First Trust Ultra Short DurFUMBETF
13F holders, Q1 2026 (March 31)88holders
10new positions
8sold out
1famous investor
$20.05avg. 13F price*
At the end of Q1 2026, 88 institutions reported holding First Trust Ultra Short Dur (FUMB) in their 13F filings, unchanged from Q4 2025. 10 opened new positions and 8 sold out. The largest holders were LPL Financial LLC ($17.6M), Morgan Stanley ($13.3M) and Wells Fargo & Company ($13.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Ultra Short Dur
- CUSIP
- 33740J104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 10 | $8.5M |
| Exits | 8 | $2.2M |
All 13F filers, Q4 2025 → Q1 2026: 1,040,146 shares bought and 948,083 shares sold, net +92,063 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 88 holders
| LPL Financial LLC | 0.00% | Add +16.4% | 879,542 | $17.6M |
| Morgan Stanley | 0.00% | Reduce -8.2% | 661,210 | $13.3M |
| Wells Fargo & Company | 0.00% | Reduce -5.6% | 649,421 | $13.0M |
| XML Financial, LLC | 0.85% | Add +10.4% | 526,024 | $10.5M |
| Royal Bank of Canada | 0.00% | Reduce -0.4% | 345,999 | $6.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +30.5% | 291,453 | $5.8M |
| Raymond James Financial Inc. | 0.00% | Add +5.7% | 276,925 | $5.6M |
| JPMorgan Chase & Co. | 0.00% | Add +15.2% | 275,352 | $5.5M |
| NewEdge Advisors, LLC | 0.02% | Reduce -58.6% | 273,506 | $5.5M |
| Gateway Wealth Partners, LLC | 0.20% | Add +107.1% | 260,066 | $5.2M |
| UBS Group AG | 0.00% | Add +1.9% | 212,193 | $4.3M |
| Osaic Holdings, Inc. | 0.01% | Reduce -20.0% | 181,838 | $3.6M |
| J.W. Cole Advisors, Inc. | 0.10% | Add +5.7% | 153,634 | $3.1M |
| Kestra Private Wealth Services, LLC | 0.04% | Add +8.3% | 148,742 | $3.0M |
| Rockefeller Capital Management L.P. | 0.00% | Add +4.8% | 130,394 | $2.6M |
| Kestra Advisory Services, LLC | 0.01% | Add +16.2% | 124,580 | $2.5M |
| Baird Financial Group, Inc. | 0.00% | Add +6.4% | 124,370 | $2.5M |
| Truist Financial Corp. | 0.00% | Reduce -5.3% | 110,166 | $2.2M |
| Thomas J. Herzfeld Advisors, Inc. | 0.75% | New | 109,973 | $2.2M |
| Insight Inv LLC | 1.20% | Reduce -16.7% | 108,945 | $2.2M |
| Stewardship Concepts Financial Services LLC | 1.56% | New | 99,453 | $2.0M |
| Mainsail Financial Group, LLC | 0.80% | Reduce -11.1% | 95,294 | $1.9M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -0.2% | 93,992 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -2.8% | 92,148 | $1.8M |
| Thrivent Financial for Lutherans | 0.00% | Add +4.4% | 92,150 | $1.8M |
| Cetera Investment Advisers | 0.00% | Add +1.6% | 91,931 | $1.8M |
| Capital Financial Group Inc\co\ | 0.89% | Reduce -3.8% | 80,941 | $1.6M |
| Independent Advisor Alliance | 0.01% | New | 66,445 | $1.3M |
| Sanctuary Advisors, LLC | 0.01% | Add +0.3% | 65,048 | $1.3M |
| Rothschild Wealth LLC | 0.11% | Reduce -2.9% | 62,524 | $1.3M |
| Jane Street Group, LLC | 0.00% | Add +140.5% | 58,093 | $1.2M |
| Ashton Thomas Private Wealth, LLC | 0.03% | Reduce -10.2% | 55,032 | $1.1M |
| Old Mission Capital LLC | 0.03% | New | 54,794 | $1.1M |
| WealthBridge Capital Management, LLC | 0.25% | Add +23.8% | 54,765 | $1.1M |
| Inspirion Wealth Advisors, LLC | 0.13% | Add +7.7% | 53,882 | $1.1M |
| Summit Financial, LLC | 0.01% | Reduce -7.8% | 51,561 | $1.0M |
| James Investment Research, Inc. | 0.10% | Reduce -64.9% | 45,571 | $914K |
| Prospera Financial Services Inc | 0.01% | Add +12.6% | 44,570 | $894K |
| Private Advisor Group, LLC | 0.00% | Add +0.1% | 43,324 | $869K |
| McDonald Partners LLC | 0.20% | Reduce -1.2% | 42,500 | $852K |
| Citadel Advisors | 0.00% | Add +144.0% | 41,537 | $833K |
| Susquehanna International Group, LLP | 0.00% | New | 35,797 | $718K |
| Transcend Capital Advisors, LLC | 0.05% | Add +158.7% | 32,386 | $649K |
| Meridian Wealth Management, LLC | 0.02% | Reduce -12.1% | 30,902 | $620K |
| Dynamic Advisor Solutions LLC | 0.02% | Add +3.7% | 29,537 | $592K |
| Capital Investment Advisory Services, LLC | 0.04% | Add +2.2% | 27,725 | $556K |
| Security Financial Services, INC. | 0.09% | Add +0.6% | 27,413 | $550K |
| Norris Financial Group, LLC | 0.18% | Reduce -22.1% | 27,165 | $545K |
| Concurrent Investment Advisors, LLC | 0.01% | No change | 26,067 | $523K |
| Occidental Asset Management, LLC | 0.06% | Reduce -0.0% | 25,145 | $504K |
| Harbour Investments, Inc. | 0.01% | Reduce -56.3% | 24,884 | $499K |
| Goldman Sachs Group Inc. | 0.00% | New | 24,527 | $492K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -37.4% | 22,755 | $456K |
| International Assets Investment Management, LLC | 0.03% | Reduce -5.9% | 22,500 | $451K |
| Benjamin Edwards Inc. | 0.00% | Add +44.1% | 21,535 | $432K |
| Mgo One Seven LLC | 0.01% | Add +9.4% | 19,375 | $388K |
| Capital Analysts, LLC | 0.01% | Reduce -14.9% | 19,012 | $382K |
| Stifel Financial Corp. | 0.00% | Reduce -72.3% | 18,873 | $378K |
| Keating Financial Advisory Services, Inc. | 0.06% | Add +12.8% | 17,129 | $343K |
| Advisory Services Network, LLC | 0.00% | Add +19.7% | 16,972 | $340K |
| NewEdge Wealth, LLC | 0.00% | Add +61.5% | 16,639 | $334K |
| GSG Advisors LLC | 0.09% | Add +0.7% | 16,485 | $331K |
| AE Wealth Management LLC | 0.00% | Add +55.6% | 15,694 | $315K |
| Advyzon Investment Management, LLC | 0.03% | Add +2.2% | 14,722 | $295K |
| World Investment Advisors | 0.00% | Add +1.0% | 14,294 | $287K |
| Schwallier Wealth Management LLC | 0.21% | Reduce -68.0% | 14,106 | $283K |
| Equitable Holdings, Inc. | 0.00% | Reduce -0.3% | 14,079 | $282K |
| RFG Advisory, LLC | 0.00% | Add +13.9% | 12,101 | $243K |
| Parallel Advisors, LLC | 0.00% | New | 10,764 | $216K |
| MML Investors Services, LLC | 0.00% | Reduce -19.7% | 10,237 | $205K |
| Ascentis Independent Advisors | 0.02% | New | 10,186 | $204K |
| Total Clarity Wealth Management, Inc. | 0.05% | No change | 10,139 | $203K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -45.3% | 10,100 | $203K |
| Fifth Third Bancorp | 0.00% | New | 9,494 | $190K |
| TD Capital Management LLC | 0.01% | Reduce -61.8% | 6,157 | $123K |
| CoreCap Advisors, LLC | 0.00% | Add +36.0% | 6,045 | $121K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +33.5% | 6,024 | $121K |
| Tidemark, LLC | 0.02% | No change | 4,000 | $80K |
| IFP Advisors, Inc | 0.00% | No change | 2,821 | $57K |
| IMG Wealth Management, Inc. | 0.03% | Add +96.4% | 2,712 | $54K |
| CX Institutional | 0.00% | Add +0.7% | 2,331 | $47K |
| Golden State Wealth Management, LLC | 0.00% | Add +0.7% | 1,635 | $33K |
| Private Trust Co. NA | 0.00% | No change | 1,011 | $20K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 505 | $10K |
| Ameriflex Group, Inc. | 0.00% | No change | 385 | $8K |
| Cwm, LLC | 0.00% | New | 333 | $7K |
| Evolution Wealth Management Inc. | 0.00% | No change | 231 | $5K |
| REAP Financial Group, LLC | 0.00% | No change | 179 | $4K |
"% of holder's portfolio" is FUMB's weight in each manager's 13F, not the share of First Trust Ultra Short Dur the manager owns.