First Trust Ultra Short DurFUMBETF
13F holders, Q3 2024 (September 30)79holders −3
8new positions
9sold out
$20.12avg. 13F price*
At the end of Q3 2024, 79 institutions reported holding First Trust Ultra Short Dur (FUMB) in their 13F filings, down 3 from Q2 2024. 8 opened new positions and 9 sold out. The largest holders were Morgan Stanley ($21.4M), LPL Financial LLC ($19.4M) and NewEdge Advisors, LLC ($12.3M).
- Company
- First Trust Ultra Short Dur
- CUSIP
- 33740J104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $2.2M |
| Exits | 9 | $2.4M |
All 13F filers, Q2 2024 → Q3 2024: 422,739 shares bought and 553,525 shares sold, net −130,786 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 79 holders
| Morgan Stanley | 0.00% | Reduce -3.8% | 1,064,723 | $21.4M |
| LPL Financial LLC | 0.01% | Add +11.1% | 966,711 | $19.4M |
| NewEdge Advisors, LLC | 0.08% | Reduce -2.4% | 611,358 | $12.3M |
| Rockefeller Capital Management L.P. | 0.03% | Add +0.7% | 515,952 | $10.4M |
| Mainsail Financial Group, LLC | 3.26% | Add +9.7% | 273,196 | $5.5M |
| Royal Bank of Canada | 0.00% | Reduce -0.5% | 224,270 | $4.5M |
| Nilsine Partners, LLC | 0.57% | Add +1.7% | 219,892 | $4.4M |
| JPMorgan Chase & Co. | 0.00% | Add +52.6% | 219,355 | $4.4M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -3.0% | 216,820 | $4.4M |
| Kestra Advisory Services, LLC | 0.02% | Add +19.7% | 187,131 | $3.8M |
| Osaic Holdings, Inc. | 0.01% | Reduce -23.4% | 157,911 | $3.2M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +0.2% | 156,396 | $3.1M |
| J.W. Cole Advisors, Inc. | 0.12% | Add +5.9% | 138,779 | $2.8M |
| Wells Fargo & Company | 0.00% | Add +14.8% | 120,939 | $2.4M |
| James Investment Research, Inc. | 0.26% | No change | 114,009 | $2.3M |
| Inspirion Wealth Advisors, LLC | 0.27% | Reduce -38.2% | 96,936 | $1.9M |
| Stifel Financial Corp. | 0.00% | Reduce -1.7% | 87,164 | $1.8M |
| Modern Wealth Management, LLC | 0.09% | Reduce -15.8% | 71,826 | $1.4M |
| UBS Group AG | 0.00% | Reduce -19.1% | 68,728 | $1.4M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -11.3% | 67,636 | $1.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +14.4% | 66,868 | $1.3M |
| Private Advisor Group, LLC | 0.01% | Reduce -22.3% | 66,111 | $1.3M |
| GSG Advisors LLC | 0.40% | Add +0.7% | 59,999 | $1.2M |
| Sigma Planning Corp | 0.04% | Reduce -5.3% | 59,343 | $1.2M |
| Cetera Investment Advisers | 0.00% | Reduce -21.7% | 57,558 | $1.2M |
| Susquehanna International Group, LLP | 0.00% | Reduce -57.4% | 52,204 | $1.1M |
| Westside Investment Management, Inc. | 0.21% | No change | 50,000 | $1.0M |
| Ashton Thomas Private Wealth, LLC | 0.05% | Reduce -11.9% | 49,150 | $989K |
| Raymond James & Associates | 0.00% | Add +2.4% | 48,694 | $979K |
| Mattern Wealth Management LLC | 0.21% | No change | 47,304 | $952K |
| McDonald Partners LLC | 0.23% | No change | 45,500 | $915K |
| Stephens Inc. | 0.01% | Add +17.2% | 41,611 | $837K |
| Jane Street Group, LLC | 0.00% | Reduce -41.0% | 38,051 | $765K |
| Naviter Wealth, LLC | 0.10% | Reduce -41.1% | 35,977 | $724K |
| Trust Co. of Oklahoma | 0.23% | No change | 34,625 | $696K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +1.6% | 33,662 | $677K |
| Prospera Financial Services Inc | 0.02% | New | 31,979 | $643K |
| Equitable Holdings, Inc. | 0.01% | Reduce -0.6% | 31,450 | $633K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +2.0% | 29,644 | $596K |
| Dynamic Advisor Solutions LLC | 0.02% | Add +16.0% | 28,071 | $565K |
| Csenge Advisory Group | 0.03% | Add +12.0% | 28,000 | $564K |
| Visionary Wealth Advisors | 0.03% | Add +1.5% | 27,619 | $556K |
| Comerica Bank | 0.00% | Add +3.4% | 25,521 | $513K |
| Capital Investment Advisory Services, LLC | 0.05% | Add +15.0% | 25,343 | $510K |
| WealthBridge Capital Management, LLC | 0.15% | Add +153.5% | 25,299 | $509K |
| Thrivent Financial for Lutherans | 0.00% | Add +50.8% | 24,700 | $497K |
| Core Wealth Partners LLC | 0.29% | New | 24,031 | $483K |
| Occidental Asset Management, LLC | 0.06% | No change | 19,450 | $391K |
| Insight Inv LLC | 0.32% | Reduce -6.2% | 18,800 | $378K |
| Raymond James Trust N.A. | 0.01% | No change | 18,677 | $376K |
| Titleist Asset Management, LLC | 0.05% | Reduce -6.2% | 17,922 | $360K |
| VCI Wealth Management LLC | 0.14% | Reduce -1.0% | 15,849 | $319K |
| Total Clarity Wealth Management, Inc. | 0.10% | Reduce -12.4% | 15,726 | $316K |
| Norris Financial Group, LLC | 0.14% | Add +0.7% | 13,849 | $279K |
| Benjamin Edwards Inc. | 0.00% | New | 13,728 | $276K |
| RFG Advisory, LLC | 0.01% | Reduce -8.8% | 13,591 | $273K |
| Security Financial Services, INC. | 0.05% | Add +0.3% | 12,490 | $251K |
| Kestra Private Wealth Services, LLC | 0.00% | New | 12,441 | $250K |
| Concurrent Investment Advisors, LLC | 0.01% | New | 11,397 | $229K |
| NewEdge Wealth, LLC | 0.00% | Reduce -8.1% | 11,364 | $229K |
| Flow Traders U.S. LLC | 0.01% | Reduce -66.2% | 10,725 | $216K |
| StoneX Group Inc. | 0.02% | New | 10,348 | $208K |
| MML Investors Services, LLC | 0.00% | Reduce -11.0% | 10,233 | $206K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -71.3% | 8,415 | $169K |
| Harbour Investments, Inc. | 0.01% | Reduce -8.7% | 8,209 | $165K |
| Jaffetilchin Investment Partners, LLC | 0.01% | New | 7,377 | $148K |
| Concourse Financial Group Securities, Inc. | 0.01% | Reduce -29.8% | 5,970 | $120K |
| Tidemark, LLC | 0.03% | No change | 4,000 | $80K |
| Global Retirement Partners, LLC | 0.00% | Add +51.5% | 2,940 | $59K |
| IFP Advisors, Inc | 0.00% | No change | 2,821 | $57K |
| Castleview Partners, LLC | 0.02% | Add +0.3% | 2,136 | $43K |
| Principal Securities, Inc. | 0.00% | No change | 1,725 | $35K |
| PFS Partners, LLC | 0.02% | Add +0.8% | 1,522 | $31K |
| Private Trust Co. NA | 0.00% | No change | 1,011 | $20K |
| Coppell Advisory Solutions LLC | 0.00% | Reduce -52.1% | 833 | $17K |
| DHJJ Financial Advisors, Ltd. | 0.00% | Reduce -9.0% | 505 | $10K |
| Investors Research Corp | 0.00% | No change | 262 | $5K |
| REAP Financial Group, LLC | 0.00% | No change | 179 | $4K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 125 | $3K |
"% of holder's portfolio" is FUMB's weight in each manager's 13F, not the share of First Trust Ultra Short Dur the manager owns.