First Trust Enh Short Mat FDFTSMETF
13F holders, Q3 2024 (September 30)400holders +6
38new positions
36sold out
2famous investors
$59.88avg. 13F price*
At the end of Q3 2024, 400 institutions reported holding First Trust Enh Short Mat FD (FTSM) in their 13F filings, up 6 from Q2 2024. 38 opened new positions and 36 sold out. The largest holders were Morgan Stanley ($737.3M), LPL Financial LLC ($501.0M) and Wells Fargo & Company ($456.7M). 2 famous investors held it, including Jim Simons / Peter Brown (0.1% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Enh Short Mat FD
- CUSIP
- 33739Q408
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $58.6M |
| Exits | 36 | $51.2M |
All 13F filers, Q2 2024 → Q3 2024: 4,299,638 shares bought and 6,699,037 shares sold, net −2,399,399 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 400 holders
| Morgan Stanley | 0.05% | Add +1.8% | 12,315,256 | $737.3M |
| LPL Financial LLC | 0.22% | Reduce -2.3% | 8,368,518 | $501.0M |
| Wells Fargo & Company | 0.11% | Reduce -4.8% | 7,628,155 | $456.7M |
| UBS Group AG | 0.06% | Reduce -8.3% | 3,427,611 | $205.2M |
| Bank of America Corp. | 0.01% | Reduce -9.8% | 2,638,065 | $157.9M |
| Royal Bank of Canada | 0.03% | Reduce -7.7% | 2,434,850 | $145.8M |
| Raymond James Financial Services Advisors, Inc. | 0.14% | Add +7.1% | 1,773,377 | $106.2M |
| Osaic Holdings, Inc. | 0.21% | Reduce -8.6% | 1,576,712 | $94.4M |
| Bramshill Investments, LLC | 9.70% | Add +14.7% | 1,478,982 | $88.5M |
| GDS Wealth Management | 8.59% | Add +204.9% | 1,472,046 | $88.1M |
| Renaissance Technologies | 0.13% | Add +9.8% | 1,390,700 | $83.3M |
| Cetera Investment Advisers | 0.18% | Reduce -4.1% | 1,380,432 | $82.6M |
| Tucker Asset Management LLC | 16.68% | Reduce -0.7% | 1,200,121 | $71.9M |
| Cambridge Investment Research Advisors, Inc. | 0.24% | Reduce -15.5% | 1,173,346 | $70.2M |
| Csenge Advisory Group | 3.53% | Add +2.1% | 1,130,770 | $67.8M |
| Raymond James & Associates | 0.03% | Reduce -19.2% | 926,493 | $55.5M |
| Hansen & Associates Financial Group, Inc. | 27.93% | Add +5.7% | 881,953 | $52.9M |
| Stifel Financial Corp. | 0.05% | Add +11.3% | 837,811 | $50.2M |
| Envestnet Asset Management Inc. | 0.02% | Reduce -2.4% | 781,361 | $46.8M |
| Mariner, LLC | 0.08% | Add +11.0% | 778,714 | $46.6M |
| Commonwealth Equity Services, LLC | 0.06% | Reduce -23.0% | 607,657 | $36.4M |
| Gradient Investments LLC | 0.76% | Add +1.2% | 606,416 | $36.3M |
| Atria Investments, Inc | 0.43% | Reduce -0.9% | 575,958 | $34.5M |
| Coppell Advisory Solutions LLC | 4.54% | Reduce -0.3% | 513,209 | $30.9M |
| Kingsview Wealth Management, LLC | 0.64% | Add +56.7% | 505,391 | $30.3M |
| Prospera Financial Services Inc | 0.63% | Reduce -35.0% | 414,093 | $24.8M |
| Janney Montgomery Scott LLC | 0.07% | Reduce -4.2% | 409,627 | $24.5M |
| Citadel Advisors | 0.02% | New | 364,298 | $21.8M |
| Kestra Advisory Services, LLC | 0.12% | Reduce -33.4% | 362,449 | $21.7M |
| Jane Street Group, LLC | 0.03% | Reduce -42.4% | 350,000 | $21.0M |
| NewEdge Advisors, LLC | 0.13% | Add +8.8% | 338,385 | $20.3M |
| Manchester Financial Inc. | 4.37% | Reduce -39.5% | 336,451 | $20.1M |
| Truist Financial Corp. | 0.03% | Reduce -1.6% | 308,115 | $18.4M |
| Harbour Investments, Inc. | 0.55% | Reduce -18.9% | 302,885 | $18.1M |
| IFP Advisors, Inc | 0.63% | Add +7.8% | 293,047 | $17.5M |
| HBK Sorce Advisory LLC | 0.53% | Add +0.1% | 292,848 | $17.5M |
| RiverTree Advisors, LLC | 11.65% | Reduce -0.3% | 286,859 | $17.2M |
| Baird Financial Group, Inc. | 0.03% | Reduce -9.2% | 285,726 | $17.1M |
| Atria Wealth Solutions, Inc. | 0.18% | Add +23.3% | 281,952 | $16.9M |
| Avantax Advisory Services, Inc. | 0.11% | Reduce -26.5% | 281,593 | $16.9M |
| Financial Enhancement Group LLC | 3.15% | Reduce -36.2% | 271,858 | $16.2M |
| Townsquare Capital LLC | 0.19% | Add +47.5% | 263,236 | $15.8M |
| Capital Investment Advisory Services, LLC | 1.45% | Add +8.8% | 256,060 | $15.3M |
| Western Wealth Management, LLC | 0.85% | Reduce -4.7% | 248,049 | $14.9M |
| Park National Corp. | 0.52% | Reduce -9.3% | 247,367 | $14.8M |
| Private Advisor Group, LLC | 0.09% | Reduce -37.4% | 244,007 | $14.6M |
| Jaffetilchin Investment Partners, LLC | 1.10% | Reduce -1.7% | 241,214 | $14.4M |
| Triumph Capital Management | 5.14% | Reduce -2.9% | 239,979 | $14.4M |
| Steward Partners Investment Advisory, LLC | 0.13% | Reduce -32.5% | 236,145 | $14.1M |
| Mainsail Financial Group, LLC | 8.17% | Add +5.6% | 229,857 | $13.8M |
| Simplicity Wealth,LLC | 1.25% | Reduce -7.4% | 225,635 | $13.5M |
| 1776 Wealth LLC | 6.00% | Reduce -3.4% | 221,597 | $13.3M |
| JPMorgan Chase & Co. | 0.00% | Add +1602.2% | 219,334 | $13.1M |
| Concourse Financial Group Securities, Inc. | 0.77% | Reduce -4.6% | 216,515 | $13.0M |
| Harvest Investment Services, LLC | 4.15% | Reduce -54.6% | 217,025 | $13.0M |
| HighTower Advisors, LLC | 0.02% | Reduce -4.9% | 215,678 | $12.9M |
| FSC Wealth Advisors, LLC | 8.92% | Reduce -1.3% | 207,521 | $12.4M |
| Lake Street Private Wealth, LLC | 2.00% | Add +12.3% | 207,253 | $12.4M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Add +2.1% | 207,056 | $12.4M |
| StoneX Group Inc. | 0.89% | Add +21.2% | 204,092 | $12.3M |
| Shelton Wealth Management, LLC | 6.96% | Reduce -4.8% | 204,761 | $12.3M |
| Cerity Partners LLC | 0.03% | Reduce -0.1% | 196,113 | $11.7M |
| Petix & Botte Co | 2.97% | Reduce -0.4% | 186,364 | $11.2M |
| Sanctuary Advisors, LLC | 0.07% | Reduce -22.8% | 171,127 | $10.3M |
| Ellsworth Advisors, LLC | 2.64% | Add +6.6% | 170,468 | $10.2M |
| Stratos Wealth Partners, LTD. | 0.15% | Add +80.4% | 168,637 | $10.1M |
| Creekmur Asset Management LLC | 2.35% | Add +2.9% | 166,783 | $10.0M |
| MML Investors Services, LLC | 0.04% | Add +3.7% | 164,122 | $9.8M |
| Oppenheimer & Co. Inc. | 0.15% | Add +0.1% | 162,631 | $9.7M |
| TD Capital Management LLC | 0.97% | Reduce -9.2% | 161,745 | $9.7M |
| Stratos Wealth Advisors, LLC | 0.44% | Reduce -24.4% | 160,702 | $9.6M |
| Citigroup Inc. | 0.01% | Reduce -22.7% | 158,985 | $9.5M |
| Gladstone Institutional Advisory LLC | 0.46% | Reduce -0.9% | 157,868 | $9.5M |
| Schwallier Wealth Management LLC | 6.73% | Add +5.4% | 157,054 | $9.4M |
| Sterling Manor Financial, LLC | 6.34% | Add +1.9% | 156,466 | $9.4M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Reduce -4.6% | 151,309 | $9.1M |
| Cassia Capital Partners, LLC | 5.98% | Reduce -4.6% | 151,184 | $9.1M |
| Synergy Asset Management, LLC | 1.28% | Reduce -7.5% | 140,053 | $8.4M |
| Rockefeller Capital Management L.P. | 0.02% | Reduce -6.0% | 129,509 | $7.8M |
| Corient Private Wealth LP | 0.01% | Reduce -15.2% | 128,318 | $7.7M |
| Nilsine Partners, LLC | 0.99% | Reduce -1.1% | 128,225 | $7.7M |
| Stablepoint Partners, LLC | 1.40% | Add +18.7% | 128,035 | $7.7M |
| Avestar Capital, LLC | 0.80% | Reduce -48.0% | 123,383 | $7.4M |
| Sigma Planning Corp | 0.22% | Reduce -24.9% | 121,572 | $7.3M |
| Comerica Bank | 0.03% | Add +18.5% | 120,840 | $7.2M |
| Ifrah Financial Services, Inc. | 1.93% | Add +3.6% | 119,206 | $7.1M |
| Ashton Thomas Private Wealth, LLC | 0.36% | Reduce -24.3% | 113,650 | $6.8M |
| Twin Peaks Wealth Advisors, LLC | 2.95% | Reduce -6.8% | 107,020 | $6.4M |
| Foundations Investment Advisors, LLC | 0.13% | Reduce -12.0% | 105,900 | $6.3M |
| Shilanski & Associates, Inc. | 2.05% | Reduce -1.6% | 105,210 | $6.3M |
| Kestra Private Wealth Services, LLC | 0.12% | Reduce -47.1% | 105,322 | $6.3M |
| NewEdge Wealth, LLC | 0.11% | Add +20.9% | 104,787 | $6.3M |
| Pine Valley Investments Ltd Liability Co | 0.42% | Reduce -64.6% | 102,617 | $6.2M |
| D.A. Davidson & Co. | 0.05% | Add +2.2% | 101,321 | $6.1M |
| Equitable Holdings, Inc. | 0.06% | Add +2.1% | 100,792 | $6.0M |
| Econ Financial Services Corp | 3.29% | New | 98,129 | $5.9M |
| Insight Advisors, LLC/ PA | 1.01% | Add +2.0% | 97,243 | $5.8M |
| McGuire Investment Group, LLC | 0.81% | Add +7.1% | 95,957 | $5.7M |
| Sebold Capital Management, Inc. | 3.68% | Reduce -1.3% | 93,206 | $5.6M |
| Transcendent Capital Group LLC | 2.84% | Add +14.8% | 92,299 | $5.5M |
| Cedrus LLC | 2.02% | Add +352.9% | 91,173 | $5.5M |
| Moloney Securities Asset Management, LLC | 0.72% | Add +17.7% | 89,621 | $5.4M |
| WealthPlan Investment Management, LLC | 0.51% | New | 83,455 | $5.0M |
| PNC Financial Services Group, Inc. | 0.00% | No change | 82,276 | $4.9M |
| Great Valley Advisor Group, Inc. | 0.11% | New | 76,711 | $4.6M |
| Towerpoint Wealth, LLC | 2.14% | Add +0.4% | 75,492 | $4.5M |
| First Trust Advisors LP | 0.00% | Reduce -59.8% | 75,062 | $4.5M |
| GPS Wealth Strategies Group, LLC | 0.60% | Reduce -12.0% | 74,645 | $4.5M |
| Advisor OS, LLC | 0.44% | Reduce -3.2% | 74,635 | $4.5M |
| Kinloch Capital, LLC | 2.17% | Reduce -14.7% | 74,606 | $4.5M |
| Benjamin Edwards Inc. | 0.06% | Add +5000.8% | 72,993 | $4.4M |
| Elios Financial Group Inc. | 2.02% | — | 72,934 | $4.4M |
| Synovus Financial Corp. | 0.05% | Add +18.8% | 72,748 | $4.4M |
| Snowden Capital Advisors LLC | 0.13% | Reduce -22.1% | 70,046 | $4.2M |
| Citizens Financial Group Inc. | 0.08% | Reduce -0.6% | 69,603 | $4.2M |
| Ausdal Financial Partners, Inc. | 0.42% | Reduce -11.1% | 67,898 | $4.1M |
| Integrated Advisors Network LLC | 0.19% | Reduce -25.8% | 67,693 | $4.1M |
| EWG Elevate Inc. | 1.60% | Add +1.1% | 66,370 | $4.0M |
| Secure Asset Management, LLC | 0.66% | Add +4.3% | 65,595 | $3.9M |
| BNP Paribas Financial Markets | 0.00% | Reduce -27.9% | 64,145 | $3.8M |
| Aprio Wealth Management, LLC | 0.61% | Reduce -1.1% | 63,300 | $3.8M |
| Farther Finance Advisors, LLC | 0.14% | Add +210.0% | 62,900 | $3.8M |
| Mutual Advisors, LLC | 0.11% | Add +73.7% | 62,519 | $3.8M |
| Luken Investment Analytics, LLC | 1.69% | Reduce -27.1% | 61,423 | $3.7M |
| Castle Rock Wealth Management, LLC | 0.87% | Add +1.5% | 60,985 | $3.7M |
| Trustmark Bank Trust Department | 0.28% | Reduce -0.1% | 60,831 | $3.6M |
| Texas Yale Capital Corp. | 0.15% | Reduce -7.6% | 59,540 | $3.6M |
| Cwm, LLC | 0.01% | Reduce -5.1% | 57,989 | $3.5M |
| Ameriprise Financial Inc. | 0.00% | Add +178.6% | 55,065 | $3.3M |
| Integrated Wealth Concepts LLC | 0.04% | Reduce -35.6% | 54,951 | $3.3M |
| Proactive Wealth Strategies LLC | 1.82% | — | 54,758 | $3.3M |
| TKG Advisors, LLC | 1.61% | Add +319.9% | 54,481 | $3.3M |
| Mgo One Seven LLC | 0.14% | Reduce -49.7% | 53,657 | $3.2M |
| FinTrust Capital Advisors, LLC | 0.54% | Add +247.6% | 53,007 | $3.2M |
| Core Wealth Partners LLC | 1.90% | Reduce -44.7% | 52,321 | $3.1M |
| Financial Advocates Investment Management | 0.17% | Add +56.7% | 50,960 | $3.1M |
| Gentry Private Wealth, LLC | 2.47% | Reduce -0.9% | 50,439 | $3.0M |
| Keebeck Wealth Management | 0.42% | Reduce -2.3% | 48,308 | $2.9M |
| Ascentis Independent Advisors | 0.45% | Add +85.5% | 48,125 | $2.9M |
| B. Riley Wealth Advisors, Inc. | 0.08% | Reduce -18.4% | 47,506 | $2.9M |
| RFG Advisory, LLC | 0.09% | Reduce -10.8% | 47,582 | $2.8M |
| Cornerstone Wealth Management, LLC | 0.20% | Reduce -0.8% | 47,557 | $2.8M |
| Bellevue Asset Management, LLC | 1.43% | Reduce -3.5% | 46,501 | $2.8M |
| Arete Wealth Advisors, LLC | 0.24% | Reduce -4.2% | 46,262 | $2.8M |
| Good Life Advisors, LLC | 0.16% | Add +1.5% | 44,400 | $2.7M |
| Guardian Wealth Advisors, LLC / NC | 0.29% | Reduce -2.0% | 44,340 | $2.7M |
| Advisory Services Network, LLC | 0.05% | No change | 44,527 | $2.7M |
| Independent Financial Group, LLC | 0.10% | Add +21.1% | 43,804 | $2.6M |
| Ameritas Advisory Services, LLC | 0.11% | Reduce -43.5% | 41,407 | $2.5M |
| Scarborough Advisors, LLC | 0.40% | Add +0.1% | 41,085 | $2.5M |
| Summit Wealth Partners, LLC | 0.47% | Add +48.7% | 40,536 | $2.4M |
| Welch & Forbes LLC | 0.03% | Reduce -1.8% | 39,922 | $2.4M |
| Great Lakes Retirement, Inc. | 0.30% | Add +145.8% | 38,840 | $2.3M |
| Quadrature Capital Ltd | 0.05% | New | 38,728 | $2.3M |
| Family Capital Management, Inc. | 1.46% | Reduce -2.2% | 37,769 | $2.3M |
| Raymond James Trust N.A. | 0.05% | Reduce -1.4% | 36,767 | $2.2M |
| Clear Point Advisors Inc. | 1.70% | Reduce -2.7% | 36,726 | $2.2M |
| Stephens Inc. | 0.03% | Reduce -8.7% | 36,650 | $2.2M |
| GC Wealth Management RIA, LLC | 0.38% | Add +15.3% | 36,588 | $2.2M |
| GeoWealth Management, LLC | 0.08% | Add +15.3% | 36,588 | $2.2M |
| Principal Securities, Inc. | 0.05% | Add +3.7% | 35,873 | $2.1M |
| Beacon Financial Advisory LLC | 0.73% | Add +1.2% | 35,774 | $2.1M |
| First Heartland Consultants, Inc. | 0.23% | No change | 35,721 | $2.1M |
| Key Client Fiduciary Advisors, LLC | 0.95% | Add +2.7% | 34,966 | $2.1M |
| Arkadios Wealth Advisors | 0.12% | Reduce -6.9% | 34,361 | $2.1M |
| AE Wealth Management LLC | 0.02% | Add +72.6% | 33,791 | $2.0M |
| Private Trust Co. NA | 0.20% | Reduce -13.0% | 33,100 | $2.0M |
| Premier Path Wealth Partners, LLC | 0.31% | Add +2.6% | 33,079 | $2.0M |
| Summit Financial, LLC | 0.08% | Reduce -1.2% | 32,305 | $1.9M |
| WCG Wealth Advisors LLC | 0.13% | Reduce -0.9% | 31,961 | $1.9M |
| G&S Capital LLC | 0.79% | Reduce -53.4% | 31,523 | $1.9M |
| VitalStone Financial, LLC | 1.28% | Add +1166.9% | 31,407 | $1.9M |
| BlueChip Wealth Advisors LLC | 0.98% | Reduce -3.9% | 31,395 | $1.9M |
| Insigneo Advisory Services, LLC | 0.19% | No change | 31,376 | $1.9M |
| Keystone Wealth Services, LLC | 0.51% | Add +12.9% | 30,684 | $1.8M |
| Lion Street Advisors, LLC | 0.63% | Add +28.9% | 30,263 | $1.8M |
| Brown Financial Advisors | 0.74% | Add +4.7% | 30,118 | $1.8M |
| &partners | 0.03% | New | 30,324 | $1.8M |
| Quad-Cities Investment Group, LLC | 0.89% | Reduce -0.9% | 29,426 | $1.8M |
| Clear Creek Financial Management, LLC | 0.20% | Reduce -8.1% | 28,837 | $1.7M |
| Capasso Planning Partners LLC | 0.51% | No change | 28,844 | $1.7M |
| Purus Wealth Management, LLC | 0.71% | New | 27,948 | $1.7M |
| Paladin Wealth, LLC | 1.45% | — | 27,665 | $1.7M |
| Cresset Asset Management, LLC | 0.01% | Add +1.4% | 27,466 | $1.7M |
| United Capital Financial Advisors, LLC | 0.01% | Reduce -18.3% | 27,556 | $1.6M |
| Gray Wealth Management Inc. | 0.65% | Reduce -2.5% | 27,330 | $1.6M |
| Ascension Capital Advisors, Inc. | 0.76% | Reduce -0.7% | 27,066 | $1.6M |
| Condor Capital Management | 0.14% | No change | 26,670 | $1.6M |
| NorthRock Partners, LLC | 0.05% | New | 26,424 | $1.6M |
| J.W. Cole Advisors, Inc. | 0.07% | Add +2.8% | 26,514 | $1.6M |
| IFG Advisory, LLC | 0.10% | Reduce -36.6% | 26,375 | $1.6M |
| IHT Wealth Management, LLC | 0.04% | Reduce -9.6% | 25,900 | $1.6M |
| TAP Consulting, LLC | 0.30% | Add +52.5% | 25,757 | $1.5M |
| Weitzel Financial Services, Inc. | 0.71% | Reduce -8.9% | 25,324 | $1.5M |
| L.M. Kohn & Company | 0.38% | Add +9.9% | 25,263 | $1.5M |
| OneDigital Investment Advisors LLC | 0.02% | Reduce -11.2% | 25,081 | $1.5M |
| Gateway Wealth Partners, LLC | 0.41% | Reduce -7.7% | 24,647 | $1.5M |
| Flow Traders U.S. LLC | 0.07% | New | 24,396 | $1.5M |
| 360 Financial, Inc. | 0.54% | Add +0.6% | 24,293 | $1.5M |
| Wedbush Securities Inc. | 0.05% | Reduce -5.5% | 24,027 | $1.4M |
| Cannon Advisors, Inc. | 1.15% | — | 23,337 | $1.4M |
| Chicago Partners Investment Group LLC | 0.05% | Reduce -23.1% | 23,099 | $1.4M |
| Two Sigma Securities, LLC | 0.11% | New | 22,890 | $1.4M |
| Holistic Financial Partners | 0.66% | Reduce -15.9% | 22,766 | $1.4M |
| Uncommon Cents Investing LLC | 0.38% | No change | 22,750 | $1.4M |
| Monument Capital Management | 0.37% | Reduce -8.3% | 22,606 | $1.4M |
| Silver Oak Securities, Incorporated | 0.14% | Add +1.9% | 21,950 | $1.3M |
| Zega Financial, LLC | 0.43% | Add +23.7% | 21,659 | $1.3M |
| Kovack Advisors, Inc. | 0.13% | Add +0.1% | 21,259 | $1.3M |
| Prosperity Consulting Group, LLC | 0.10% | New | 20,812 | $1.2M |
| Valmark Advisers, Inc. | 0.02% | Add +38.9% | 20,799 | $1.2M |
| Capital Investment Counsel, LLC | 0.22% | Reduce -45.2% | 20,754 | $1.2M |
| Maia Wealth LLC | 0.30% | Reduce -3.1% | 20,448 | $1.2M |
| Meridian Wealth Management, LLC | 0.06% | Reduce -16.0% | 20,113 | $1.2M |
| Strid Group, LLC | 0.18% | Reduce -1.9% | 19,997 | $1.2M |
| Darwin Wealth Management, LLC | 0.33% | New | 19,854 | $1.2M |
| Wealthcare Advisory Partners LLC | 0.03% | Add +2.9% | 19,765 | $1.2M |
| SeaCrest Wealth Management, LLC | 0.13% | Add +1.8% | 19,593 | $1.2M |
| Chiron Capital Management, LLC | 1.03% | Add +1.9% | 19,481 | $1.2M |
| Lanark Financial, Inc. | 0.10% | Reduce -2.3% | 19,397 | $1.2M |
| MTM Investment Management, LLC | 0.44% | Reduce -5.7% | 19,037 | $1.1M |
| KKM Financial LLC | 0.56% | Add +64.3% | 18,960 | $1.1M |
| Independent Wealth Network Inc. | 0.49% | Reduce -23.0% | 18,299 | $1.1M |
| Inspirion Wealth Advisors, LLC | 0.15% | Reduce -21.5% | 18,265 | $1.1M |
| Impact Partnership Wealth, LLC | 0.24% | New | 18,108 | $1.1M |
| Willner & Heller, LLC | 0.94% | Reduce -7.4% | 17,680 | $1.1M |
| Thrivent Financial for Lutherans | 0.00% | Add +84.5% | 17,643 | $1.1M |
| Latitude Advisors, LLC | 0.60% | Reduce -2.1% | 17,570 | $1.1M |
| CreativeOne Wealth, LLC | 0.04% | New | 17,554 | $1.1M |
| Cambridge Advisors Inc. | 0.22% | Add +1.0% | 17,034 | $1.0M |
| Naples Global Advisors, LLC | 0.09% | Add +5.9% | 16,963 | $1.0M |
| Aptus Capital Advisors, LLC | 0.02% | Reduce -7.1% | 16,868 | $1.0M |
| 1834 Investment Advisors Co. | 0.12% | Reduce -33.0% | 16,847 | $1.0M |
| Daymark Wealth Partners, LLC | 0.04% | Reduce -41.4% | 16,794 | $1.0M |
| Main Street Financial Solutions, LLC | 0.09% | Reduce -5.9% | 16,464 | $986K |
| Randall & Associates Wealth Management | 0.81% | Add +6.1% | 16,420 | $983K |
| FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 0.23% | Reduce -7.0% | 16,002 | $958K |
| Grant/GrossMendelsohn, LLC | 0.41% | Reduce -24.3% | 15,781 | $949K |
| Mattern Wealth Management LLC | 0.20% | Reduce -9.7% | 15,205 | $910K |
| Refined Wealth Management | 0.69% | No change | 14,977 | $897K |
| Beacon Pointe Advisors, LLC | 0.01% | Add +87.0% | 14,916 | $893K |
| Paragon Private Wealth Management, LLC | 0.44% | Reduce -18.8% | 14,750 | $883K |
| Assetmark, Inc. | 0.00% | Reduce -43.5% | 14,702 | $880K |
| Symphony Financial, Ltd. Co. | 0.14% | Add +2.8% | 14,550 | $875K |
| Uptick Partners, LLC | 0.37% | New | 14,606 | $874K |
| Concurrent Investment Advisors, LLC | 0.03% | Reduce -20.5% | 14,492 | $868K |
| Sage Capital Advisors,llc | 0.23% | Add +0.8% | 14,483 | $867K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -51.8% | 14,214 | $851K |
| Creative Planning | 0.00% | Reduce -6.7% | 14,136 | $846K |
| Traction Financial Partners, LLC | 0.66% | Add +5.8% | 14,086 | $843K |
| EdgeRock Capital LLC | 0.59% | Reduce -2.6% | 13,935 | $834K |
| Wealth Management Associates, Inc. | 0.36% | Add +0.1% | 13,521 | $810K |
| World Equity Group, Inc. | 0.29% | Reduce -16.6% | 13,335 | $798K |
| Sowell Financial Services LLC | 0.04% | Reduce -85.5% | 13,239 | $796K |
| Global Assets Advisory, LLC | 0.43% | New | 13,104 | $785K |
| Atwood & Palmer Inc. | 0.05% | No change | 12,875 | $771K |
| WR Wealth Planners, LLC | 0.21% | Reduce -3.3% | 12,434 | $744K |
| Merkkuri Wealth Advisors LLC | 0.58% | Reduce -0.5% | 12,263 | $734K |
| Madden Advisory Services, Inc. | 0.34% | Reduce -9.8% | 12,250 | $733K |
| Tyler-Stone Wealth Management | 0.14% | Add +64.4% | 12,013 | $719K |
| PCG Wealth Advisors, LLC | 0.27% | Reduce -32.6% | 11,805 | $707K |
| Mattson Financial Services, LLC | 0.25% | Reduce -0.4% | 11,660 | $695K |
| San Luis Wealth Advisors LLC | 0.14% | Add +11.8% | 11,499 | $688K |
| Archer Investment Corp | 0.18% | Reduce -3.5% | 11,066 | $663K |
| Vestmark Advisory Solutions, Inc. | 0.02% | Reduce -26.0% | 11,063 | $662K |
| Perennial Investment Advisors, LLC | 0.08% | Add +19.8% | 10,883 | $652K |
| Objective Capital Management, LLC | 0.37% | — | 10,614 | $635K |
| Hilltop Holdings Inc. | 0.04% | Add +0.5% | 10,508 | $629K |
| Private Portfolio Partners LLC | 0.11% | Reduce -26.6% | 10,211 | $611K |
| Plan Group Financial, LLC | 0.31% | Add +0.0% | 9,953 | $596K |
| Continuum Advisory, LLC | 0.08% | Reduce -58.9% | 9,906 | $593K |
| Cottonwood Capital Advisors, LLC | 0.43% | Reduce -1.1% | 9,837 | $589K |
| Cherry Creek Investment Advisors, Inc. | 0.30% | Reduce -12.4% | 9,694 | $580K |
| Dynamic Advisor Solutions LLC | 0.02% | Reduce -6.7% | 9,564 | $573K |
| Waverly Advisors, LLC | 0.01% | Reduce -1.1% | 9,412 | $564K |
| Cary Street Partners Investment Advisory LLC | 0.02% | Reduce -10.6% | 9,306 | $557K |
| Advisory Alpha, LLC | 0.02% | No change | 9,298 | $557K |
| Flagship Harbor Advisors, LLC | 0.03% | Add +12.6% | 9,206 | $551K |
| Strait & Sound Wealth Management LLC | 0.27% | Reduce -32.8% | 9,174 | $549K |
| Global Retirement Partners, LLC | 0.02% | Reduce -12.6% | 9,152 | $548K |
| Legacy Investment Solutions, LLC | 0.33% | — | 9,016 | $540K |
| Legacy Wealth Managment, LLC | 0.33% | — | 9,016 | $540K |
| Creative Financial Designs Inc. | 0.04% | Reduce -6.1% | 8,888 | $532K |
| Herold Advisors, Inc. | 0.11% | Reduce -30.1% | 8,597 | $515K |
| Aries Wealth Management | 0.14% | Reduce -5.6% | 8,500 | $509K |
| Lodestar Private Asset Management LLC | 0.06% | Reduce -4.6% | 8,144 | $488K |
| Weaver Consulting Group | 0.15% | New | 8,032 | $481K |
| Alpha Omega Group, Inc. | 0.66% | Add +0.5% | 8,013 | $480K |
| Nations Financial Group Inc, /Ia/ | 0.03% | Add +3.8% | 7,928 | $475K |
| Signal Advisors Wealth, LLC | 0.07% | New | 7,919 | $474K |
| Inspire Advisors, LLC | 0.06% | Reduce -0.3% | 7,870 | $471K |
| United Capital Management of KS, Inc. | 0.10% | Add +0.8% | 7,863 | $471K |
| Rathbones Group PLC | 0.00% | Reduce -6.0% | 7,693 | $461K |
| Prime Capital Investment Advisors, LLC | 0.01% | Reduce -19.6% | 7,518 | $450K |
| Neuberger Berman Group LLC | 0.00% | New | 7,462 | $447K |
| Lunt Capital Management, Inc. | 0.21% | Reduce -11.9% | 7,447 | $446K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +61.7% | 7,390 | $442K |
| Orion Portfolio Solutions, LLC | 0.00% | Add +61.7% | 7,390 | $442K |
| TrueWealth Advisors, LLC | 0.15% | Reduce -26.1% | 7,359 | $441K |
| American Financial Advisors, LLC | 0.06% | Add +1.0% | 7,109 | $426K |
| Certified Advisory Corp | 0.05% | Add +0.4% | 7,067 | $423K |
| GTS Securities LLC | 0.01% | New | 6,715 | $402K |
| Captrust Financial Advisors | 0.00% | Add +1.6% | 6,652 | $398K |
| NBT Bank, N.A. | 0.03% | Reduce -16.8% | 6,582 | $394K |
| Moors & Cabot, Inc. | 0.02% | Reduce -14.7% | 6,446 | $386K |
| Redwood Wealth Management Group, LLC | 0.19% | Reduce -1.6% | 6,302 | $377K |
| Brookstone Capital Management | 0.01% | Reduce -10.3% | 6,240 | $374K |
| TCFG Wealth Management, LLC | 0.18% | — | 6,048 | $362K |
| Cyndeo Wealth Partners, LLC | 0.02% | New | 5,915 | $354K |
| Brendel Financial Advisors LLC | 0.19% | Add +10.3% | 5,710 | $342K |
| Park Avenue Securities LLC | 0.00% | Reduce -37.1% | 5,573 | $334K |
| TCV Trust & Wealth Management, Inc. | 0.03% | New | 5,510 | $330K |
| Tidemark, LLC | 0.13% | Reduce -1.6% | 5,466 | $327K |
| WealthShield Partners, LLC | 0.04% | Add +11.3% | 5,341 | $321K |
| ProVise Management Group, LLC | 0.03% | Reduce -19.1% | 5,296 | $317K |
| Choreo, LLC | 0.00% | New | 5,036 | $303K |
| Front Row Advisors LLC | 0.11% | No change | 5,000 | $301K |
| TrueMark Investments, LLC | 0.10% | Reduce -22.7% | 4,972 | $298K |
| Del-Sette Capital Management, LLC | 0.23% | No change | 4,818 | $288K |
| Prosperity Financial Group, Inc. | 0.16% | Reduce -10.9% | 4,727 | $283K |
| Southland Equity Partners LLC | 0.07% | Reduce -4.5% | 4,699 | $281K |
| Iams Wealth Management, LLC | 0.13% | Reduce -39.7% | 4,439 | $266K |
| Client First Investment Management LLC | 0.20% | Reduce -16.3% | 4,376 | $262K |
| Channel Wealth LLC | 0.09% | New | 4,350 | $260K |
| DAVENPORT & Co LLC | 0.00% | Reduce -43.7% | 4,315 | $258K |
| Westside Investment Management, Inc. | 0.05% | No change | 4,291 | $257K |
| White Wing Wealth Management | 0.20% | Add +1.2% | 4,268 | $256K |
| Sunbelt Securities, Inc. | 0.03% | Add +8.6% | 4,261 | $255K |
| Stonebridge Financial Planning Group, LLC | 0.12% | No change | 4,230 | $253K |
| Balboa Wealth Partners | 0.06% | Reduce -10.4% | 4,198 | $251K |
| Capital Market Strategies LLC | 0.15% | Reduce -30.1% | 4,169 | $250K |
| Brady Family Wealth, LLC | 0.07% | No change | 4,156 | $249K |
| Robertson Stephens Wealth Management, LLC | 0.01% | New | 4,111 | $247K |
| TFG Advisers LLC | 0.09% | New | 4,044 | $242K |
| Collaborative Wealth Managment Inc. | 0.11% | Reduce -26.4% | 4,030 | $241K |
| Sheets Smith Wealth Management | 0.03% | Add +0.0% | 4,024 | $241K |
| SteelPeak Wealth, LLC | 0.01% | Add +0.1% | 3,941 | $237K |
| Strategic Blueprint, LLC | 0.01% | Reduce -28.0% | 3,950 | $236K |
| Valeo Financial Advisors, LLC | 0.01% | No change | 3,850 | $231K |
| Wintrust Investments LLC | 0.17% | Reduce -92.2% | 3,766 | $225K |
| Merit Financial Group, LLC | 0.00% | New | 3,669 | $220K |
| Coastwise Capital Group, LLC | 0.18% | New | 3,585 | $215K |
| Onyx Bridge Wealth Group LLC | 0.03% | Reduce -58.2% | 3,517 | $211K |
| LaSalle St. Investment Advisors, LLC | 0.08% | Reduce -9.6% | 3,429 | $205K |
| Acorn Wealth Advisors, LLC | 0.09% | Reduce -3.2% | 3,418 | $205K |
| Mach-1 Financial Group, LLC | 0.12% | New | 3,397 | $203K |
| Legacy Capital Wealth Partners, LLC | 0.04% | New | 3,344 | $200K |
| CoreCap Advisors, LLC | 0.01% | Reduce -2.5% | 3,185 | $191K |
| Householder Group Estate & Retirement Specialist, LLC | 0.05% | Add +7.1% | 3,014 | $180K |
| Farmers & Merchants Investments Inc. | 0.01% | New | 2,956 | $177K |
| Bank of Montreal | 0.00% | Add +6.1% | 2,781 | $167K |
| Gilliland Jeter Wealth Management LLC | 0.05% | Add +0.5% | 2,564 | $154K |
| Centaurus Financial, Inc. | 0.01% | Add +26.4% | 2,521 | $151K |
| Flaharty Asset Management, LLC | 0.02% | New | 2,465 | $148K |
| DHJJ Financial Advisors, Ltd. | 0.06% | Reduce -22.4% | 2,456 | $147K |
| Raffa Wealth Management, LLC | 0.03% | No change | 2,281 | $137K |
| PFS Partners, LLC | 0.08% | Reduce -44.7% | 2,197 | $132K |
| Authentikos Wealth Advisory, LLC | 0.12% | Reduce -98.3% | 2,061 | $123K |
| Dunhill Financial, LLC | 0.06% | Reduce -77.8% | 1,995 | $119K |
| Larson Financial Group LLC | 0.01% | Reduce -0.7% | 1,675 | $100K |
| M&R Capital Management Inc. | 0.02% | Reduce -28.4% | 1,415 | $85K |
| Trust Co. of Vermont | 0.00% | New | 1,400 | $84K |
| UMB Bank, n.a. | 0.00% | New | 1,400 | $84K |
| PSI Advisors, LLC | 0.02% | No change | 1,316 | $79K |
| Hilltop National Bank | 0.02% | No change | 1,267 | $76K |
| Glen Eagle Advisors, LLC | 0.01% | No change | 1,225 | $73K |
| Insight Inv LLC | 0.06% | No change | 1,175 | $71K |
| Pinnacle Bancorp, Inc. | 0.01% | No change | 915 | $55K |
| Parkside Financial Bank & Trust | 0.01% | No change | 800 | $48K |
| Tsfg, LLC | 0.01% | New | 602 | $36K |
| Cornerstone Planning Group LLC | 0.01% | Reduce -91.9% | 587 | $35K |
| Sachetta, LLC | 0.01% | No change | 500 | $30K |
| Duncker Streett & Co. Inc. | 0.01% | No change | 500 | $30K |
| Sound Income Strategies, LLC | 0.00% | Reduce -80.5% | 391 | $23K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 335 | $20K |
| US Bancorp \de | 0.00% | Add +671.0% | 293 | $18K |
| Blair William & Co. | 0.00% | Add +0.8% | 262 | $16K |
| Friedenthal Financial | 0.01% | Reduce -22.5% | 245 | $15K |
| MassMutual Private Wealth & Trust, FSB | 0.00% | Reduce -97.3% | 193 | $12K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +143.7% | 173 | $10K |
| Capital Analysts, LLC | 0.00% | Reduce -93.4% | 168 | $10K |
| Financial Gravity Companies, Inc. | 0.00% | — | 150 | $9K |
| Investors Research Corp | 0.00% | Reduce -90.8% | 145 | $9K |
| Jones Financial Companies LLLP | 0.00% | Add +17.9% | 138 | $8K |
| Parallel Advisors, LLC | 0.00% | Reduce -13.2% | 138 | $8K |
| Clearstead Advisors, LLC | 0.00% | Add +391.7% | 118 | $7K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 100 | $6K |
| JNBA Financial Advisors | 0.00% | Add +1.1% | 95 | $6K |
| Wagner Wealth Management, LLC | 0.00% | Add +8.7% | 75 | $4K |
| GAMMA Investing LLC | 0.00% | No change | 66 | $4K |
| FMR LLC | 0.00% | New | 61 | $4K |
| Peterson Financial Group, Inc. | 0.01% | New | 41 | $2K |
| Nordwand Advisors, LLC | 0.00% | No change | 40 | $2K |
| Main Street Group, LTD | 0.00% | No change | 35 | $2K |
| NFSG Corp | 0.00% | No change | 27 | $2K |
| Caitlin John, LLC | 0.00% | No change | 25 | $1K |
| Kessler Investment Group, LLC | 0.00% | New | 25 | $1K |
| Hexagon Capital Partners LLC | 0.00% | No change | 22 | $1K |
| REAP Financial Group, LLC | 0.00% | Reduce -34.5% | 19 | $1K |
| Rakuten Securities, Inc. | 0.00% | No change | 1 | $60 |
"% of holder's portfolio" is FTSM's weight in each manager's 13F, not the share of First Trust Enh Short Mat FD the manager owns.