Wellington Shields Capital Management, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 4, 2026), Wellington Shields Capital Management, LLC reported 324 stock positions worth $666.2 million. Its top holding was Microsoft (MSFT) at 6.9% of the portfolio, followed by Alphabet Class C (GOOG, 5.4%) and Apple (AAPL, 4.1%). Compared with Q4 2025, it opened 26 new positions, sold out of 18, added to 82 and reduced 110. The biggest buy was Exxon Mobil (XOM, shares +1%) and the biggest sale Blackstone (BX, shares −29%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506071
Portfolio Value
$666.2M (Q1 2026)
SEC Filing
0001506071-26-000002 ↗ filed May 4, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $530.4M Q1 2024 Q2 2024: $549.3M Q2 2024 Q3 2024: $575.3M Q3 2024 Q4 2024: $565.4M Q4 2024 Q1 2025: $551.4M Q1 2025 Q2 2025: $591.0M Q2 2025 Q3 2025: $658.9M Q3 2025 Q4 2025: $685.8M Q4 2025 Q1 2026: $666.2M $666.2M Q1 2026 Q2 2026: $788.4M Q2 2026

Holdings 324 stocks · $666.2M
MSFT Microsoft Corp. 6.87% 123,668 $45.8M Add +10.1%
GOOG Alphabet Inc. Class C 5.44% 126,319 $36.2M Add +0.3%
AAPL Apple Inc. 4.05% 106,370 $27.0M Reduce -10.0%
GOOGL Alphabet Inc. Class A 3.79% 87,710 $25.2M Reduce -10.7%
AMZN Amazon.com Inc. 3.45% 110,251 $23.0M Add +4.6%
BE Bloom Energy Corp. Class A 3.25% 159,575 $21.6M Reduce -1.8%
JPM JPMorgan Chase & Co. 3.19% 72,247 $21.3M Add +0.4%
XOM Exxon Mobil Corp. 2.68% 105,044 $17.8M Add +1.3%
MA Mastercard Inc. Class A 2.35% 31,337 $15.7M Add +1.0%
AXP American Express Co. 2.32% 51,094 $15.5M Add +27.6%
QXO Qxo Inc. 1.95% 668,051 $13.0M Add +25.4%
BX Blackstone Inc. 1.91% 110,374 $12.7M Reduce -29.1%
MKSI MKS Inc. 1.80% 52,220 $12.0M Reduce -3.6%
BA The Boeing Co. 1.75% 58,550 $11.7M Add +14.5%
PWR Quanta Services Inc. 1.68% 20,326 $11.2M Add +1.4%
AMD Advanced Micro Devices 1.57% 51,385 $10.5M Reduce -0.1%
XME SS SPDR S&P Metals Mining 1.55% 95,850 $10.4M Add +61.5%
TSM Taiwan Semiconductor-SP ADR 1.50% 29,474 $10.0M Add +8.0%
NVDA Nvidia Corp. 1.40% 53,351 $9.3M Reduce -4.7%
COF Capital One Financial Corp. 1.29% 47,226 $8.6M Add +38.0%
VOO Vanguard S&P 500 ETF 1.23% 13,663 $8.2M Add +57.1%
PANW Palo Alto Networks Inc. 1.22% 50,636 $8.1M Reduce -12.4%
SOXX iShares Semiconductor ETF 1.14% 23,046 $7.6M Add +8.8%
APO Apollo Global Management Inc. 0.92% 55,222 $6.2M Reduce -26.8%
MCK McKesson Corp. 0.89% 6,834 $5.9M Reduce -12.2%
RTX RTX Corp. 0.88% 30,400 $5.9M Add +7.9%
AVGO Broadcom Inc. 0.83% 17,951 $5.6M Reduce -14.9%
LLY Eli Lilly & Co. 0.78% 5,656 $5.2M Reduce -3.2%
LIN Linde PLC 0.77% 10,359 $5.1M Reduce -0.1%
FLO Flowers Foods Inc. 0.72% 589,705 $4.8M Add +356.0%
SMH Vaneck Semiconductor ETF 0.72% 12,520 $4.8M Reduce -4.4%
TROX Tronox Holdings PLC 0.70% 479,277 $4.7M Reduce -41.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.67% 18,291 $4.4M Reduce -11.1%
RDDT Reddit Inc. Class A 0.66% 32,658 $4.4M Add +10.1%
JNJ Johnson & Johnson 0.65% 17,814 $4.4M Reduce -5.8%
SLV iShares Silver Trust 0.63% 62,022 $4.2M Reduce -9.6%
BLK BlackRock Inc. 0.58% 4,015 $3.9M Add +2.5%
EW Edwards Lifesciences Corp. 0.57% 47,531 $3.8M No change
CG The Carlyle Group Inc. 0.56% 77,544 $3.8M Reduce -8.1%
WMT Walmart Inc. 0.56% 30,173 $3.7M Add +3.4%
ITW Illinois Tool Works 0.55% 14,125 $3.7M Reduce -2.1%
XYZ Block Inc. 0.54% 59,416 $3.6M Reduce -22.7%
GLW Corning Inc. 0.53% 26,095 $3.5M Reduce -3.7%
CEG Constellation Energy 0.53% 12,626 $3.5M Add +2.4%
GEV GE Vernova Inc. 0.53% 4,025 $3.5M Add +7.0%
RSP Invesco S&P 500 Equal Weight 0.51% 17,820 $3.4M Add +169.0%
ISRG Intuitive Surgical Inc. 0.49% 7,075 $3.3M Reduce -7.3%
GLD SPDR Gold Shares 0.45% 6,944 $3.0M No change
HD Home Depot Inc. 0.43% 8,790 $2.9M Reduce -9.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.43% 4,434 $2.9M Reduce -2.6%
KO The Coca-Cola Co. 0.43% 37,734 $2.9M Add +2.2%
BRK.B Berkshire Hathaway Inc. Class B 0.40% 5,627 $2.7M Reduce -2.3%
GE General Electric filed as GE AEROSPACE 0.40% 9,489 $2.7M Add +6.4%
V Visa Inc. Class A 0.40% 8,904 $2.7M Reduce -14.4%
ETN Eaton Corp. PLC 0.40% 7,482 $2.7M Reduce -10.2%
CFG Citizens Financial Group 0.40% 44,000 $2.6M No change
NEE Nextera Energy Inc. 0.40% 28,400 $2.6M Reduce -0.3%
LNG Cheniere Energy Inc. 0.39% 9,046 $2.6M Add +0.0%
CW Curtiss-Wright Corp. 0.38% 3,723 $2.5M Add +4.9%
NSC Norfolk Southern Corp. 0.37% 8,689 $2.5M New
DE Deere & Co. 0.37% 4,365 $2.5M Add +1.8%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.37% 1,861 $2.5M No change
SNA Snap-on Inc. 0.35% 6,450 $2.3M Reduce -9.0%
VZ Verizon Communications Inc. 0.35% 45,948 $2.3M Add +15.3%
GS Goldman Sachs Group Inc. 0.34% 2,715 $2.3M Add +0.2%
MS Morgan Stanley 0.34% 13,828 $2.3M Add +0.4%
SPG Simon Property Group Inc. 0.33% 11,655 $2.2M Reduce -0.2%
PSNL Personalis Inc. 0.32% 339,733 $2.2M Reduce -0.1%
LMT Lockheed Martin Corp. 0.32% 3,564 $2.2M Reduce -4.2%
WPC WP Carey Inc. 0.32% 31,177 $2.1M Add +3.3%
PM Philip Morris International 0.32% 12,759 $2.1M Add +34.7%
COST Costco Wholesale Corp. 0.31% 2,070 $2.1M Reduce -1.2%
META Meta Platforms Inc. Class A 0.31% 3,603 $2.1M Reduce -13.8%
GDXJ Vaneck Junior Gold Miners 0.31% 16,950 $2.0M No change
SHEL Shell PLC-ADR 0.30% 21,658 $2.0M Reduce -4.1%
TSLA Tesla Inc. 0.30% 5,353 $2.0M Reduce -3.6%
UNP Union Pacific Corp. 0.29% 7,829 $1.9M Reduce -2.7%
ABBV Abbvie Inc. 0.27% 8,321 $1.8M Reduce -45.9%
ET Energy Transfer LP 0.27% 92,617 $1.8M Reduce -17.9%
PBR.A Petroleo Brasil-SP Pref ADR 0.27% 94,600 $1.8M Reduce -5.4%
PG The Procter & Gamble Co. 0.27% 12,271 $1.8M Add +22.7%
EWZ iShares MSCI Brazil ETF 0.24% 41,500 $1.6M No change
CCJ Cameco Corp. 0.24% 14,600 $1.6M No change
XOP SS SPDR S&P Og Exp & Prod 0.23% 8,523 $1.5M No change
HON Honeywell International Inc. 0.22% 6,547 $1.5M Add +7.7%
CVX Chevron Corp. 0.22% 7,130 $1.5M Add +36.9%
ACN Accenture PLC Class A 0.21% 7,100 $1.4M Reduce -0.5%
TEVA Teva Pharmaceutical-SP ADR 0.21% 45,773 $1.4M No change
RKT Rocket Cos Inc. Class A 0.20% 95,692 $1.4M Add +0.2%
AA Alcoa Corp. 0.19% 19,170 $1.3M Reduce -1.1%
ILMN Illumina Inc. 0.19% 10,140 $1.2M No change
ESI Element Solutions Inc. 0.19% 36,258 $1.2M New
AMGN Amgen Inc. 0.18% 3,477 $1.2M Reduce -0.2%
DELL Dell Technologies -C 0.18% 7,377 $1.2M No change
COIN Coinbase Global Inc. Class A 0.18% 6,872 $1.2M Add +63.5%
JEF Jefferies Financial Group Inc. 0.18% 28,900 $1.2M No change
TTWO Take-Two Interactive Softwre 0.17% 5,600 $1.1M Reduce -22.0%
T AT&T Inc. 0.16% 36,618 $1.1M Add +5.9%
GDX Vaneck Gold Miners ETF 0.16% 11,400 $1.0M Reduce -3.4%
ENB Enbridge Inc. 0.15% 18,820 $1.0M Add +5.1%
YUM Yum! Brands Inc. 0.15% 6,500 $1.0M Reduce -0.2%
BMY Bristol-Myers Squibb Co. 0.15% 16,603 $1.0M Add +32.9%
PLTR Palantir Technologies Inc. Class A 0.15% 6,847 $1.0M Reduce -6.8%
CSX CSX Corp. 0.15% 24,233 $995K No change
SHOP Shopify Inc. Class A 0.15% 8,200 $973K No change
GTLS Chart Industries Inc. 0.14% 4,645 $960K Reduce -14.7%
KGS Kodiak Gas Services Inc. 0.14% 16,167 $943K Reduce -2.6%
EFX Equifax Inc. 0.14% 5,213 $939K No change
FBIN Fortune Brands Innovations I 0.14% 24,000 $935K No change
SXT Sensient Technologies Corp. 0.14% 10,500 $908K No change
WRBY Warby Parker Inc. Class A 0.14% 43,064 $907K Add +0.3%
CTAS Cintas Corp. 0.13% 5,300 $896K No change
AMLP Alerian MLP ETF 0.13% 16,785 $884K Reduce -1.7%
BDX Becton Dickinson and Co. 0.13% 5,560 $874K Reduce -9.7%
BIL SS SPDR BB 1-3M T-Bill ETF 0.13% 9,404 $862K Add +68.4%
CNQ Canadian Natural Resources 0.13% 17,300 $843K No change
MO Altria Group Inc. 0.13% 12,743 $841K Add +24.4%
TEM Tempus AI Inc. Class A 0.13% 18,594 $841K Reduce -21.2%
MRK Merck & Co. Inc. 0.13% 6,974 $839K Reduce -1.8%
AMAT Applied Materials Inc. 0.12% 2,380 $813K Add +60.8%
FANG Diamondback Energy Inc. 0.12% 4,110 $813K Add +23.6%
MP MP Materials Corp. 0.12% 16,680 $805K Add +15.0%
PEP Pepsico Inc. 0.12% 5,152 $800K Add +20.3%
AEM Agnico Eagle Mines Ltd. 0.11% 3,700 $751K Reduce -2.6%
ADI Analog Devices Inc. 0.11% 2,333 $742K No change
URA Global X Uranium ETF 0.11% 15,125 $733K Add +19.1%
CRM Salesforce Inc. 0.11% 3,917 $731K Reduce -53.7%
EEM iShares MSCI Emerging Market 0.11% 12,750 $724K New
MCD McDonald's Corp. 0.11% 2,323 $722K Reduce -8.8%
TMO Thermo Fisher Scientific Inc. 0.11% 1,442 $709K Reduce -2.8%
QQQ Invesco QQQ Trust Series 1 0.10% 1,195 $690K Reduce -22.4%
ABT Abbott Laboratories 0.10% 6,482 $666K Reduce -49.0%
EOG EOG Resources Inc. 0.10% 4,568 $660K No change
CAT Caterpillar Inc. 0.10% 906 $642K Add +20.8%
FHN First Horizon Corp. 0.10% 28,061 $639K Add +0.0%
INTC Intel Corp. 0.09% 14,021 $619K Add +20.6%
EMR Emerson Electric Co. 0.09% 4,640 $608K Add +42.5%
JEPI JPMorgan Equity Premium Inco 0.09% 10,633 $603K Reduce -17.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.09% 3,058 $600K New
BSX Boston Scientific Corp. 0.09% 9,459 $594K Add +79.9%
MU Micron Technology Inc. 0.09% 1,705 $576K Add +33.6%
KMI Kinder Morgan Inc. 0.09% 17,096 $573K Add +21.7%
IDA Idacorp Inc. 0.09% 4,000 $572K No change
PAVE Global X US Infrastructure 0.08% 11,125 $565K No change
BHB Bar Harbor Bankshares filed as BAR HBR BANKSHARES 0.08% 16,875 $548K No change
AMP Ameriprise Financial Inc. 0.08% 1,220 $542K No change
RKLB Rocket Lab Corp. 0.08% 8,400 $539K No change
SLB SLB Ltd. filed as SLB LIMITED 0.08% 10,428 $536K Add +73.0%
AR Antero Resources Corp. 0.08% 12,500 $531K Add +56.3%
ITRI Itron Inc. 0.08% 5,850 $524K New
IWM iShares Russell 2000 ETF 0.08% 2,113 $524K Add +36.1%
WM Waste Management Inc. 0.08% 2,269 $521K No change
CSCO Cisco Systems Inc. 0.08% 6,673 $518K Add +35.5%
WY Weyerhaeuser Co. 0.08% 20,897 $511K Add +8.9%
CVS CVS Health Corp. 0.08% 6,986 $502K Reduce -2.3%
CI The Cigna Group 0.07% 1,846 $492K No change
C Citigroup Inc. 0.07% 4,319 $490K Reduce -6.9%
RRC Range Resources Corp. 0.07% 10,732 $485K Add +0.0%
FNV Franco-Nevada Corp. 0.07% 1,950 $482K Reduce -20.4%
SYK Stryker Corp. 0.07% 1,450 $476K No change
FETH Fidelity Ethereum Fund 0.07% 22,600 $472K Reduce -65.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.07% 1,065 $465K New
FNB FNB Corp. 0.07% 27,388 $458K No change
CIBR First Trust Nasdaq Cybersecu 0.07% 7,300 $458K Reduce -24.0%
PFE Pfizer Inc. 0.07% 16,164 $454K Add +7.7%
NUV Nuveen Municipal Value 0.07% 50,000 $450K No change
IBB iShares Biotechnology ETF 0.07% 2,610 $441K Add +35.9%
BN Brookfield Corp. 0.07% 10,906 $441K No change
TOST Toast Inc. Class A 0.07% 16,400 $435K Reduce -15.5%
ROST Ross Stores Inc. 0.07% 2,000 $433K Add +42.9%
MDLZ Mondelez International Inc. Class A 0.06% 7,406 $427K Add +19.3%
HII Huntington Ingalls Industrie 0.06% 1,100 $418K Reduce -4.3%
FIX Comfort Systems USA Inc. 0.06% 300 $414K No change
STRL Sterling Infrastructure Inc. 0.06% 1,000 $407K New
SHY iShares 1-3 Year Treasury Bo 0.06% 4,775 $394K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 8,029 $391K Reduce -65.1%
ETR Entergy Corp. 0.06% 3,467 $390K Reduce -3.7%
TPR Tapestry Inc. 0.06% 2,750 $388K No change
WAB Wabtec Corp. 0.06% 1,551 $388K No change
LOW Lowe's Cos Inc. 0.06% 1,640 $387K Reduce -19.6%
ORCL Oracle Corp. 0.06% 2,583 $380K Reduce -13.3%
SCL Stepan Co. 0.06% 7,500 $375K Reduce -21.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.06% 3,808 $367K Reduce -3.4%
COP Conocophillips 0.05% 2,756 $364K Reduce -9.8%
XLF SS Financial Select Sector 0.05% 7,297 $360K Reduce -59.5%
STLD Steel Dynamics Inc. 0.05% 2,000 $360K No change
XBI SS SPDR S&P Biotech ETF 0.05% 2,800 $358K Reduce -8.2%
CAC Camden National Corp. 0.05% 7,500 $356K No change
ADP Automatic Data Processing 0.05% 1,733 $352K Reduce -3.6%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.05% 2,950 $350K Add +68.6%
FDX FedEx Corp. 0.05% 975 $347K Reduce -27.8%
GD General Dynamics Corp. 0.05% 1,000 $343K No change
SCHW Schwab (charles) Corp. 0.05% 3,503 $329K Add +0.1%
NFLX Netflix Inc. 0.05% 3,388 $326K Add +7.6%
CDNS Cadence Design SYS Inc. 0.05% 1,150 $320K No change
WAT Waters Corp. 0.05% 1,049 $312K New
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd 0.05% 6,200 $307K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.05% 1,905 $304K Add +8.6%
TGT Target Corp. 0.05% 2,500 $303K Add +25.0%
LHX L3HARRIS Technologies Inc. 0.04% 850 $293K No change
LRCX Lam Research Corp. 0.04% 1,360 $291K No change
RVTY Revvity Inc. 0.04% 3,300 $289K No change
OKE Oneok Inc. 0.04% 3,189 $288K Add +35.0%
MMM 3M Co. 0.04% 1,978 $287K Reduce -13.2%
BWXT BWX Technologies Inc. 0.04% 1,400 $286K No change
SHM SS SPDR N Ice St Muni ETF 0.04% 5,929 $284K No change
MTUM iShares MSCI USA Momentum Fa 0.04% 1,163 $279K Reduce -63.2%
PAAS Pan American Silver Corp. 0.04% 5,000 $273K No change
KKR KKR & Co. Inc. 0.04% 2,900 $268K Reduce -81.3%
URI United Rentals Inc. 0.04% 365 $266K No change
MAIN Main Street Capital Corp. 0.04% 5,017 $266K Reduce -6.2%
AGG iShares Core U.S. Aggregate 0.04% 2,631 $261K No change
PAX Patria Investments Ltd. Class A 0.04% 20,415 $257K No change
BP BP PLC-Spons ADR 0.04% 5,450 $256K Reduce -1.8%
JPST JPMorgan Ultra-Short Income 0.04% 5,000 $253K No change
WST West Pharmaceutical Services 0.04% 1,000 $251K No change
KLAC KLA Corp. 0.04% 170 $250K No change
AVNT Avient Corp. 0.04% 6,798 $247K No change
NEAR iShares SH Dba ETF Usd Inc. 0.04% 4,849 $246K Reduce -21.6%
SCHO Schwab Short-Term US Treas 0.04% 10,000 $243K New
MBC Masterbrand Inc. 0.04% 28,500 $237K No change
PSX Phillips 66 0.04% 1,292 $235K No change
CARR Carrier Global Corp. 0.04% 4,175 $235K Reduce -37.2%
SCHL Scholastic Corp. 0.04% 6,000 $234K Reduce -77.9%
CRWD CrowdStrike Holdings Inc. Class A 0.04% 600 $234K Add +20.0%
QUAL iShares MSCI USA Quality Fac 0.03% 1,200 $230K No change
ARM Arm Holdings PLC-ADR 0.03% 1,514 $229K New
ALL Allstate Corp. 0.03% 1,100 $228K No change
AMSC American Superconductor Corp. 0.03% 6,565 $222K New
IBIT iShares Bitcoin Trust ETF 0.03% 5,767 $222K Reduce -76.2%
AEP American Electric Power 0.03% 1,680 $220K No change
TM Toyota Motor Corp. -Spon ADR 0.03% 1,066 $220K No change
HAL Halliburton Co. 0.03% 5,611 $219K New
KHC The Kraft Heinz Co. 0.03% 9,493 $213K No change
QCOM Qualcomm Inc. 0.03% 1,650 $212K No change
NBIS Nebius Group NV 0.03% 2,000 $208K New
R Ryder System Inc. 0.03% 1,000 $205K New
OIH Vaneck Oil Services ETF 0.03% 500 $202K New
SYY Sysco Corp. 0.03% 2,833 $202K Reduce -16.7%
EPD Enterprise Products Partners 0.03% 5,300 $201K Reduce -7.0%
DVN Devon Energy Corp. 0.03% 3,928 $198K No change
EQT Eqt Corp. 0.03% 3,100 $197K No change
XLI SS Industrial Select Sector 0.03% 1,179 $191K No change
ANET Arista Networks Inc. 0.03% 1,525 $187K No change
BXSL Blackstone Secured Lending F 0.03% 7,898 $187K Add +5.8%
PFF iShares Preferred & Income S 0.03% 5,953 $180K Add +0.1%
BANC Banc of California Inc. 0.03% 10,000 $176K No change
GSK GSK PLC-Spon ADR 0.03% 3,103 $171K No change
HELE Helen of Troy Ltd. 0.03% 11,800 $170K No change
GEHC GE Healthcare Technology 0.03% 2,355 $168K Reduce -2.0%
FAST Fastenal Co. 0.02% 3,567 $165K Reduce -7.3%
HACK Amplify Cybersecurity ETF 0.02% 2,166 $163K Reduce -31.9%
VTI VG Morningstar TS MKT ETF-US 0.02% 500 $160K No change
UPS United Parcel Service Class B 0.02% 1,562 $154K No change
PLD Prologis Inc. 0.02% 1,150 $152K No change
VRT Vertiv Holdings Co. Class A 0.02% 600 $150K New
NVT Nvent Electric PLC 0.02% 1,233 $146K New
WMB Williams Cos Inc. 0.02% 2,000 $146K No change
XLE SS Energy Select Sector 0.02% 2,375 $145K New
UBER Uber Technologies Inc. 0.02% 1,846 $133K Reduce -11.0%
FCX Freeport-McMoran Inc. 0.02% 2,238 $132K Add +0.1%
RITM Rithm Capital Corp. 0.02% 13,500 $128K Reduce -49.1%
BXMT Blackstone Mortgage Tru Class A 0.02% 6,617 $127K Reduce -4.8%
EWJ iShares MSCI Japan ETF 0.02% 1,500 $127K Reduce -67.0%
SMG Scotts Miracle-Gro Co. 0.02% 2,000 $122K Reduce -0.1%
Q Qnity Electronics Inc. 0.02% 1,054 $122K Add +97.4%
AFL Aflac Inc. 0.02% 1,100 $121K No change
DOW Dow Inc. filed as DOW HLDGS INC 0.02% 2,820 $117K Add +21.1%
ONDS Ondas Inc. 0.02% 12,000 $108K New
NOC Northrop Grumman Corp. 0.02% 155 $106K No change
TXN Texas Instruments Inc. 0.02% 540 $105K No change
OXY Occidental Petroleum Corp. 0.02% 1,575 $102K No change
APP AppLovin Corp. Class A 0.01% 250 $100K Reduce -50.0%
MAR Marriott International Class A 0.01% 300 $98K Reduce -33.3%
UNH Unitedhealth Group Inc. 0.01% 361 $98K Reduce -89.6%
GRAL Grail Inc. 0.01% 1,836 $95K No change
NRT North European Oil RTY Trust 0.01% 10,257 $92K No change
XPO Xpo Inc. 0.01% 467 $91K Reduce -33.3%
ROK Rockwell Automation Inc. 0.01% 250 $90K No change
CTVA Corteva Inc. 0.01% 1,025 $86K No change
VCSH Vanguard S/T Corp. Bond ETF 0.01% 1,058 $84K Reduce -6.0%
DUK Duke Energy Corp. 0.01% 630 $82K No change
SOLS Solstice Adv Materials Inc. 0.01% 1,059 $81K Reduce -30.0%
DD Dupont DE Nemours Inc. 0.01% 1,713 $78K Add +59.9%
GAB Gabelli Equity Trust 0.01% 13,857 $78K No change
SPGI S&P Global Inc. 0.01% 181 $77K No change
XLK SS Technology Select Sector 0.01% 546 $73K No change
GILD Gilead Sciences Inc. 0.01% 519 $72K Add +0.4%
PH Parker Hannifin Corp. 0.01% 80 $72K No change
TIP iShares Tips Bond ETF 0.01% 566 $62K No change
SNOW Snowflake Inc. 0.01% 400 $60K No change
CL Colgate-Palmolive Co. 0.01% 603 $51K No change
WBD Warner Bros Discovery Inc. 0.01% 1,804 $50K Reduce -10.8%
DPRO Draganfly Inc. 0.01% 10,000 $49K New
WFC Wells Fargo & Co. 0.01% 600 $48K Reduce -27.3%
FNF Fidelity National Financial 0.01% 950 $44K Reduce -26.9%
TRV The Travelers Cos Inc. 0.01% 150 $44K No change
FIS Fidelity National Info Serv 0.01% 900 $42K No change
DGX Quest Diagnostics Inc. 0.01% 200 $39K New
KMB Kimberly-Clark Corp. 0.01% 400 $39K New
MDT Medtronic PLC 0.01% 433 $38K Reduce -21.3%
GIS General Mills Inc. 0.01% 1,000 $37K No change
CMG Chipotle Mexican Grill Inc. 0.01% 1,150 $37K No change
PL Planet Labs PBC 0.01% 1,200 $34K No change
RFL Rafael Holdings Inc. Class B 0.00% 26,000 $33K Add +93.9%
KYN Kayne Anderson Energy Infra 0.00% 2,220 $32K No change
BMNR Bitmine Immersion Technologi 0.00% 1,600 $32K Add +166.7%
OTIS Otis Worldwide Corp. 0.00% 400 $31K No change
STE Steris PLC 0.00% 133 $29K Reduce -33.5%
CMI Cummins Inc. 0.00% 52 $28K No change
CMCSA Comcast Corp. Class A 0.00% 968 $28K Reduce -9.4%
IXUS iShares Core Intl Stock ETF 0.00% 320 $28K New
L Loews Corp. 0.00% 255 $27K No change
PSA Public Storage 0.00% 65 $18K No change
DGRO iShares Core Dividend Growth 0.00% 230 $16K New
RGTI Rigetti Computing Inc. 0.00% 1,000 $14K New
JXN Jackson Financial Inc. Class A 0.00% 118 $12K No change
ED Consolidated Edison Inc. 0.00% 93 $11K No change
SO The Southern Co. 0.00% 104 $10K No change
RPM RPM International Inc. 0.00% 100 $10K No change
F Ford Motor Co. filed as FORD MTR CO 0.00% 850 $10K No change
ICCM Icecure Medical Ltd. 0.00% 15,000 $5K No change
PSKY Paramount Skydance Class B 0.00% 150 $1K No change
RIG Transocean Ltd. 0.00% 120 $796 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $97 (not counted above)
SecurityClassShares / PrincipalValueChange
GABELLI EQUITY TRUST-RT RIGHT 04/14/2026 13,860$97No change

Total filed on the 13F, all lines: $666.2M.

Portfolio Sells Q4 2025 → Q1 2026
BX Blackstone Inc. Reduce -29.1% 1.91% −1.60
GOOGL Alphabet Inc. Class A Reduce -10.7% 3.79% −0.69
APO Apollo Global Management Inc. Reduce -26.8% 0.92% −0.67
AAPL Apple Inc. Reduce -10.0% 4.05% −0.63
PANW Palo Alto Networks Inc. Reduce -12.4% 1.22% −0.33
KKR KKR & Co. Inc. Reduce -81.3% 0.04% −0.25
ABBV Abbvie Inc. Reduce -45.9% 0.27% −0.24
AVGO Broadcom Inc. Reduce -14.9% 0.83% −0.23
IBM Intl Business Machines Corp. Reduce -11.1% 0.67% −0.22
CRM Salesforce Inc. Reduce -53.7% 0.11% −0.22
FETH Fidelity Ethereum Fund Reduce -65.0% 0.07% −0.21
XYZ Block Inc. Reduce -22.7% 0.54% −0.19
INTU Intuit Inc. Sold out 0.00% −0.18
CG The Carlyle Group Inc. Reduce -8.1% 0.56% −0.16
UNH Unitedhealth Group Inc. Reduce -89.6% 0.01% −0.15
IBIT iShares Bitcoin Trust ETF Reduce -76.2% 0.03% −0.14
ISRG Intuitive Surgical Inc. Reduce -7.3% 0.49% −0.14
LLY Eli Lilly & Co. Reduce -3.2% 0.78% −0.13
ABT Abbott Laboratories Reduce -49.0% 0.10% −0.13
V Visa Inc. Class A Reduce -14.4% 0.40% −0.13
BAC Bank of America Corp. Reduce -65.1% 0.06% −0.13
NVDA Nvidia Corp. Reduce -4.7% 1.40% −0.12
HI Hillenbrand Inc. Sold out 0.00% −0.11
TTWO Take-Two Interactive Softwre Reduce -22.0% 0.17% −0.10
CRBG Corebridge Financial Inc. Sold out 0.00% −0.09
META Meta Platforms Inc. Class A Reduce -13.8% 0.31% −0.09
XLF SS Financial Select Sector Reduce -59.5% 0.05% −0.09
VGK Vanguard Ftse Europe ETF Sold out 0.00% −0.08
SCHL Scholastic Corp. Reduce -77.9% 0.04% −0.08
TEM Tempus AI Inc. Class A Reduce -21.2% 0.13% −0.08
MTUM iShares MSCI USA Momentum Fa Reduce -63.2% 0.04% −0.07
PSNL Personalis Inc. Reduce -0.1% 0.32% −0.07
ACN Accenture PLC Class A Reduce -0.5% 0.21% −0.07
TSLA Tesla Inc. Reduce -3.6% 0.30% −0.07
IGV iShares Expanded Tech-Softwa Sold out 0.00% −0.06
HD Home Depot Inc. Reduce -9.1% 0.43% −0.05
TFC Truist Financial Corp. Sold out 0.00% −0.05
MPLX MPLX LP Sold out 0.00% −0.05
AES AES Corp. Sold out 0.00% −0.04
BDX Becton Dickinson and Co. Reduce -9.7% 0.13% −0.04
MCK McKesson Corp. Reduce -12.2% 0.89% −0.04
PLTR Palantir Technologies Inc. Class A Reduce -6.8% 0.15% −0.04
AMD Advanced Micro Devices Reduce -0.1% 1.57% −0.04
JEPQ JPM Nasdaq Equity Premium Sold out 0.00% −0.04
TOST Toast Inc. Class A Reduce -15.5% 0.07% −0.04
EWJ iShares MSCI Japan ETF Reduce -67.0% 0.02% −0.03
QQQ Invesco QQQ Trust Series 1 Reduce -22.4% 0.10% −0.03
APP AppLovin Corp. Class A Reduce -50.0% 0.01% −0.03
CIBR First Trust Nasdaq Cybersecu Reduce -24.0% 0.07% −0.03
ORCL Oracle Corp. Reduce -13.3% 0.06% −0.03

Portfolio Buys Q4 2025 → Q1 2026
XOM Exxon Mobil Corp. Add +1.3% 2.68% +0.86
XME SS SPDR S&P Metals Mining Add +61.5% 1.55% +0.66
FLO Flowers Foods Inc. Add +356.0% 0.72% +0.52
QXO Qxo Inc. Add +25.4% 1.95% +0.45
PWR Quanta Services Inc. Add +1.4% 1.68% +0.44
VOO Vanguard S&P 500 ETF Add +57.1% 1.23% +0.43
NSC Norfolk Southern Corp. New 0.37% +0.37
RSP Invesco S&P 500 Equal Weight Add +169.0% 0.51% +0.33
TSM Taiwan Semiconductor-SP ADR Add +8.0% 1.50% +0.29
SOXX iShares Semiconductor ETF Add +8.8% 1.14% +0.21
ESI Element Solutions Inc. New 0.19% +0.19
GEV GE Vernova Inc. Add +7.0% 0.53% +0.17
AXP American Express Co. Add +27.6% 2.32% +0.16
BA The Boeing Co. Add +14.5% 1.75% +0.13
LNG Cheniere Energy Inc. Add +0.0% 0.39% +0.13
RTX RTX Corp. Add +7.9% 0.88% +0.13
VZ Verizon Communications Inc. Add +15.3% 0.35% +0.11
EEM iShares MSCI Emerging Market New 0.11% +0.11
CVX Chevron Corp. Add +36.9% 0.22% +0.11
CW Curtiss-Wright Corp. Add +4.9% 0.38% +0.10
PM Philip Morris International Add +34.7% 0.32% +0.10
VTV Vanguard Mrngstr Val ETF-Aui New 0.09% +0.09
WMT Walmart Inc. Add +3.4% 0.56% +0.09
COF Capital One Financial Corp. Add +38.0% 1.29% +0.08
ITRI Itron Inc. New 0.08% +0.08
DE Deere & Co. Add +1.8% 0.37% +0.08
VUG Vanguard Mrngstar GR ETF-Sui New 0.07% +0.07
AMAT Applied Materials Inc. Add +60.8% 0.12% +0.07
STRL Sterling Infrastructure Inc. New 0.06% +0.06
PG The Procter & Gamble Co. Add +22.7% 0.27% +0.06
BIL SS SPDR BB 1-3M T-Bill ETF Add +68.4% 0.13% +0.05
KO The Coca-Cola Co. Add +2.2% 0.43% +0.05
BMY Bristol-Myers Squibb Co. Add +32.9% 0.15% +0.05
HON Honeywell International Inc. Add +7.7% 0.22% +0.05
FANG Diamondback Energy Inc. Add +23.6% 0.12% +0.05
WAT Waters Corp. New 0.05% +0.05
SLB SLB Ltd. Add +73.0% 0.08% +0.05
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd New 0.05% +0.05
COIN Coinbase Global Inc. Class A Add +63.5% 0.18% +0.04
MO Altria Group Inc. Add +24.4% 0.13% +0.04
AR Antero Resources Corp. Add +56.3% 0.08% +0.04
SCHO Schwab Short-Term US Treas New 0.04% +0.04
WPC WP Carey Inc. Add +3.3% 0.32% +0.03
ARM Arm Holdings PLC-ADR New 0.03% +0.03
T AT&T Inc. Add +5.9% 0.16% +0.03
CAT Caterpillar Inc. Add +20.8% 0.10% +0.03
AMSC American Superconductor Corp. New 0.03% +0.03
MU Micron Technology Inc. Add +33.6% 0.09% +0.03
HAL Halliburton Co. New 0.03% +0.03
NBIS Nebius Group NV New 0.03% +0.03

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 334$788.4MBE, MSFT, GOOGL, GOOG, AMD
Q1 2026 324$666.2MMSFT, GOOG, AAPL, GOOGL, AMZN
Q4 2025 316$685.8MMSFT, GOOG, AAPL, GOOGL, AMZN
Q3 2025 335$658.9MMSFT, GOOG, AAPL, BX, GOOGL
Q2 2025 322$591.0MMSFT, AAPL, GOOG, BX, AMZN
Q1 2025 313$551.4MMSFT, AAPL, GOOG, BX, AMZN
Q4 2024 306$565.4MMSFT, AAPL, GOOG, BX, AMZN
Q3 2024 313$575.3MMSFT, AAPL, GOOG, BX, AMZN
Q2 2024 307$549.3MMSFT, AAPL, GOOG, AMZN, GOOGL
Q1 2024 304$530.4MMSFT, AAPL, GOOG, BX, AMZN