 50,695 $5.7M Add +7.4%
BA The Boeing Co. 0.93% 25,544 $4.9M Add +62.6%
VDE Vanguard Energy ETF 0.91% 36,747 $4.8M Add +24.1%
PWR Quanta Services Inc. 0.91% 18,599 $4.8M Add +0.3%
LLY Eli Lilly & Co. 0.89% 6,068 $4.7M Reduce -8.5%
ITW Illinois Tool Works 0.87% 17,148 $4.6M No change
JNJ Johnson & Johnson 0.80% 26,657 $4.2M Reduce -10.1%
MCK McKesson Corp. 0.77% 7,561 $4.1M Add +11.7%
COF Capital One Financial Corp. 0.72% 25,808 $3.8M Reduce -7.9%
HD Home Depot Inc. 0.72% 9,942 $3.8M Add +0.4%
ABBV Abbvie Inc. 0.70% 20,352 $3.7M Reduce -3.3%
ZTS Zoetis Inc. 0.68% 21,442 $3.6M Reduce -0.9%
XME SS SPDR S&P Metals Mining 0.68% 59,690 $3.6M Add +10.3%
CRM Salesforce Inc. 0.67% 11,804 $3.6M Add +3.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.66% 18,219 $3.5M Reduce -2.0%
NVDA Nvidia Corp. 0.65% 3,815 $3.4M Reduce -0.2%
KO The Coca-Cola Co. 0.62% 53,725 $3.3M Add +0.4%
SMH Vaneck Semiconductor ETF 0.61% 14,452 $3.3M Add +1.3%
CG The Carlyle Group Inc. 0.61% 69,147 $3.2M Reduce -7.1%
V Visa Inc. Class A 0.61% 11,502 $3.2M Add +0.6%
ARCC Ares Capital Corp. 0.59% 151,558 $3.2M Add +3.8%
SNA Snap-on Inc. 0.57% 10,190 $3.0M No change
AVGO Broadcom Inc. 0.57% 2,272 $3.0M No change
TFC Truist Financial Corp. 0.57% 76,908 $3.0M Reduce -3.9%
BLK BlackRock Finance Inc. 0.54% 3,422 $2.9M Add +488.0%
GTLS Chart Industries Inc. 0.54% 17,300 $2.8M Add +13.7%
PG The Procter & Gamble Co. 0.54% 17,554 $2.8M Reduce -0.2%
XLE SS Energy Select Sector 0.54% 30,124 $2.8M Add +19.2%
WPC WP Carey Inc. 0.49% 46,198 $2.6M Reduce -2.3%
RTX RTX Corp. 0.49% 26,386 $2.6M Reduce -3.2%
FBIN Fortune Brands Innovations I 0.46% 28,500 $2.4M No change
XOP SS SPDR S&P Og Exp & Prod 0.45% 15,550 $2.4M No change
UNP Union Pacific Corp. 0.44% 9,540 $2.3M Reduce -12.3%
C Citigroup Inc. 0.42% 35,633 $2.3M Add +6.1%
ADBE Adobe Inc. 0.41% 4,261 $2.2M Reduce -14.4%
LHX L3HARRIS Technologies Inc. 0.40% 10,052 $2.1M Add +23.8%
ABT Abbott Laboratories 0.40% 18,709 $2.1M Reduce -2.9%
HON Honeywell International Inc. 0.38% 9,841 $2.0M Reduce -3.0%
ETN Eaton Corp. PLC 0.37% 6,270 $2.0M Add +0.4%
SHEL Shell PLC-ADR 0.35% 27,825 $1.9M No change
DE Deere & Co. 0.34% 4,365 $1.8M Reduce -13.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.34% 47,020 $1.8M Reduce -3.3%
EWZ iShares MSCI Brazil ETF 0.34% 54,800 $1.8M No change
XLC SS Comm Select Sector SPDR 0.33% 21,660 $1.8M Add +4.8%
CEG Constellation Energy 0.32% 9,037 $1.7M Reduce -20.4%
YUM Yum! Brands Inc. 0.31% 12,012 $1.7M Reduce -9.2%
CVX Chevron Corp. 0.31% 10,502 $1.7M Reduce -10.5%
GLD SPDR Gold Shares 0.31% 7,971 $1.6M Reduce -5.1%
SPG Simon Property Group Inc. 0.31% 10,445 $1.6M Reduce -7.1%
URA Global X Uranium ETF 0.31% 56,600 $1.6M Add +45.7%
CVS CVS Health Corp. 0.31% 20,452 $1.6M Reduce -1.5%
ROP Roper Technologies Inc. 0.30% 2,860 $1.6M No change
CFG Citizens Financial Group 0.30% 44,000 $1.6M No change
COST Costco Wholesale Corp. 0.30% 2,152 $1.6M Add +0.1%
ET Energy Transfer LP 0.30% 99,794 $1.6M Add +8.7%
ILMN Illumina Inc. 0.29% 11,104 $1.5M Reduce -47.0%
BDX Becton Dickinson and Co. 0.29% 6,160 $1.5M No change
MRK Merck & Co. Inc. 0.28% 11,371 $1.5M Add +0.9%
PBR.A Petroleo Brasil-SP Pref ADR 0.28% 100,000 $1.5M No change
VZ Verizon Communications Inc. 0.28% 35,428 $1.5M Reduce -23.6%
PM Philip Morris International 0.28% 16,060 $1.5M Reduce -5.9%
EFX Equifax Inc. 0.27% 5,438 $1.5M Reduce -12.1%
LMT Lockheed Martin Corp. 0.27% 3,195 $1.5M No change
UNH Unitedhealth Group Inc. 0.27% 2,902 $1.4M No change
WMT Walmart Inc. 0.27% 23,670 $1.4M Add +0.6%
GE General Electric 0.27% 8,102 $1.4M Reduce -1.2%
ASML ASML Holding NV-NY Reg SHS 0.26% 1,425 $1.4M No change
HELE Helen of Troy Ltd. 0.26% 11,800 $1.4M No change
SCL Stepan Co. 0.25% 14,500 $1.3M No change
BRK.A Berkshire Hathaway Inc. Class A 0.24% 2 $1.3M No change
ONON On Holding AG Class A filed as ON HLDG AG 0.24% 35,700 $1.3M Reduce -24.9%
SLV iShares Silver Trust 0.24% 55,400 $1.3M Reduce -19.0%
SHOP Shopify Inc. Class A 0.24% 16,300 $1.3M Reduce -17.7%
JEF Jefferies Financial Group Inc. 0.23% 28,000 $1.2M No change
CTAS Cintas Corp. 0.23% 1,770 $1.2M No change
PEP Pepsico Inc. 0.22% 6,620 $1.2M Reduce -1.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.21% 2,180 $1.1M Reduce -52.5%
GXO Gxo Logistics Inc. 0.21% 20,900 $1.1M Reduce -46.9%
LNG Cheniere Energy Inc. 0.21% 6,850 $1.1M No change
MCD McDonald's Corp. 0.21% 3,903 $1.1M Add +1.0%
FLR Fluor Corp. 0.20% 25,470 $1.1M Reduce -46.2%
AMGN Amgen Inc. 0.20% 3,697 $1.1M Reduce -3.3%
EOG EOG Resources Inc. 0.20% 8,133 $1.0M Add +0.1%
STZ Constellation Brands Inc. Class A 0.19% 3,795 $1.0M No change
BRK.B Berkshire Hathaway Inc. Class B 0.19% 2,395 $1.0M Add +1.1%
CDNS Cadence Design SYS Inc. 0.19% 3,200 $996K No change
ENB Enbridge Inc. 0.18% 26,501 $959K Add +0.0%
BAX Baxter International Inc. 0.18% 22,400 $957K Add +1623.1%
WY Weyerhaeuser Co. 0.18% 26,545 $953K Add +0.0%
EES Wisdomtree US Smallcap Fund 0.17% 18,160 $910K No change
GLW Corning Inc. 0.17% 27,500 $906K Reduce -5.8%
CSX CSX Corp. 0.17% 24,233 $898K Reduce -0.9%
TRMB Trimble Inc. 0.17% 13,600 $875K New
PFE Pfizer Inc. 0.16% 30,750 $853K Add +1.3%
AMAT Applied Materials Inc. 0.16% 4,130 $852K Reduce -22.2%
FANG Diamondback Energy Inc. 0.16% 4,150 $822K Add +13.7%
XLF SS Financial Select Sector 0.15% 19,346 $815K New
WST West Pharmaceutical Services 0.15% 2,000 $791K No change
PAVE Global X US Infrastructure 0.15% 19,875 $791K No change
COHR Coherent Corp. 0.15% 13,050 $791K New
TGT Target Corp. 0.15% 4,450 $789K No change
RSP Invesco S&P 500 Equal Weight 0.15% 4,655 $788K Add +8.1%
EMR Emerson Electric Co. 0.15% 6,885 $781K Add +3.2%
IWM iShares Russell 2000 ETF 0.15% 3,710 $780K New
CI The Cigna Group 0.14% 2,061 $749K Reduce -53.6%
SXT Sensient Technologies Corp. 0.14% 10,500 $726K No change
JEPI JPMorgan Equity Premium Inco 0.14% 12,512 $724K Add +1.3%
RRC Range Resources Corp. 0.14% 20,975 $722K No change
PAX Patria Investments Ltd. Class A 0.14% 48,300 $717K Reduce -47.5%
EWJ iShares MSCI Japan ETF 0.13% 9,530 $680K Add +2.7%
T AT&T Inc. 0.13% 38,192 $672K Add +0.6%
BSX Boston Scientific Corp. 0.12% 9,534 $653K Reduce -11.7%
PSNL Personalis Inc. 0.12% 436,931 $651K Reduce -8.6%
DVN Devon Energy Corp. 0.12% 12,900 $647K Reduce -3.3%
TSLA Tesla Inc. 0.12% 3,655 $643K Reduce -3.6%
GDXJ Vaneck Junior Gold Miners 0.12% 16,550 $641K Reduce -11.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.12% 5,151 $630K Reduce -6.0%
BIL SS SPDR BB 1-3M T-Bill ETF 0.11% 6,577 $604K No change
META Meta Platforms Inc. Class A 0.11% 1,243 $604K Reduce -3.3%
INTC Intel Corp. 0.11% 13,608 $601K Reduce -6.2%
CCJ Cameco Corp. 0.11% 13,700 $594K Add +6.2%
CIBR First Trust Nasdaq Cybersecu 0.11% 10,300 $581K No change
INTU Intuit Inc. 0.11% 875 $569K No change
OXY Occidental Petroleum Corp. 0.11% 8,575 $557K Add +36.6%
AMP Ameriprise Financial Inc. 0.10% 1,220 $535K No change
GVA Granite Construction Inc. 0.10% 9,350 $534K No change
MBC Masterbrand Inc. 0.10% 28,500 $534K No change
LOW Lowe's Cos Inc. 0.10% 2,040 $520K Reduce -0.8%
SYK Stryker Corp. 0.10% 1,450 $519K No change
VLO Valero Energy Corp. 0.10% 3,000 $512K No change
XLV SS Health Care Select Sector 0.10% 3,439 $508K Add +92.2%
WM Waste Management Inc. 0.10% 2,371 $505K Add +0.0%
ADI Analog Devices Inc. 0.10% 2,550 $504K Reduce -7.3%
MO Altria Group Inc. 0.09% 11,453 $500K Reduce -1.9%
ADP Automatic Data Processing 0.09% 1,976 $493K Reduce -6.0%
NEE Nextera Energy Inc. 0.09% 7,613 $487K Reduce -5.6%
AES AES Corp. 0.09% 26,875 $482K New
CAT Caterpillar Inc. 0.09% 1,300 $476K No change
MDLZ Mondelez International Inc. Class A 0.09% 6,606 $462K No change
CSGP Costar Group Inc. 0.09% 4,750 $459K No change
LECO Lincoln Electric Holdings 0.09% 1,790 $457K No change
BHB Bar Harbor Bankshares filed as BAR HBR BANKSHARES 0.08% 16,875 $447K No change
FDX FedEx Corp. 0.08% 1,525 $442K No change
NUV Nuveen Municipal Value 0.08% 50,000 $436K No change
AVNT Avient Corp. 0.08% 9,846 $427K No change
KGS Kodiak Gas Services Inc. 0.08% 15,300 $418K No change
BMY Bristol-Myers Squibb Co. 0.08% 7,400 $401K Reduce -13.9%
AMT American Tower Corp. 0.07% 2,000 $395K Reduce -50.0%
SHY iShares 1-3 Year Treasury Bo 0.07% 4,775 $391K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.07% 7,111 $390K Reduce -13.9%
COP Conocophillips 0.07% 3,040 $387K Reduce -3.2%
CARR Carrier Global Corp. 0.07% 6,650 $387K Reduce -4.0%
FNB FNB Corp. 0.07% 27,388 $386K No change
FHN First Horizon Corp. 0.07% 25,000 $385K Reduce -2.0%
FLNC Fluence Energy Inc. 0.07% 22,000 $381K No change
FNV Franco-Nevada Corp. 0.07% 3,200 $381K Reduce -8.6%
SHM SS SPDR N Ice St Muni ETF 0.07% 8,000 $380K No change
NEM Newmont Corp. 0.07% 10,572 $379K Reduce -13.1%
BKR Baker Hughes Co. 0.07% 11,220 $376K Reduce -11.8%
NVO Novo-Nordisk A/S-Spons ADR 0.07% 2,920 $375K No change
IDA Idacorp Inc. 0.07% 4,000 $372K No change
CRWD CrowdStrike Holdings Inc. Class A 0.07% 1,150 $369K Add +187.5%
URI United Rentals Inc. 0.07% 500 $361K No change
BIIB Biogen Inc. 0.07% 1,652 $356K No change
FCX Freeport-McMoran Inc. 0.07% 7,550 $355K Add +1410.0%
KHC The Kraft Heinz Co. 0.07% 9,493 $350K No change
RVTY Revvity Inc. 0.07% 3,300 $347K No change
MS Morgan Stanley 0.06% 3,607 $340K No change
BE Bloom Energy Corp. Class A 0.06% 30,000 $337K No change
PBR Petroleo Brasileiro-Spon ADR 0.06% 22,000 $335K Add +10.0%
CASIF Casi Pharmaceuticals Inc. 0.06% 92,217 $333K Reduce -30.7%
IGV iShares Expanded Tech-Softwa 0.06% 3,725 $318K No change
STLD Steel Dynamics Inc. 0.06% 2,133 $316K No change
TRI Thomson Reuters Corp. 0.06% 2,000 $312K Reduce -30.8%
PSX Phillips 66 0.06% 1,892 $309K No change
CSCO Cisco Systems Inc. 0.06% 6,148 $307K Reduce -0.9%
SHW The Sherwin-Williams Co. 0.06% 870 $302K No change
GEHC GE Healthcare Technology 0.06% 3,323 $302K Add +10.5%
NFE New Fortress Energy Inc. 0.06% 9,875 $302K No change
SBUX Starbucks Corp. 0.06% 3,255 $297K Reduce -12.7%
RITM Rithm Capital Corp. 0.06% 26,500 $296K No change
OC Owens Corning 0.06% 1,770 $295K Reduce -38.3%
IBB iShares Biotechnology ETF 0.06% 2,140 $294K New
ROST Ross Stores Inc. 0.06% 2,000 $294K No change
GDX Vaneck Gold Miners ETF 0.05% 8,995 $284K No change
CWAN Clearwater Analytics HDS-A 0.05% 16,000 $283K New
GD General Dynamics Corp. 0.05% 1,000 $282K No change
QCOM Qualcomm Inc. 0.05% 1,650 $279K Reduce -90.2%
SYY Sysco Corp. 0.05% 3,400 $276K No change
TM Toyota Motor Corp. -Spon ADR 0.05% 1,066 $268K New
YUMC Yum China Holdings Inc. 0.05% 6,412 $255K Add +0.2%
MAIN Main Street Capital Corp. 0.05% 5,350 $253K No change
QQQ Invesco QQQ Trust Series 1 0.05% 566 $251K Reduce -38.4%
CAC Camden National Corp. 0.05% 7,500 $251K No change
MPLX MPLX LP 0.05% 6,000 $249K New
BXSL Blackstone Secured Lending F 0.05% 7,965 $248K Add +9.9%
VALE Vale SA-SP ADR 0.05% 20,000 $244K No change
KMI Kinder Morgan Inc. 0.05% 13,246 $243K No change
STE Steris PLC 0.04% 1,050 $236K No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.04% 4,300 $233K Reduce -21.8%
UPS United Parcel Service Class B 0.04% 1,562 $232K No change
MATX Matson Inc. 0.04% 2,000 $225K No change
BP BP PLC-Spons ADR 0.04% 5,850 $220K No change
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 0.04% 2,700 $215K Reduce -29.4%
AMLP Alerian MLP ETF 0.04% 4,525 $215K Reduce -29.6%
UBER Uber Technologies Inc. 0.04% 2,756 $212K Add +6.1%
CL Colgate-Palmolive Co. 0.04% 2,353 $212K No change
EPD Enterprise Products Partners 0.04% 7,150 $209K No change
ALL Allstate Corp. 0.04% 1,200 $208K New
HEES H&E Equipment Services Inc. 0.04% 3,200 $205K New
KKR KKR & Co. Inc. 0.04% 2,000 $201K No change
MMM 3M Co. 0.04% 1,893 $201K Reduce -5.0%
AGG iShares Core U.S. Aggregate 0.04% 2,000 $196K No change
VOX Vanguard Communication Servi 0.04% 1,486 $195K Reduce -30.3%
CLX Clorox Company 0.04% 1,270 $194K No change
SMCI Super Micro Computer Inc. 0.04% 190 $192K New
FISV Fiserv Inc. 0.04% 1,200 $192K New
WBA Walgreens Boots Alliance Inc. 0.03% 8,250 $179K Reduce -2.8%
ORCL Oracle Corp. 0.03% 1,395 $175K Add +7.7%
GNRC Generac Holdings Inc. 0.03% 1,375 $173K No change
MRNA Moderna Inc. 0.03% 1,602 $171K Add +80000.0%
BXMT Blackstone Mortgage Tru Class A 0.03% 8,370 $167K Reduce -15.1%
ZBRA Zebra Technologies Corp. Class A 0.03% 540 $163K New
DOW Dow Inc. 0.03% 2,689 $156K Add +1.6%
GILD Gilead Sciences Inc. 0.03% 2,100 $154K No change
BANC Banc of California Inc. 0.03% 10,000 $152K No change
XLI SS Industrial Select Sector 0.03% 1,184 $149K No change
IP International Paper Co. 0.03% 3,785 $148K Add +6.6%
AFL Aflac Inc. 0.03% 1,700 $146K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.03% 2,500 $144K No change
FSLR First Solar Inc. 0.03% 800 $135K No change
GSK GSK PLC-Spon ADR 0.03% 3,102 $133K Add +0.0%
ALB Albemarle Corp. 0.02% 1,000 $132K No change
RPM RPM International Inc. 0.02% 1,100 $131K No change
OKE Oneok Inc. 0.02% 1,625 $130K Reduce -33.0%
VTI VG Morningstar TS MKT ETF-US 0.02% 500 $130K Reduce -50.0%
SMG Scotts Miracle-Gro Co. 0.02% 1,723 $129K No change
CODI Compass Diversified Holdings 0.02% 5,220 $126K Reduce -58.5%
PLTR Palantir Technologies Inc. Class A 0.02% 5,250 $121K New
MRO Marathon Oil Corp. 0.02% 4,250 $120K New
TXN Texas Instruments Inc. 0.02% 690 $120K No change
AEP American Electric Power 0.02% 1,380 $119K New
MTUM iShares MSCI USA Momentum Fa 0.02% 630 $118K New
MAR Marriott International Class A 0.02% 450 $114K No change
BCBP BCB Bancorp Inc. 0.02% 10,000 $105K No change
ROK Rockwell Automation Inc. 0.02% 350 $102K No change
CCI Crown Castle Inc. 0.02% 900 $95K Reduce -43.8%
DAL Delta Air Lines Inc. 0.02% 1,938 $93K Reduce -0.2%
DD Dupont DE Nemours Inc. 0.02% 1,070 $82K Add +4.1%
FIS Fidelity National Info Serv 0.02% 1,100 $82K No change
NOC Northrop Grumman Corp. 0.02% 170 $81K Add +9.7%
WMB Williams Cos Inc. 0.01% 2,000 $78K Add +33.3%
XLK SS Technology Select Sector 0.01% 373 $78K Add +36.6%
GAB Gabelli Equity Trust 0.01% 13,857 $76K No change
NRT North European Oil RTY Trust 0.01% 12,757 $76K No change
GIS General Mills Inc. 0.01% 1,000 $70K No change
CAG Conagra Brands Inc. 0.01% 2,350 $70K No change
PGX Invesco Preferred ETF 0.01% 5,614 $67K Reduce -30.9%
DUK Duke Energy Corp. 0.01% 649 $63K No change
CMCSA Comcast Corp. Class A 0.01% 1,368 $59K Reduce -18.0%
CTVA Corteva Inc. 0.01% 1,024 $59K Reduce -42.5%
OTIS Otis Worldwide Corp. 0.01% 566 $56K No change
FNF Fidelity National Financial 0.01% 950 $50K No change
WBD Warner Bros Discovery Inc. 0.01% 5,317 $46K Add +38.9%
PFF iShares Preferred & Income S 0.01% 1,430 $46K Add +0.2%
MDT Medtronic PLC 0.01% 520 $45K Reduce -55.6%
F Ford Motor Co. filed as FORD MTR CO DEL 0.01% 3,050 $41K No change
RKLB Rocket Lab USA Inc. 0.01% 8,400 $35K No change
TRV The Travelers Cos Inc. 0.01% 150 $35K No change
PYPL PayPal Holdings Inc. 0.01% 500 $33K Reduce -80.8%
CB Chubb Ltd. 0.01% 112 $29K New
KYN Kayne Anderson Energy Infra 0.00% 2,215 $22K Add +0.2%
L Loews Corp. 0.00% 254 $20K No change
XBI SS SPDR S&P Biotech ETF 0.00% 200 $19K New
UEIC Universal Electronics Inc. 0.00% 1,700 $17K Reduce -86.6%
JXN Jackson Financial Inc. Class A 0.00% 138 $9K No change
LW Lamb Weston Holdings Inc. 0.00% 83 $9K Add +43.1%
ED Consolidated Edison Inc. 0.00% 92 $8K No change
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC 0.00% 100 $8K No change
SO The Southern Co. 0.00% 103 $7K Add +1.0%
TPICQ Tpi Composites Inc. 0.00% 2,079 $6K No change
PARAA Paramount Global Class B 0.00% 150 $2K No change
RIG Transocean Ltd. 0.00% 120 $754 No change
LICYQ Li-Cycle Holdings Corp. 0.00% 147 $151 No change

Portfolio Sells Q4 2023 → Q1 2024
FLO Flowers Foods Inc. Reduce -96.2% 2.41% −37.41
QCOM Qualcomm Inc. Reduce -90.2% 0.05% −0.25
PEBO Peoples Bancorp Inc. Sold out 0.00% −0.23
GXO Gxo Logistics Inc. Reduce -46.9% 0.21% −0.09
ILMN Illumina Inc. Reduce -47.0% 0.29% −0.08
NIC Nicolet Bankshares Inc. Sold out 0.00% −0.07
SPY SS SPDR S&P 500 ETF Trust-US Reduce -52.5% 0.21% −0.06
CASIF Casi Pharmaceuticals Inc. Reduce -30.7% 0.06% −0.06
ITA iShares U.S. Aerospace & Def Sold out 0.00% −0.05
PAX Patria Investments Ltd. Class A Reduce -47.5% 0.14% −0.04
FLOT iShares Floating Rate Bond E Sold out 0.00% −0.04
AMT American Tower Corp. Reduce -50.0% 0.07% −0.03
EXAS Exact Sciences Corp. Sold out 0.00% −0.03
CMG Chipotle Mexican Grill Inc. Sold out 0.00% −0.03
FLR Fluor Corp. Reduce -46.2% 0.20% −0.03
CI The Cigna Group Reduce -53.6% 0.14% −0.02
UNG US Natural Gas Fund LP Sold out 0.00% −0.02
EA Electronic Arts Inc. Sold out 0.00% −0.02
NTCOY Natura &co Holding-ADR Sold out 0.00% −0.02
UBSI United Bankshares Inc. Sold out 0.00% −0.01
B Barrick Gold Corp. Sold out 0.00% −0.01
PYPL PayPal Holdings Inc. Reduce -80.8% 0.01% −0.01
UEIC Universal Electronics Inc. Reduce -86.6% 0.00% −0.01
WTAI Wisdomtree AI and Innovation Sold out 0.00% −0.01
CODI Compass Diversified Holdings Reduce -58.5% 0.02% −0.01
SSYS Stratasys Ltd. Sold out 0.00% −0.01
WPM Wheaton Precious Metals Corp. Sold out 0.00% −0.01
KOF Coca-Cola Femsa Sab-SP ADR Sold out 0.00% −0.01
VTI VG Morningstar TS MKT ETF-US Reduce -50.0% 0.02% −0.01
CCI Crown Castle Inc. Reduce -43.8% 0.02% −0.01
MDT Medtronic PLC Reduce -55.6% 0.01% −0.00
PSNL Personalis Inc. Reduce -8.6% 0.12% −0.00
APTV Aptiv Irish Holdings Ltd. Reduce -29.4% 0.04% −0.00
CTVA Corteva Inc. Reduce -42.5% 0.01% +0.00
QQQ Invesco QQQ Trust Series 1 Reduce -38.4% 0.05% +0.00
PGX Invesco Preferred ETF Reduce -30.9% 0.01% +0.00
CMCSA Comcast Corp. Class A Reduce -18.0% 0.01% +0.00
OC Owens Corning Reduce -38.3% 0.06% +0.00
OKE Oneok Inc. Reduce -33.0% 0.02% +0.00
TSLA Tesla Inc. Reduce -3.6% 0.12% +0.00
BXMT Blackstone Mortgage Tru Class A Reduce -15.1% 0.03% +0.01
VOX Vanguard Communication Servi Reduce -30.3% 0.04% +0.01
TRI Thomson Reuters Corp. Reduce -30.8% 0.06% +0.01
WBA Walgreens Boots Alliance Inc. Reduce -2.8% 0.03% +0.01
AMLP Alerian MLP ETF Reduce -29.6% 0.04% +0.01
DAL Delta Air Lines Inc. Reduce -0.2% 0.02% +0.01
NEM Newmont Corp. Reduce -13.1% 0.07% +0.01
JEPQ JPM Nasdaq Equity Premium Reduce -21.8% 0.04% +0.01
MMM 3M Co. Reduce -5.0% 0.04% +0.01
SBUX Starbucks Corp. Reduce -12.7% 0.06% +0.01

Portfolio Buys Q4 2023 → Q1 2024
GOOG Alphabet Inc. Class C Add +0.3% 3.96% +1.54
AMZN Amazon.com Inc. Add +10.1% 3.12% +1.54
GOOGL Alphabet Inc. Class A Add +0.1% 2.79% +1.08
SOXX iShares Semiconductor ETF Add +20.1% 1.58% +0.84
VOO Vanguard S&P 500 ETF Add +8.0% 1.72% +0.76
PXD Pioneer Natural Resources Co. Add +0.6% 1.50% +0.66
PANW Palo Alto Networks Inc. Add +4.1% 1.64% +0.56
APO Apollo Global Management Inc. Add +7.4% 1.07% +0.53
VDE Vanguard Energy ETF Add +24.1% 0.91% +0.48
BLK BlackRock Finance Inc. Add +488.0% 0.54% +0.48
LIN Linde PLC Add +0.4% 1.10% +0.46
BA The Boeing Co. Add +62.6% 0.93% +0.42
PWR Quanta Services Inc. Add +0.3% 0.91% +0.41
ACN Accenture PLC Class A Add +1.4% 1.21% +0.41
MCK McKesson Corp. Add +11.7% 0.77% +0.37
SMH Vaneck Semiconductor ETF Add +1.3% 0.61% +0.30
CRM Salesforce Inc. Add +3.5% 0.67% +0.30
HD Home Depot Inc. Add +0.4% 0.72% +0.29
GTLS Chart Industries Inc. Add +13.7% 0.54% +0.28
XME SS SPDR S&P Metals Mining Add +10.3% 0.68% +0.27
XLE SS Energy Select Sector Add +19.2% 0.54% +0.27
V Visa Inc. Class A Add +0.6% 0.61% +0.23
ARCC Ares Capital Corp. Add +3.8% 0.59% +0.23
KO The Coca-Cola Co. Add +0.4% 0.62% +0.23
C Citigroup Inc. Add +6.1% 0.42% +0.21
LHX L3HARRIS Technologies Inc. Add +23.8% 0.40% +0.19
ETN Eaton Corp. PLC Add +0.4% 0.37% +0.18
BAX Baxter International Inc. Add +1623.1% 0.18% +0.17
URA Global X Uranium ETF Add +45.7% 0.31% +0.17
TRMB Trimble Inc. New 0.17% +0.17
XLF SS Financial Select Sector New 0.15% +0.15
COHR Coherent Corp. New 0.15% +0.15
IWM iShares Russell 2000 ETF New 0.15% +0.15
XLC SS Comm Select Sector SPDR Add +4.8% 0.33% +0.15
ET Energy Transfer LP Add +8.7% 0.30% +0.14
MRK Merck & Co. Inc. Add +0.9% 0.28% +0.13
COST Costco Wholesale Corp. Add +0.1% 0.30% +0.12
WMT Walmart Inc. Add +0.6% 0.27% +0.11
AES AES Corp. New 0.09% +0.09
BRK.B Berkshire Hathaway Inc. Class B Add +1.1% 0.19% +0.08
FANG Diamondback Energy Inc. Add +13.7% 0.16% +0.08
EOG EOG Resources Inc. Add +0.1% 0.20% +0.07
EMR Emerson Electric Co. Add +3.2% 0.15% +0.07
XLV SS Health Care Select Sector Add +92.2% 0.10% +0.07
MCD McDonald's Corp. Add +1.0% 0.21% +0.06
WY Weyerhaeuser Co. Add +0.0% 0.18% +0.06
FCX Freeport-McMoran Inc. Add +1410.0% 0.07% +0.06
RSP Invesco S&P 500 Equal Weight Add +8.1% 0.15% +0.06
ENB Enbridge Inc. Add +0.0% 0.18% +0.06
OXY Occidental Petroleum Corp. Add +36.6% 0.11% +0.06

Notes & Other Activity Q4 2023 → Q1 2024
AMN Amn Healthcare Services Inc. COM Sold out 0 $0before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 334$788.4MBE, MSFT, GOOGL, GOOG, AMD
Q1 2026 324$666.2MMSFT, GOOG, AAPL, GOOGL, AMZN
Q4 2025 316$685.8MMSFT, GOOG, AAPL, GOOGL, AMZN
Q3 2025 335$658.9MMSFT, GOOG, AAPL, BX, GOOGL
Q2 2025 322$591.0MMSFT, AAPL, GOOG, BX, AMZN
Q1 2025 313$551.4MMSFT, AAPL, GOOG, BX, AMZN
Q4 2024 306$565.4MMSFT, AAPL, GOOG, BX, AMZN
Q3 2024 313$575.3MMSFT, AAPL, GOOG, BX, AMZN
Q2 2024 307$549.3MMSFT, AAPL, GOOG, AMZN, GOOGL
Q1 2024 304$530.4MMSFT, AAPL, GOOG, BX, AMZN