First Trust Ultra Short DurFUMBETF
13F holders, Q4 2024 (December 31)88holders +9
12new positions
4sold out
$20.09avg. 13F price*
At the end of Q4 2024, 88 institutions reported holding First Trust Ultra Short Dur (FUMB) in their 13F filings, up 9 from Q3 2024. 12 opened new positions and 4 sold out. The largest holders were LPL Financial LLC ($17.8M), Morgan Stanley ($17.4M) and NewEdge Advisors, LLC ($13.5M).
- Company
- First Trust Ultra Short Dur
- CUSIP
- 33740J104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $5.4M |
| Exits | 4 | $1.4M |
All 13F filers, Q3 2024 → Q4 2024: 766,992 shares bought and 513,450 shares sold, net +253,542 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 88 holders
| LPL Financial LLC | 0.01% | Reduce -8.6% | 883,554 | $17.8M |
| Morgan Stanley | 0.00% | Reduce -18.9% | 864,005 | $17.4M |
| NewEdge Advisors, LLC | 0.08% | Add +10.1% | 672,846 | $13.5M |
| Rockefeller Capital Management L.P. | 0.03% | Add +4.2% | 537,423 | $10.8M |
| Kestra Advisory Services, LLC | 0.04% | Add +78.1% | 333,290 | $6.7M |
| Mainsail Financial Group, LLC | 3.12% | Reduce -1.8% | 268,366 | $5.4M |
| Raymond James Financial Inc. | 0.00% | — | 252,346 | $5.1M |
| Nilsine Partners, LLC | 0.51% | Add +6.8% | 234,950 | $4.7M |
| Commonwealth Equity Services, LLC | 0.01% | Add +2.5% | 222,274 | $4.5M |
| Royal Bank of Canada | 0.00% | Reduce -0.9% | 222,200 | $4.5M |
| JPMorgan Chase & Co. | 0.00% | Reduce -2.1% | 214,845 | $4.3M |
| Independent Advisor Alliance | 0.05% | New | 195,163 | $3.9M |
| Wells Fargo & Company | 0.00% | Add +36.0% | 164,501 | $3.3M |
| Osaic Holdings, Inc. | 0.01% | Add +0.6% | 158,779 | $3.2M |
| James Investment Research, Inc. | 0.31% | Add +13.5% | 129,437 | $2.6M |
| J.W. Cole Advisors, Inc. | 0.10% | Reduce -8.6% | 126,858 | $2.5M |
| Jane Street Group, LLC | 0.00% | Add +185.8% | 108,745 | $2.2M |
| Stifel Financial Corp. | 0.00% | Add +23.8% | 107,946 | $2.2M |
| Inspirion Wealth Advisors, LLC | 0.27% | No change | 96,936 | $1.9M |
| Siligmueller & Norvid Wealth Advisors LLC | 0.70% | — | 81,186 | $1.6M |
| Sigma Planning Corp | 0.05% | Add +31.8% | 78,211 | $1.6M |
| Envestnet Asset Management Inc. | 0.00% | Add +14.0% | 76,244 | $1.5M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -6.5% | 63,215 | $1.3M |
| Private Advisor Group, LLC | 0.01% | Reduce -16.5% | 55,223 | $1.1M |
| GSG Advisors LLC | 0.33% | Reduce -13.9% | 51,633 | $1.0M |
| Westside Investment Management, Inc. | 0.21% | No change | 50,000 | $1.0M |
| Cetera Investment Advisers | 0.00% | Reduce -13.5% | 49,802 | $1.0M |
| Ashton Thomas Private Wealth, LLC | 0.04% | Reduce -0.5% | 48,901 | $982K |
| Mattern Wealth Management LLC | 0.20% | Reduce -2.8% | 45,971 | $924K |
| McDonald Partners LLC | 0.23% | No change | 45,500 | $914K |
| Modern Wealth Management, LLC | 0.03% | Reduce -36.8% | 45,410 | $912K |
| Stephens Inc. | 0.01% | No change | 41,611 | $836K |
| Naviter Wealth, LLC | 0.10% | Add +12.2% | 40,375 | $811K |
| UBS Group AG | 0.00% | Reduce -45.9% | 37,180 | $747K |
| Prospera Financial Services Inc | 0.02% | Add +9.4% | 34,992 | $703K |
| Trust Co. of Oklahoma | 0.22% | No change | 34,625 | $696K |
| Flow Traders U.S. LLC | 0.03% | Add +222.2% | 34,553 | $694K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +0.0% | 33,676 | $677K |
| WealthBridge Capital Management, LLC | 0.17% | Add +22.2% | 30,925 | $621K |
| Thrivent Financial for Lutherans | 0.00% | Add +22.4% | 30,245 | $608K |
| Visionary Wealth Advisors | 0.03% | Add +5.8% | 29,232 | $587K |
| Csenge Advisory Group | 0.03% | Add +3.6% | 29,000 | $583K |
| Insight Inv LLC | 0.40% | Add +50.4% | 28,275 | $568K |
| Capital Investment Advisory Services, LLC | 0.05% | Add +5.8% | 26,802 | $538K |
| Core Wealth Partners LLC | 0.29% | Add +5.0% | 25,231 | $507K |
| Equitable Holdings, Inc. | 0.00% | Reduce -22.6% | 24,350 | $489K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -24.1% | 22,503 | $452K |
| International Assets Investment Management, LLC | 0.04% | New | 22,500 | $452K |
| Comerica Bank | 0.00% | Reduce -12.7% | 22,292 | $448K |
| Norris Financial Group, LLC | 0.19% | Add +44.1% | 19,951 | $401K |
| Occidental Asset Management, LLC | 0.06% | Reduce -6.4% | 18,200 | $366K |
| Titleist Asset Management, LLC | 0.04% | Reduce -4.5% | 17,124 | $344K |
| Total Clarity Wealth Management, Inc. | 0.10% | No change | 15,726 | $316K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -45.7% | 15,233 | $306K |
| Advyzon Investment Management, LLC | 0.12% | — | 15,231 | $306K |
| VCI Wealth Management LLC | 0.13% | Reduce -5.7% | 14,946 | $300K |
| World Investment Advisors | 0.01% | New | 14,014 | $282K |
| Benjamin Edwards Inc. | 0.00% | Add +1.7% | 13,958 | $280K |
| RFG Advisory, LLC | 0.01% | Add +0.2% | 13,619 | $274K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +8.2% | 13,464 | $270K |
| MML Investors Services, LLC | 0.00% | Add +26.9% | 12,985 | $261K |
| Opal Wealth Advisors, LLC | 0.07% | New | 12,220 | $246K |
| Kingswood Wealth Advisors, LLC | 0.02% | New | 12,163 | $244K |
| Security Financial Services, INC. | 0.05% | Reduce -3.1% | 12,104 | $243K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +3.4% | 11,788 | $237K |
| NewEdge Wealth, LLC | 0.00% | Reduce -1.9% | 11,146 | $224K |
| Baird Financial Group, Inc. | 0.00% | New | 10,000 | $201K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -1.8% | 8,266 | $166K |
| Tidemark, LLC | 0.03% | No change | 4,000 | $80K |
| Coppell Advisory Solutions LLC | 0.01% | Add +253.2% | 2,942 | $59K |
| IFP Advisors, Inc | 0.00% | No change | 2,821 | $57K |
| Global Retirement Partners, LLC | 0.00% | Reduce -5.6% | 2,775 | $56K |
| Harbour Investments, Inc. | 0.00% | Reduce -67.0% | 2,708 | $54K |
| Castleview Partners, LLC | 0.02% | Add +0.7% | 2,151 | $43K |
| Concourse Financial Group Securities, Inc. | 0.00% | Reduce -68.1% | 1,907 | $38K |
| Principal Securities, Inc. | 0.00% | No change | 1,725 | $35K |
| Golden State Wealth Management, LLC | 0.00% | — | 1,152 | $23K |
| Private Trust Co. NA | 0.00% | No change | 1,011 | $20K |
| Archer Investment Corp | 0.00% | New | 687 | $14K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 505 | $10K |
| AE Wealth Management LLC | 0.00% | New | 455 | $9K |
| Creative Financial Designs Inc. | 0.00% | New | 360 | $7K |
| Tucker Asset Management LLC | 0.00% | New | 294 | $6K |
| Investors Research Corp | 0.00% | No change | 262 | $5K |
| REAP Financial Group, LLC | 0.00% | No change | 179 | $4K |
| TD Capital Management LLC | 0.00% | New | 106 | $2K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -60.0% | 50 | $1K |
| FMR LLC | 0.00% | New | 1 | $20 |
"% of holder's portfolio" is FUMB's weight in each manager's 13F, not the share of First Trust Ultra Short Dur the manager owns.