First Trust Enh Short Mat FDFTSMETF
13F holders, Q3 2024 (September 30)400holders +6
38new positions
36sold out
2famous investors
$59.88avg. 13F price*
At the end of Q3 2024, 400 institutions reported holding First Trust Enh Short Mat FD (FTSM) in their 13F filings, up 6 from Q2 2024. 38 opened new positions and 36 sold out. The largest holders were Morgan Stanley ($737.3M), LPL Financial LLC ($501.0M) and Wells Fargo & Company ($456.7M). 2 famous investors held it, including Jim Simons / Peter Brown (0.1% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Enh Short Mat FD
- CUSIP
- 33739Q408
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $58.6M |
| Exits | 36 | $51.2M |
All 13F filers, Q2 2024 → Q3 2024: 4,299,638 shares bought and 6,699,037 shares sold, net −2,399,399 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 400 holders
| Morgan Stanley | 0.05% | Add +1.8% | 12,315,256 | $737.3M |
| LPL Financial LLC | 0.22% | Reduce -2.3% | 8,368,518 | $501.0M |
| Wells Fargo & Company | 0.11% | Reduce -4.8% | 7,628,155 | $456.7M |
| UBS Group AG | 0.06% | Reduce -8.3% | 3,427,611 | $205.2M |
| Bank of America Corp. | 0.01% | Reduce -9.8% | 2,638,065 | $157.9M |
| Royal Bank of Canada | 0.03% | Reduce -7.7% | 2,434,850 | $145.8M |
| Raymond James Financial Services Advisors, Inc. | 0.14% | Add +7.1% | 1,773,377 | $106.2M |
| Osaic Holdings, Inc. | 0.21% | Reduce -8.6% | 1,576,712 | $94.4M |
| Bramshill Investments, LLC | 9.70% | Add +14.7% | 1,478,982 | $88.5M |
| GDS Wealth Management | 8.59% | Add +204.9% | 1,472,046 | $88.1M |
| Renaissance Technologies | 0.13% | Add +9.8% | 1,390,700 | $83.3M |
| Cetera Investment Advisers | 0.18% | Reduce -4.1% | 1,380,432 | $82.6M |
| Tucker Asset Management LLC | 16.68% | Reduce -0.7% | 1,200,121 | $71.9M |
| Cambridge Investment Research Advisors, Inc. | 0.24% | Reduce -15.5% | 1,173,346 | $70.2M |
| Csenge Advisory Group | 3.53% | Add +2.1% | 1,130,770 | $67.8M |
| Raymond James & Associates | 0.03% | Reduce -19.2% | 926,493 | $55.5M |
| Hansen & Associates Financial Group, Inc. | 27.93% | Add +5.7% | 881,953 | $52.9M |
| Stifel Financial Corp. | 0.05% | Add +11.3% | 837,811 | $50.2M |
| Envestnet Asset Management Inc. | 0.02% | Reduce -2.4% | 781,361 | $46.8M |
| Mariner, LLC | 0.08% | Add +11.0% | 778,714 | $46.6M |
| Commonwealth Equity Services, LLC | 0.06% | Reduce -23.0% | 607,657 | $36.4M |
| Gradient Investments LLC | 0.76% | Add +1.2% | 606,416 | $36.3M |
| Atria Investments, Inc | 0.43% | Reduce -0.9% | 575,958 | $34.5M |
| Coppell Advisory Solutions LLC | 4.54% | Reduce -0.3% | 513,209 | $30.9M |
| Kingsview Wealth Management, LLC | 0.64% | Add +56.7% | 505,391 | $30.3M |
| Prospera Financial Services Inc | 0.63% | Reduce -35.0% | 414,093 | $24.8M |
| Janney Montgomery Scott LLC | 0.07% | Reduce -4.2% | 409,627 | $24.5M |
| Citadel Advisors | 0.02% | New | 364,298 | $21.8M |
| Kestra Advisory Services, LLC | 0.12% | Reduce -33.4% | 362,449 | $21.7M |
| Jane Street Group, LLC | 0.03% | Reduce -42.4% | 350,000 | $21.0M |
| NewEdge Advisors, LLC | 0.13% | Add +8.8% | 338,385 | $20.3M |
| Manchester Financial Inc. | 4.37% | Reduce -39.5% | 336,451 | $20.1M |
| Truist Financial Corp. | 0.03% | Reduce -1.6% | 308,115 | $18.4M |
| Harbour Investments, Inc. | 0.55% | Reduce -18.9% | 302,885 | $18.1M |
| IFP Advisors, Inc | 0.63% | Add +7.8% | 293,047 | $17.5M |
| HBK Sorce Advisory LLC | 0.53% | Add +0.1% | 292,848 | $17.5M |
| RiverTree Advisors, LLC | 11.65% | Reduce -0.3% | 286,859 | $17.2M |
| Baird Financial Group, Inc. | 0.03% | Reduce -9.2% | 285,726 | $17.1M |
| Atria Wealth Solutions, Inc. | 0.18% | Add +23.3% | 281,952 | $16.9M |
| Avantax Advisory Services, Inc. | 0.11% | Reduce -26.5% | 281,593 | $16.9M |
| Financial Enhancement Group LLC | 3.15% | Reduce -36.2% | 271,858 | $16.2M |
| Townsquare Capital LLC | 0.19% | Add +47.5% | 263,236 | $15.8M |
| Capital Investment Advisory Services, LLC | 1.45% | Add +8.8% | 256,060 | $15.3M |
| Western Wealth Management, LLC | 0.85% | Reduce -4.7% | 248,049 | $14.9M |
| Park National Corp. | 0.52% | Reduce -9.3% | 247,367 | $14.8M |
| Private Advisor Group, LLC | 0.09% | Reduce -37.4% | 244,007 | $14.6M |
| Jaffetilchin Investment Partners, LLC | 1.10% | Reduce -1.7% | 241,214 | $14.4M |
| Triumph Capital Management | 5.14% | Reduce -2.9% | 239,979 | $14.4M |
| Steward Partners Investment Advisory, LLC | 0.13% | Reduce -32.5% | 236,145 | $14.1M |
| Mainsail Financial Group, LLC | 8.17% | Add +5.6% | 229,857 | $13.8M |
| Simplicity Wealth,LLC | 1.25% | Reduce -7.4% | 225,635 | $13.5M |
| 1776 Wealth LLC | 6.00% | Reduce -3.4% | 221,597 | $13.3M |
| JPMorgan Chase & Co. | 0.00% | Add +1602.2% | 219,334 | $13.1M |
| Concourse Financial Group Securities, Inc. | 0.77% | Reduce -4.6% | 216,515 | $13.0M |
| Harvest Investment Services, LLC | 4.15% | Reduce -54.6% | 217,025 | $13.0M |
| HighTower Advisors, LLC | 0.02% | Reduce -4.9% | 215,678 | $12.9M |
| FSC Wealth Advisors, LLC | 8.92% | Reduce -1.3% | 207,521 | $12.4M |
| Lake Street Private Wealth, LLC | 2.00% | Add +12.3% | 207,253 | $12.4M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Add +2.1% | 207,056 | $12.4M |
| StoneX Group Inc. | 0.89% | Add +21.2% | 204,092 | $12.3M |
| Shelton Wealth Management, LLC | 6.96% | Reduce -4.8% | 204,761 | $12.3M |
| Cerity Partners LLC | 0.03% | Reduce -0.1% | 196,113 | $11.7M |
| Petix & Botte Co | 2.97% | Reduce -0.4% | 186,364 | $11.2M |
| Sanctuary Advisors, LLC | 0.07% | Reduce -22.8% | 171,127 | $10.3M |
| Ellsworth Advisors, LLC | 2.64% | Add +6.6% | 170,468 | $10.2M |
| Stratos Wealth Partners, LTD. | 0.15% | Add +80.4% | 168,637 | $10.1M |
| Creekmur Asset Management LLC | 2.35% | Add +2.9% | 166,783 | $10.0M |
| MML Investors Services, LLC | 0.04% | Add +3.7% | 164,122 | $9.8M |
| Oppenheimer & Co. Inc. | 0.15% | Add +0.1% | 162,631 | $9.7M |
| TD Capital Management LLC | 0.97% | Reduce -9.2% | 161,745 | $9.7M |
| Stratos Wealth Advisors, LLC | 0.44% | Reduce -24.4% | 160,702 | $9.6M |
| Citigroup Inc. | 0.01% | Reduce -22.7% | 158,985 | $9.5M |
| Gladstone Institutional Advisory LLC | 0.46% | Reduce -0.9% | 157,868 | $9.5M |
| Schwallier Wealth Management LLC | 6.73% | Add +5.4% | 157,054 | $9.4M |
| Sterling Manor Financial, LLC | 6.34% | Add +1.9% | 156,466 | $9.4M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Reduce -4.6% | 151,309 | $9.1M |
| Cassia Capital Partners, LLC | 5.98% | Reduce -4.6% | 151,184 | $9.1M |
| Synergy Asset Management, LLC | 1.28% | Reduce -7.5% | 140,053 | $8.4M |
| Rockefeller Capital Management L.P. | 0.02% | Reduce -6.0% | 129,509 | $7.8M |
| Corient Private Wealth LP | 0.01% | Reduce -15.2% | 128,318 | $7.7M |
| Nilsine Partners, LLC | 0.99% | Reduce -1.1% | 128,225 | $7.7M |
| Stablepoint Partners, LLC | 1.40% | Add +18.7% | 128,035 | $7.7M |
| Avestar Capital, LLC | 0.80% | Reduce -48.0% | 123,383 | $7.4M |
| Sigma Planning Corp | 0.22% | Reduce -24.9% | 121,572 | $7.3M |
| Comerica Bank | 0.03% | Add +18.5% | 120,840 | $7.2M |
| Ifrah Financial Services, Inc. | 1.93% | Add +3.6% | 119,206 | $7.1M |
| Ashton Thomas Private Wealth, LLC | 0.36% | Reduce -24.3% | 113,650 | $6.8M |
| Twin Peaks Wealth Advisors, LLC | 2.95% | Reduce -6.8% | 107,020 | $6.4M |
| Foundations Investment Advisors, LLC | 0.13% | Reduce -12.0% | 105,900 | $6.3M |
| Shilanski & Associates, Inc. | 2.05% | Reduce -1.6% | 105,210 | $6.3M |
| Kestra Private Wealth Services, LLC | 0.12% | Reduce -47.1% | 105,322 | $6.3M |
| NewEdge Wealth, LLC | 0.11% | Add +20.9% | 104,787 | $6.3M |
| Pine Valley Investments Ltd Liability Co | 0.42% | Reduce -64.6% | 102,617 | $6.2M |
| D.A. Davidson & Co. | 0.05% | Add +2.2% | 101,321 | $6.1M |
| Equitable Holdings, Inc. | 0.06% | Add +2.1% | 100,792 | $6.0M |
| Econ Financial Services Corp | 3.29% | New | 98,129 | $5.9M |
| Insight Advisors, LLC/ PA | 1.01% | Add +2.0% | 97,243 | $5.8M |
| McGuire Investment Group, LLC | 0.81% | Add +7.1% | 95,957 | $5.7M |
| Sebold Capital Management, Inc. | 3.68% | Reduce -1.3% | 93,206 | $5.6M |
| Transcendent Capital Group LLC | 2.84% | Add +14.8% | 92,299 | $5.5M |
"% of holder's portfolio" is FTSM's weight in each manager's 13F, not the share of First Trust Enh Short Mat FD the manager owns.