First Trust DW Focus 5 FundFVETF
13F holders, Q3 2024 (September 30)310holders +16
29new positions
15sold out
3famous investors
$58.27avg. 13F price*
At the end of Q3 2024, 310 institutions reported holding First Trust DW Focus 5 Fund (FV) in their 13F filings, up 16 from Q2 2024. 29 opened new positions and 15 sold out. The largest holders were Morgan Stanley ($400.8M), LPL Financial LLC ($244.0M) and Wells Fargo & Company ($241.2M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Cliff Asness (0.0% of AQR Capital Management's portfolio) and Ken Fisher (0.0% of Fisher Asset Management's portfolio).
- Company
- First Trust DW Focus 5 Fund
- CUSIP
- 33738R605
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $10.1M |
| Exits | 15 | $2.2M |
All 13F filers, Q2 2024 → Q3 2024: 858,900 shares bought and 1,246,601 shares sold, net −387,701 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 310 holders
| Morgan Stanley | 0.03% | Add +3.0% | 6,878,939 | $400.8M |
| LPL Financial LLC | 0.11% | Reduce -0.6% | 4,187,814 | $244.0M |
| Wells Fargo & Company | 0.06% | Reduce -1.7% | 4,138,630 | $241.2M |
| Commonwealth Equity Services, LLC | 0.25% | Reduce -2.2% | 2,813,237 | $163.9M |
| Raymond James & Associates | 0.06% | Add +2.9% | 1,672,261 | $97.4M |
| Bank of America Corp. | 0.01% | Reduce -1.6% | 1,664,778 | $97.0M |
| UBS Group AG | 0.03% | Reduce -11.8% | 1,574,569 | $91.8M |
| Royal Bank of Canada | 0.01% | Reduce -4.8% | 1,110,348 | $64.7M |
| NewEdge Advisors, LLC | 0.38% | Add +0.8% | 993,019 | $57.9M |
| Raymond James Financial Services Advisors, Inc. | 0.07% | Add +1.9% | 953,973 | $55.6M |
| Osaic Holdings, Inc. | 0.12% | Reduce -7.5% | 894,686 | $52.1M |
| Prospera Financial Services Inc | 1.27% | Reduce -6.1% | 850,925 | $49.6M |
| Concurrent Investment Advisors, LLC | 0.98% | Add +2.3% | 568,765 | $33.1M |
| Madrona Financial Services, LLC | 8.29% | Add +5.0% | 511,831 | $29.8M |
| Janney Montgomery Scott LLC | 0.08% | Reduce -0.6% | 505,869 | $29.5M |
| Baird Financial Group, Inc. | 0.06% | Add +1.7% | 500,075 | $29.1M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +6.7% | 475,077 | $27.7M |
| Sard Wealth Management Group, LLC | 17.50% | Add +0.2% | 454,306 | $26.5M |
| D.A. Davidson & Co. | 0.21% | Reduce -0.3% | 439,160 | $25.6M |
| Envestnet Asset Management Inc. | 0.01% | Add +7.4% | 437,043 | $25.5M |
| Cetera Investment Advisers | 0.05% | Reduce -14.9% | 430,310 | $25.1M |
| Rockefeller Capital Management L.P. | 0.06% | Reduce -3.0% | 406,799 | $23.7M |
| Stifel Financial Corp. | 0.02% | Reduce -7.4% | 385,926 | $22.5M |
| Proactive Wealth Strategies LLC | 9.42% | — | 291,029 | $17.0M |
| Cwm, LLC | 0.07% | Reduce -1.9% | 280,908 | $16.4M |
| Steward Partners Investment Advisory, LLC | 0.14% | Add +8.0% | 255,931 | $14.9M |
| MinichMacGregor Wealth Management, LLC | 3.18% | Add +0.4% | 254,978 | $14.9M |
| Integrated Wealth Concepts LLC | 0.17% | Add +4.8% | 241,091 | $14.0M |
| Strid Group, LLC | 2.07% | No change | 233,900 | $13.6M |
| MML Investors Services, LLC | 0.04% | Reduce -12.9% | 201,892 | $11.8M |
| Private Advisor Group, LLC | 0.07% | Reduce -35.2% | 194,984 | $11.4M |
| HighTower Advisors, LLC | 0.02% | Add +2.4% | 191,525 | $11.2M |
| Ashton Thomas Private Wealth, LLC | 0.55% | Reduce -9.0% | 176,165 | $10.3M |
| Stratos Wealth Partners, LTD. | 0.15% | Add +8.8% | 170,511 | $9.9M |
| Secure Asset Management, LLC | 1.57% | Reduce -9.6% | 159,513 | $9.3M |
| Mgo One Seven LLC | 0.39% | Reduce -0.8% | 156,188 | $9.1M |
| Concentrum Wealth Management | 3.48% | Add +1.8% | 153,677 | $9.0M |
| Regal Investment Advisors LLC | 0.62% | Add +1.0% | 150,684 | $8.8M |
| HFG Advisors, Inc. | 7.16% | Reduce -0.5% | 138,770 | $8.1M |
| Atwood & Palmer Inc. | 0.55% | Reduce -54.9% | 138,683 | $8.1M |
| Affinity Wealth Management LLC | 1.39% | Reduce -3.5% | 134,139 | $7.8M |
| Good Life Advisors, LLC | 0.48% | Reduce -3.3% | 133,001 | $7.7M |
| Truist Financial Corp. | 0.01% | Add +0.2% | 130,217 | $7.6M |
| PFG Investments, LLC | 0.47% | Add +3.2% | 125,833 | $7.3M |
| Daymark Wealth Partners, LLC | 0.31% | Add +6.6% | 125,043 | $7.3M |
| Sigma Planning Corp | 0.22% | Add +0.9% | 124,010 | $7.2M |
| SkyOak Wealth, LLC | 1.52% | Reduce -0.2% | 117,437 | $6.8M |
| Citigroup Inc. | 0.01% | Reduce -3.4% | 114,699 | $6.7M |
| IFP Advisors, Inc | 0.22% | Reduce -1.0% | 106,575 | $6.2M |
| SPC Financial, Inc. | 0.54% | Add +10.2% | 106,129 | $6.2M |
| Fusion Capital, LLC | 2.50% | Add +0.3% | 99,814 | $5.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.9% | 96,313 | $5.6M |
| POM Investment Strategies, LLC | 4.09% | Add +0.7% | 89,803 | $5.2M |
| Unionview, LLC | 4.05% | Add +0.4% | 89,195 | $5.2M |
| Geneos Wealth Management Inc. | 0.19% | Add +6.1% | 86,348 | $5.0M |
| Valmark Advisers, Inc. | 0.08% | Add +5.8% | 82,906 | $4.8M |
| Apollon Wealth Management, LLC | 0.13% | Reduce -22.3% | 77,522 | $4.5M |
| Claro Advisors Inc. | 0.58% | Reduce -0.9% | 76,617 | $4.5M |
| Concourse Financial Group Securities, Inc. | 0.26% | Add +9.6% | 75,898 | $4.4M |
| Comerica Bank | 0.02% | Reduce -1.6% | 75,547 | $4.4M |
| Sanctuary Advisors, LLC | 0.03% | Reduce -9.9% | 67,106 | $4.1M |
| Kestra Advisory Services, LLC | 0.02% | Reduce -11.5% | 69,352 | $4.0M |
| Brass Tax Wealth Management, Inc. | 0.83% | Add +0.8% | 66,348 | $3.9M |
| Creative Planning | 0.00% | Reduce -3.3% | 61,432 | $3.6M |
| Meridian Wealth Management, LLC | 0.18% | Reduce -5.0% | 61,030 | $3.6M |
| ORG Partners LLC | 0.57% | New | 60,678 | $3.5M |
| First Heartland Consultants, Inc. | 0.34% | Reduce -1.1% | 54,431 | $3.2M |
| Stablepoint Partners, LLC | 0.57% | Reduce -1.2% | 54,064 | $3.2M |
| Muirfield Wealth Advisors LLC | 2.61% | Add +1.4% | 52,745 | $3.1M |
| Susquehanna International Group, LLP | 0.01% | Add +111.3% | 49,618 | $2.9M |
| Kestra Private Wealth Services, LLC | 0.05% | Add +5.5% | 46,231 | $2.7M |
| Atlas Private Wealth Advisors | 0.39% | Add +1.0% | 46,080 | $2.7M |
| Arkadios Wealth Advisors | 0.15% | Add +1.1% | 45,353 | $2.6M |
| Cottonwood Capital Advisors, LLC | 1.89% | Reduce -12.0% | 44,154 | $2.6M |
| IFG Advisory, LLC | 0.15% | Add +2.5% | 41,445 | $2.4M |
| Wedbush Securities Inc. | 0.09% | Add +2.2% | 40,780 | $2.4M |
| Mutual Advisors, LLC | 0.07% | Add +3.4% | 39,317 | $2.3M |
| Mariner, LLC | 0.00% | Reduce -2.3% | 38,634 | $2.3M |
| OneDigital Investment Advisors LLC | 0.03% | Reduce -1.6% | 37,492 | $2.2M |
| Snowden Capital Advisors LLC | 0.07% | Reduce -1.6% | 37,066 | $2.2M |
| Accel Wealth Management | 0.79% | Reduce -3.0% | 36,542 | $2.1M |
| Carr Financial Group Corp | 0.62% | Reduce -10.8% | 35,890 | $2.1M |
| Garden State Investment Advisory Services LLC | 0.67% | Add +2.1% | 35,845 | $2.1M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +1.5% | 35,680 | $2.1M |
| Equitable Holdings, Inc. | 0.02% | Add +3.4% | 35,597 | $2.1M |
| Retirement Guys Formula LLC | 0.95% | Reduce -3.0% | 34,882 | $2.0M |
| Smith, Moore & Co. | 0.19% | Reduce -0.6% | 34,638 | $2.0M |
| Lunt Capital Management, Inc. | 0.90% | Add +7.9% | 33,085 | $1.9M |
| Prudential Financial Inc. | 0.00% | Add +12.2% | 32,690 | $1.9M |
| Principal Securities, Inc. | 0.04% | Add +1102.0% | 31,732 | $1.8M |
| Independent Financial Group, LLC | 0.07% | Add +23.9% | 30,999 | $1.8M |
| Atria Wealth Solutions, Inc. | 0.02% | Reduce -0.6% | 30,067 | $1.8M |
| Citadel Advisors | 0.00% | Reduce -8.8% | 29,839 | $1.7M |
| Waterfront Wealth Inc. | 0.42% | Add +1.9% | 29,304 | $1.7M |
| Creative Financial Designs Inc. | 0.14% | Add +0.4% | 28,718 | $1.7M |
| Harbour Investments, Inc. | 0.05% | Reduce -5.5% | 28,405 | $1.7M |
| Ameritas Advisory Services, LLC | 0.07% | Reduce -1.4% | 28,134 | $1.6M |
| CoreCap Advisors, LLC | 0.08% | Add +2.2% | 27,679 | $1.6M |
| World Investment Advisors | 0.05% | Add +81.2% | 27,615 | $1.6M |
| Private Advisory Group LLC | 0.20% | Add +13.1% | 27,084 | $1.6M |
"% of holder's portfolio" is FV's weight in each manager's 13F, not the share of First Trust DW Focus 5 Fund the manager owns.