First Trust Ultra Short DurFUMBETF
13F holders, Q3 2025 (September 30)94holders +7
14new positions
7sold out
1famous investor
$20.10avg. 13F price*
At the end of Q3 2025, 94 institutions reported holding First Trust Ultra Short Dur (FUMB) in their 13F filings, up 7 from Q2 2025. 14 opened new positions and 7 sold out. The largest holders were Morgan Stanley ($18.0M), LPL Financial LLC ($15.5M) and NewEdge Advisors, LLC ($13.5M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Ultra Short Dur
- CUSIP
- 33740J104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $11.9M |
| Exits | 7 | $2.5M |
All 13F filers, Q2 2025 → Q3 2025: 1,284,569 shares bought and 248,827 shares sold, net +1,035,742 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 94 holders
| Morgan Stanley | 0.00% | Add +11.8% | 897,050 | $18.0M |
| LPL Financial LLC | 0.00% | Add +5.3% | 773,273 | $15.5M |
| NewEdge Advisors, LLC | 0.06% | Add +3.3% | 672,154 | $13.5M |
| Wells Fargo & Company | 0.00% | Add +4.2% | 613,679 | $12.3M |
| XML Financial, LLC | 0.83% | Add +5.3% | 507,182 | $10.2M |
| Royal Bank of Canada | 0.00% | Add +9.5% | 386,246 | $7.8M |
| Mainsail Financial Group, LLC | 2.48% | Add +0.9% | 287,135 | $5.8M |
| Raymond James Financial Inc. | 0.00% | Add +2.3% | 282,938 | $5.7M |
| Osaic Holdings, Inc. | 0.01% | Reduce -0.9% | 267,701 | $5.4M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -2.7% | 216,128 | $4.3M |
| JPMorgan Chase & Co. | 0.00% | Add +43.6% | 199,330 | $4.0M |
| UBS Group AG | 0.00% | Reduce -1.1% | 189,623 | $3.8M |
| Kestra Advisory Services, LLC | 0.01% | Add +1.3% | 154,598 | $3.1M |
| Insight Inv LLC | 1.78% | Add +16.0% | 150,745 | $3.0M |
| J.W. Cole Advisors, Inc. | 0.06% | Reduce -3.6% | 143,962 | $2.9M |
| James Investment Research, Inc. | 0.30% | No change | 138,262 | $2.8M |
| Baird Financial Group, Inc. | 0.00% | Add +915.0% | 126,870 | $2.6M |
| Flow Traders U.S. LLC | 0.10% | New | 124,125 | $2.5M |
| Gateway Wealth Partners, LLC | 0.33% | New | 122,580 | $2.5M |
| Truist Financial Corp. | 0.00% | Reduce -0.6% | 118,836 | $2.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +85.3% | 105,247 | $2.1M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +47.3% | 100,902 | $2.0M |
| Inspirion Wealth Advisors, LLC | 0.27% | Add +30.4% | 96,936 | $1.9M |
| Cetera Investment Advisers | 0.00% | Add +28.9% | 92,823 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +18.9% | 90,154 | $1.8M |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -17.1% | 89,699 | $1.8M |
| Thrivent Financial for Lutherans | 0.00% | New | 77,566 | $1.6M |
| Stifel Financial Corp. | 0.00% | Reduce -1.3% | 66,748 | $1.3M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -0.7% | 62,190 | $1.3M |
| Ashton Thomas Private Wealth, LLC | 0.03% | Add +25.4% | 61,296 | $1.2M |
| Summit Financial, LLC | 0.02% | New | 59,413 | $1.2M |
| Harbour Investments, Inc. | 0.03% | Add +26.5% | 58,312 | $1.2M |
| Bleakley Financial Group, LLC | 0.03% | New | 57,209 | $1.1M |
| Goldman Sachs Group Inc. | 0.00% | Add +125.2% | 48,937 | $984K |
| Schwallier Wealth Management LLC | 0.61% | New | 48,920 | $983K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +22.7% | 48,713 | $979K |
| Private Advisor Group, LLC | 0.00% | Reduce -7.4% | 47,143 | $948K |
| McDonald Partners LLC | 0.26% | No change | 43,500 | $874K |
| WealthBridge Capital Management, LLC | 0.20% | Add +3.5% | 43,405 | $872K |
| Stephens Inc. | 0.01% | No change | 41,611 | $836K |
| Uniting Wealth Partners, LLC | 0.20% | New | 41,431 | $833K |
| Prospera Financial Services Inc | 0.01% | Reduce -1.4% | 38,627 | $776K |
| Capital Analysts, LLC | 0.02% | Add +62.9% | 35,772 | $719K |
| Csenge Advisory Group | 0.03% | Reduce -14.6% | 35,000 | $704K |
| Modern Wealth Management, LLC | 0.01% | Reduce -10.9% | 32,913 | $662K |
| Westside Investment Management, Inc. | 0.10% | Reduce -25.0% | 30,000 | $603K |
| Norris Financial Group, LLC | 0.22% | Reduce -2.4% | 29,884 | $601K |
| Dynamic Advisor Solutions LLC | 0.02% | Add +46.2% | 28,272 | $568K |
| Meridian Wealth Management, LLC | 0.02% | Add +135.5% | 28,257 | $568K |
| Capital Investment Advisory Services, LLC | 0.04% | Reduce -3.9% | 28,181 | $566K |
| Citadel Advisors | 0.00% | New | 26,584 | $534K |
| Crux Wealth Advisors | 0.19% | Add +0.6% | 24,060 | $484K |
| Sigma Planning Corp | 0.01% | Reduce -64.8% | 23,352 | $469K |
| International Assets Investment Management, LLC | 0.04% | No change | 22,500 | $452K |
| Occidental Asset Management, LLC | 0.06% | Add +7.5% | 22,250 | $447K |
| One Plus One Wealth Management, LLC | 0.18% | Reduce -37.3% | 18,826 | $378K |
| Farther Finance Advisors, LLC | 0.01% | No change | 18,460 | $371K |
| Comerica Bank | 0.00% | Add +21.2% | 16,861 | $339K |
| GSG Advisors LLC | 0.09% | Add +0.7% | 16,261 | $327K |
| World Investment Advisors | 0.01% | Add +12.2% | 16,125 | $324K |
| TD Capital Management LLC | 0.03% | Add +0.0% | 16,108 | $324K |
| Titleist Asset Management, LLC | 0.03% | Reduce -2.2% | 15,200 | $306K |
| MML Investors Services, LLC | 0.00% | Reduce -5.8% | 15,199 | $305K |
| Susquehanna International Group, LLP | 0.00% | New | 14,837 | $298K |
| Equitable Holdings, Inc. | 0.00% | Reduce -9.7% | 14,404 | $290K |
| Advyzon Investment Management, LLC | 0.05% | Add +2.8% | 13,552 | $272K |
| Benjamin Edwards Inc. | 0.00% | Add +2.2% | 12,672 | $255K |
| Kingswood Wealth Advisors, LLC | 0.01% | No change | 12,163 | $244K |
| Ascentis Independent Advisors | 0.04% | Reduce -2.2% | 10,677 | $215K |
| NewEdge Wealth, LLC | 0.00% | No change | 10,301 | $207K |
| RFG Advisory, LLC | 0.00% | Add +0.2% | 10,205 | $205K |
| Total Clarity Wealth Management, Inc. | 0.05% | No change | 10,139 | $204K |
| Mattern Wealth Management LLC | 0.04% | No change | 9,952 | $200K |
| Tower Research Capital LLC (TRC) | 0.01% | New | 9,393 | $189K |
| AE Wealth Management LLC | 0.00% | New | 5,103 | $103K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 4,512 | $91K |
| Tidemark, LLC | 0.02% | No change | 4,000 | $80K |
| Advisory Services Network, LLC | 0.00% | New | 3,836 | $77K |
| IFP Advisors, Inc | 0.00% | No change | 2,821 | $57K |
| Global Retirement Partners, LLC | 0.00% | No change | 2,775 | $56K |
| CX Institutional | 0.00% | Add +0.2% | 2,299 | $46K |
| Principal Securities, Inc. | 0.00% | No change | 1,763 | $35K |
| Golden State Wealth Management, LLC | 0.00% | Add +0.2% | 1,591 | $32K |
| NFSG Corp | 0.00% | Add +10.5% | 1,587 | $32K |
| IMG Wealth Management, Inc. | 0.02% | No change | 1,381 | $28K |
| CoreCap Advisors, LLC | 0.00% | No change | 1,268 | $25K |
| Private Trust Co. NA | 0.00% | No change | 1,011 | $20K |
| Ameriflex Group, Inc. | 0.01% | New | 770 | $15K |
| Archer Investment Corp | 0.00% | No change | 687 | $14K |
| Ameritas Advisory Services, LLC | 0.00% | Reduce -85.3% | 609 | $12K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 505 | $10K |
| Jones Financial Companies LLLP | 0.00% | New | 395 | $8K |
| Evolution Wealth Management Inc. | 0.00% | No change | 231 | $5K |
| REAP Financial Group, LLC | 0.00% | No change | 179 | $4K |
"% of holder's portfolio" is FUMB's weight in each manager's 13F, not the share of First Trust Ultra Short Dur the manager owns.