First Trust DW Focus 5 FundFVETF
13F holders, Q3 2024 (September 30)310holders +16
29new positions
15sold out
3famous investors
$58.27avg. 13F price*
At the end of Q3 2024, 310 institutions reported holding First Trust DW Focus 5 Fund (FV) in their 13F filings, up 16 from Q2 2024. 29 opened new positions and 15 sold out. The largest holders were Morgan Stanley ($400.8M), LPL Financial LLC ($244.0M) and Wells Fargo & Company ($241.2M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Cliff Asness (0.0% of AQR Capital Management's portfolio) and Ken Fisher (0.0% of Fisher Asset Management's portfolio).
- Company
- First Trust DW Focus 5 Fund
- CUSIP
- 33738R605
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $10.1M |
| Exits | 15 | $2.2M |
All 13F filers, Q2 2024 → Q3 2024: 858,900 shares bought and 1,246,601 shares sold, net −387,701 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 310 holders
| Morgan Stanley | 0.03% | Add +3.0% | 6,878,939 | $400.8M |
| LPL Financial LLC | 0.11% | Reduce -0.6% | 4,187,814 | $244.0M |
| Wells Fargo & Company | 0.06% | Reduce -1.7% | 4,138,630 | $241.2M |
| Commonwealth Equity Services, LLC | 0.25% | Reduce -2.2% | 2,813,237 | $163.9M |
| Raymond James & Associates | 0.06% | Add +2.9% | 1,672,261 | $97.4M |
| Bank of America Corp. | 0.01% | Reduce -1.6% | 1,664,778 | $97.0M |
| UBS Group AG | 0.03% | Reduce -11.8% | 1,574,569 | $91.8M |
| Royal Bank of Canada | 0.01% | Reduce -4.8% | 1,110,348 | $64.7M |
| NewEdge Advisors, LLC | 0.38% | Add +0.8% | 993,019 | $57.9M |
| Raymond James Financial Services Advisors, Inc. | 0.07% | Add +1.9% | 953,973 | $55.6M |
| Osaic Holdings, Inc. | 0.12% | Reduce -7.5% | 894,686 | $52.1M |
| Prospera Financial Services Inc | 1.27% | Reduce -6.1% | 850,925 | $49.6M |
| Concurrent Investment Advisors, LLC | 0.98% | Add +2.3% | 568,765 | $33.1M |
| Madrona Financial Services, LLC | 8.29% | Add +5.0% | 511,831 | $29.8M |
| Janney Montgomery Scott LLC | 0.08% | Reduce -0.6% | 505,869 | $29.5M |
| Baird Financial Group, Inc. | 0.06% | Add +1.7% | 500,075 | $29.1M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +6.7% | 475,077 | $27.7M |
| Sard Wealth Management Group, LLC | 17.50% | Add +0.2% | 454,306 | $26.5M |
| D.A. Davidson & Co. | 0.21% | Reduce -0.3% | 439,160 | $25.6M |
| Envestnet Asset Management Inc. | 0.01% | Add +7.4% | 437,043 | $25.5M |
| Cetera Investment Advisers | 0.05% | Reduce -14.9% | 430,310 | $25.1M |
| Rockefeller Capital Management L.P. | 0.06% | Reduce -3.0% | 406,799 | $23.7M |
| Stifel Financial Corp. | 0.02% | Reduce -7.4% | 385,926 | $22.5M |
| Proactive Wealth Strategies LLC | 9.42% | — | 291,029 | $17.0M |
| Cwm, LLC | 0.07% | Reduce -1.9% | 280,908 | $16.4M |
| Steward Partners Investment Advisory, LLC | 0.14% | Add +8.0% | 255,931 | $14.9M |
| MinichMacGregor Wealth Management, LLC | 3.18% | Add +0.4% | 254,978 | $14.9M |
| Integrated Wealth Concepts LLC | 0.17% | Add +4.8% | 241,091 | $14.0M |
| Strid Group, LLC | 2.07% | No change | 233,900 | $13.6M |
| MML Investors Services, LLC | 0.04% | Reduce -12.9% | 201,892 | $11.8M |
| Private Advisor Group, LLC | 0.07% | Reduce -35.2% | 194,984 | $11.4M |
| HighTower Advisors, LLC | 0.02% | Add +2.4% | 191,525 | $11.2M |
| Ashton Thomas Private Wealth, LLC | 0.55% | Reduce -9.0% | 176,165 | $10.3M |
| Stratos Wealth Partners, LTD. | 0.15% | Add +8.8% | 170,511 | $9.9M |
| Secure Asset Management, LLC | 1.57% | Reduce -9.6% | 159,513 | $9.3M |
| Mgo One Seven LLC | 0.39% | Reduce -0.8% | 156,188 | $9.1M |
| Concentrum Wealth Management | 3.48% | Add +1.8% | 153,677 | $9.0M |
| Regal Investment Advisors LLC | 0.62% | Add +1.0% | 150,684 | $8.8M |
| HFG Advisors, Inc. | 7.16% | Reduce -0.5% | 138,770 | $8.1M |
| Atwood & Palmer Inc. | 0.55% | Reduce -54.9% | 138,683 | $8.1M |
| Affinity Wealth Management LLC | 1.39% | Reduce -3.5% | 134,139 | $7.8M |
| Good Life Advisors, LLC | 0.48% | Reduce -3.3% | 133,001 | $7.7M |
| Truist Financial Corp. | 0.01% | Add +0.2% | 130,217 | $7.6M |
| PFG Investments, LLC | 0.47% | Add +3.2% | 125,833 | $7.3M |
| Daymark Wealth Partners, LLC | 0.31% | Add +6.6% | 125,043 | $7.3M |
| Sigma Planning Corp | 0.22% | Add +0.9% | 124,010 | $7.2M |
| SkyOak Wealth, LLC | 1.52% | Reduce -0.2% | 117,437 | $6.8M |
| Citigroup Inc. | 0.01% | Reduce -3.4% | 114,699 | $6.7M |
| IFP Advisors, Inc | 0.22% | Reduce -1.0% | 106,575 | $6.2M |
| SPC Financial, Inc. | 0.54% | Add +10.2% | 106,129 | $6.2M |
| Fusion Capital, LLC | 2.50% | Add +0.3% | 99,814 | $5.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.9% | 96,313 | $5.6M |
| POM Investment Strategies, LLC | 4.09% | Add +0.7% | 89,803 | $5.2M |
| Unionview, LLC | 4.05% | Add +0.4% | 89,195 | $5.2M |
| Geneos Wealth Management Inc. | 0.19% | Add +6.1% | 86,348 | $5.0M |
| Valmark Advisers, Inc. | 0.08% | Add +5.8% | 82,906 | $4.8M |
| Apollon Wealth Management, LLC | 0.13% | Reduce -22.3% | 77,522 | $4.5M |
| Claro Advisors Inc. | 0.58% | Reduce -0.9% | 76,617 | $4.5M |
| Concourse Financial Group Securities, Inc. | 0.26% | Add +9.6% | 75,898 | $4.4M |
| Comerica Bank | 0.02% | Reduce -1.6% | 75,547 | $4.4M |
| Sanctuary Advisors, LLC | 0.03% | Reduce -9.9% | 67,106 | $4.1M |
| Kestra Advisory Services, LLC | 0.02% | Reduce -11.5% | 69,352 | $4.0M |
| Brass Tax Wealth Management, Inc. | 0.83% | Add +0.8% | 66,348 | $3.9M |
| Creative Planning | 0.00% | Reduce -3.3% | 61,432 | $3.6M |
| Meridian Wealth Management, LLC | 0.18% | Reduce -5.0% | 61,030 | $3.6M |
| ORG Partners LLC | 0.57% | New | 60,678 | $3.5M |
| First Heartland Consultants, Inc. | 0.34% | Reduce -1.1% | 54,431 | $3.2M |
| Stablepoint Partners, LLC | 0.57% | Reduce -1.2% | 54,064 | $3.2M |
| Muirfield Wealth Advisors LLC | 2.61% | Add +1.4% | 52,745 | $3.1M |
| Susquehanna International Group, LLP | 0.01% | Add +111.3% | 49,618 | $2.9M |
| Kestra Private Wealth Services, LLC | 0.05% | Add +5.5% | 46,231 | $2.7M |
| Atlas Private Wealth Advisors | 0.39% | Add +1.0% | 46,080 | $2.7M |
| Arkadios Wealth Advisors | 0.15% | Add +1.1% | 45,353 | $2.6M |
| Cottonwood Capital Advisors, LLC | 1.89% | Reduce -12.0% | 44,154 | $2.6M |
| IFG Advisory, LLC | 0.15% | Add +2.5% | 41,445 | $2.4M |
| Wedbush Securities Inc. | 0.09% | Add +2.2% | 40,780 | $2.4M |
| Mutual Advisors, LLC | 0.07% | Add +3.4% | 39,317 | $2.3M |
| Mariner, LLC | 0.00% | Reduce -2.3% | 38,634 | $2.3M |
| OneDigital Investment Advisors LLC | 0.03% | Reduce -1.6% | 37,492 | $2.2M |
| Snowden Capital Advisors LLC | 0.07% | Reduce -1.6% | 37,066 | $2.2M |
| Accel Wealth Management | 0.79% | Reduce -3.0% | 36,542 | $2.1M |
| Carr Financial Group Corp | 0.62% | Reduce -10.8% | 35,890 | $2.1M |
| Garden State Investment Advisory Services LLC | 0.67% | Add +2.1% | 35,845 | $2.1M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +1.5% | 35,680 | $2.1M |
| Equitable Holdings, Inc. | 0.02% | Add +3.4% | 35,597 | $2.1M |
| Retirement Guys Formula LLC | 0.95% | Reduce -3.0% | 34,882 | $2.0M |
| Smith, Moore & Co. | 0.19% | Reduce -0.6% | 34,638 | $2.0M |
| Lunt Capital Management, Inc. | 0.90% | Add +7.9% | 33,085 | $1.9M |
| Prudential Financial Inc. | 0.00% | Add +12.2% | 32,690 | $1.9M |
| Principal Securities, Inc. | 0.04% | Add +1102.0% | 31,732 | $1.8M |
| Independent Financial Group, LLC | 0.07% | Add +23.9% | 30,999 | $1.8M |
| Atria Wealth Solutions, Inc. | 0.02% | Reduce -0.6% | 30,067 | $1.8M |
| Citadel Advisors | 0.00% | Reduce -8.8% | 29,839 | $1.7M |
| Waterfront Wealth Inc. | 0.42% | Add +1.9% | 29,304 | $1.7M |
| Creative Financial Designs Inc. | 0.14% | Add +0.4% | 28,718 | $1.7M |
| Harbour Investments, Inc. | 0.05% | Reduce -5.5% | 28,405 | $1.7M |
| Ameritas Advisory Services, LLC | 0.07% | Reduce -1.4% | 28,134 | $1.6M |
| CoreCap Advisors, LLC | 0.08% | Add +2.2% | 27,679 | $1.6M |
| World Investment Advisors | 0.05% | Add +81.2% | 27,615 | $1.6M |
| Private Advisory Group LLC | 0.20% | Add +13.1% | 27,084 | $1.6M |
| Ameriprise Financial Inc. | 0.00% | Add +215.7% | 26,646 | $1.6M |
| NBT Bank, N.A. | 0.10% | Reduce -12.5% | 25,275 | $1.5M |
| Oppenheimer & Co. Inc. | 0.02% | Reduce -5.4% | 25,066 | $1.5M |
| US Bancorp \de | 0.00% | Add +2.2% | 24,184 | $1.4M |
| Natixis Advisors, LLC | 0.00% | Add +8.2% | 22,763 | $1.3M |
| DAVENPORT & Co LLC | 0.01% | Add +0.0% | 22,743 | $1.3M |
| Argent Trust Co | 0.05% | No change | 22,580 | $1.3M |
| Clark Capital Management Group, Inc. | 0.01% | Add +22.7% | 22,076 | $1.3M |
| Hilltop Holdings Inc. | 0.08% | Add +40.4% | 22,065 | $1.3M |
| Financial Advocates Investment Management | 0.07% | Reduce -14.5% | 21,673 | $1.3M |
| Stephens Inc. | 0.02% | Reduce -1.4% | 21,577 | $1.3M |
| Advisory Services Network, LLC | 0.03% | No change | 21,508 | $1.2M |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +34.3% | 21,125 | $1.2M |
| Western Wealth Management, LLC | 0.07% | Add +0.4% | 20,827 | $1.2M |
| Benjamin Edwards Inc. | 0.02% | Add +5608.3% | 20,607 | $1.2M |
| Oxford Financial Group, LTD. LLC | 0.07% | No change | 20,133 | $1.2M |
| Ballew Advisors, Inc | 0.77% | Add +3.2% | 19,566 | $1.1M |
| RFG Advisory, LLC | 0.03% | Reduce -1.1% | 19,555 | $1.1M |
| Insight Advisors, LLC/ PA | 0.19% | Reduce -3.8% | 18,964 | $1.1M |
| Atria Investments, Inc | 0.01% | Reduce -10.5% | 18,728 | $1.1M |
| Synovus Financial Corp. | 0.01% | Reduce -0.9% | 18,720 | $1.1M |
| Jones Financial Companies LLLP | 0.00% | Add +72.8% | 18,053 | $1.1M |
| Advisory Alpha, LLC | 0.04% | Reduce -3.6% | 18,046 | $1.1M |
| Silver Oak Securities, Incorporated | 0.11% | Add +61.4% | 17,889 | $1.0M |
| Signature Estate & Investment Advisors LLC | 0.02% | Add +0.0% | 17,860 | $1.0M |
| Allworth Financial LP | 0.01% | Reduce -6.5% | 17,707 | $1.0M |
| O'Dell Group, LLC | 0.23% | Add +16.4% | 17,527 | $1.0M |
| Visionary Wealth Advisors | 0.06% | Add +6.9% | 17,502 | $1.0M |
| WCG Wealth Advisors LLC | 0.07% | Add +7.9% | 17,470 | $1.0M |
| Cascade Investment Group, Inc. | 0.74% | Reduce -0.6% | 17,343 | $1.0M |
| Level Four Advisory Services, LLC | 0.04% | Reduce -9.7% | 17,445 | $1.0M |
| StoneX Group Inc. | 0.07% | Reduce -2.5% | 17,055 | $994K |
| Sage Mountain Advisors LLC | 0.08% | No change | 17,038 | $993K |
| Capital Investment Advisory Services, LLC | 0.09% | Reduce -4.4% | 16,416 | $957K |
| Keystone Financial Group | 0.12% | New | 16,408 | $956K |
| Quad-Cities Investment Group, LLC | 0.47% | Reduce -13.0% | 15,888 | $926K |
| Clear Creek Financial Management, LLC | 0.10% | Reduce -2.1% | 15,562 | $907K |
| Global Retirement Partners, LLC | 0.03% | Add +20.7% | 15,530 | $905K |
| Bright Futures Wealth Management, LLC. | 0.43% | Reduce -2.1% | 15,207 | $890K |
| Novak & Powell Financial Services, Inc. | 0.50% | Reduce -9.9% | 14,780 | $861K |
| Gilliland Jeter Wealth Management LLC | 0.28% | Add +0.0% | 14,684 | $856K |
| &partners | 0.02% | Add +49.6% | 14,093 | $821K |
| L.M. Kohn & Company | 0.21% | Reduce -18.3% | 14,059 | $819K |
| AQR Capital Management | 0.00% | Add +128.9% | 13,910 | $811K |
| Bluespring Wealth Management, LLC | 0.08% | Reduce -18.5% | 13,887 | $809K |
| Madison Park Capital Advisors, LLC | 0.60% | No change | 13,831 | $806K |
| DHJJ Financial Advisors, Ltd. | 0.32% | Reduce -0.9% | 13,741 | $801K |
| FMR LLC | 0.00% | Add +3.3% | 13,734 | $800K |
| Spire Wealth Management | 0.03% | Reduce -7.5% | 13,001 | $758K |
| Bokf, NA | 0.01% | No change | 12,863 | $739K |
| AE Wealth Management LLC | 0.01% | Add +3.9% | 12,276 | $715K |
| Kingswood Wealth Advisors, LLC | 0.05% | New | 12,270 | $715K |
| PNC Financial Services Group, Inc. | 0.00% | Add +48.9% | 12,140 | $707K |
| Trueblood Wealth Management, LLC | 0.35% | Add +10.0% | 12,130 | $707K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +10.8% | 11,769 | $686K |
| Cutter & CO Brokerage, Inc. | 0.14% | Reduce -0.1% | 10,840 | $632K |
| B. Riley Wealth Advisors, Inc. | 0.02% | Reduce -16.6% | 10,546 | $609K |
| Koshinski Asset Management, Inc. | 0.05% | Reduce -0.0% | 10,312 | $601K |
| Montz Harcus Wealth Management LLC | 0.35% | New | 10,253 | $597K |
| Kingsview Wealth Management, LLC | 0.01% | Add +35.1% | 10,194 | $594K |
| First Citizens Bank & Trust Co. | 0.01% | Add +1.8% | 10,178 | $593K |
| Qube Research & Technologies Ltd | 0.00% | Reduce -19.6% | 10,062 | $586K |
| Tudor Financial Inc. | 0.35% | — | 9,646 | $562K |
| Thoroughbred Financial Services, LLC | 0.04% | Add +4.0% | 9,612 | $560K |
| Nations Financial Group Inc, /Ia/ | 0.04% | Add +2.2% | 9,450 | $551K |
| Beacon Pointe Advisors, LLC | 0.01% | No change | 9,265 | $540K |
| Advisors Capital Management, LLC | 0.01% | New | 9,200 | $536K |
| Pine Valley Investments Ltd Liability Co | 0.04% | Reduce -0.2% | 8,850 | $516K |
| Arax Advisory Partners | 0.05% | Reduce -0.4% | 8,849 | $516K |
| HCR Wealth Advisors | 0.07% | No change | 8,840 | $515K |
| MGB Wealth Management, LLC | 0.19% | Reduce -12.6% | 8,825 | $514K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -1.1% | 8,758 | $510K |
| NWF Advisory Services Inc. | 0.07% | Reduce -8.7% | 8,708 | $507K |
| Sargent Investment Group, LLC | 0.09% | Reduce -1.2% | 8,570 | $499K |
| One Capital Management, LLC | 0.02% | No change | 8,492 | $495K |
| International Assets Investment Management, LLC | 0.04% | Add +33.1% | 9,080 | $489K |
| West Michigan Advisors, LLC | 0.15% | Add +54.6% | 8,383 | $488K |
| Cary Street Partners Investment Advisory LLC | 0.02% | Reduce -2.4% | 8,322 | $485K |
| Citizens Business Bank | 0.10% | New | 8,300 | $484K |
| Cyndeo Wealth Partners, LLC | 0.03% | No change | 8,278 | $482K |
| CW Advisors, LLC | 0.01% | New | 8,234 | $480K |
| Kaydan Wealth Management, Inc. | 0.14% | Reduce -2.3% | 8,062 | $470K |
| Milestone Asset Management, LLC | 0.11% | Add +0.6% | 8,039 | $468K |
| Simplicity Wealth,LLC | 0.04% | Add +2.6% | 7,649 | $446K |
| Summit Financial, LLC | 0.02% | Reduce -23.2% | 7,622 | $444K |
| Hancock Whitney Corp. | 0.01% | No change | 7,566 | $441K |
| GAMMA Investing LLC | 0.04% | No change | 7,423 | $433K |
| Axxcess Wealth Management, LLC | 0.01% | Reduce -2.1% | 7,265 | $423K |
| Capital Asset Advisory Services LLC | 0.02% | Reduce -2.1% | 7,265 | $423K |
| 360 Financial, Inc. | 0.14% | Reduce -15.6% | 6,737 | $393K |
| Bank of Montreal | 0.00% | New | 7,027 | $390K |
| Ausdal Financial Partners, Inc. | 0.04% | Reduce -52.3% | 6,648 | $387K |
| M&T Bank Corp | 0.00% | No change | 6,446 | $376K |
| Wealthcare Advisory Partners LLC | 0.01% | No change | 6,275 | $366K |
| J.W. Cole Advisors, Inc. | 0.02% | No change | 6,261 | $365K |
| Peak Planning Group, LLC | 0.16% | No change | 6,235 | $363K |
| Onyx Bridge Wealth Group LLC | 0.05% | Reduce -5.0% | 6,082 | $354K |
| Arq Wealth Advisors, LLC | 0.13% | No change | 6,169 | $353K |
| Founders Financial Alliance, LLC | 0.10% | Add +0.2% | 5,998 | $349K |
| Formidable Asset Management, LLC | 0.05% | Reduce -1.5% | 5,783 | $337K |
| Choreo, LLC | 0.00% | Add +12.2% | 5,849 | $336K |
| Manchester Capital Management LLC | 0.04% | No change | 5,700 | $332K |
| Acorn Financial Advisory Services Inc. | 0.06% | Add +7.1% | 5,631 | $328K |
| Sweet Financial Partners, LLC | 0.07% | No change | 5,579 | $325K |
| OMNI 360 Wealth, Inc. | 0.22% | Add +33.6% | 5,570 | $325K |
| Townsquare Capital LLC | 0.00% | Reduce -35.3% | 5,441 | $317K |
| WMG Financial Advisors, LLC | 0.14% | No change | 5,432 | $317K |
| Flagstar Securities, Inc. | 0.08% | Reduce -6.5% | 5,379 | $313K |
| Csenge Advisory Group | 0.02% | Reduce -35.3% | 5,139 | $305K |
| Trustmark Bank Trust Department | 0.02% | Reduce -0.0% | 5,177 | $302K |
| Strategy Asset Managers LLC | 0.06% | Add +0.1% | 5,084 | $296K |
| Uhlmann Price Securities, LLC | 0.24% | — | 5,083 | $296K |
| Bison Wealth, LLC | 0.05% | Reduce -2.5% | 4,969 | $290K |
| Focus Financial Network, Inc. | 0.01% | Add +0.0% | 4,937 | $288K |
| Tyler-Stone Wealth Management | 0.05% | Add +100.0% | 4,882 | $284K |
| Chicago Partners Investment Group LLC | 0.01% | Add +0.0% | 4,862 | $282K |
| WealthTrust Asset Management, LLC | 0.21% | Add +0.0% | 4,838 | $282K |
| Independent Wealth Network Inc. | 0.12% | Add +12.1% | 4,761 | $277K |
| Captrust Financial Advisors | 0.00% | Reduce -12.4% | 4,753 | $277K |
| Money Concepts Capital Corp. | 0.02% | Reduce -0.8% | 4,723 | $275K |
| Nicholson Wealth Management Group, LLC | 0.22% | — | 4,634 | $270K |
| Trust Point Inc. | 0.02% | No change | 4,583 | $267K |
| Kowal Investment Group, LLC | 0.05% | Add +0.0% | 4,571 | $266K |
| Fisher Asset Management | 0.00% | New | 4,524 | $264K |
| Quantinno Capital Management LP | 0.00% | New | 4,495 | $262K |
| Saxony Capital Management, LLC | 0.24% | Reduce -19.3% | 4,447 | $259K |
| Cresset Asset Management, LLC | 0.00% | Add +1.0% | 4,395 | $256K |
| Moors & Cabot, Inc. | 0.01% | New | 4,392 | $256K |
| Lanark Financial, Inc. | 0.02% | Reduce -2.9% | 4,374 | $254K |
| Merit Financial Group, LLC | 0.01% | New | 4,308 | $251K |
| Main Street Financial Solutions, LLC | 0.02% | Add +4.2% | 4,194 | $244K |
| Raymond James Trust N.A. | 0.01% | No change | 4,150 | $242K |
| City Holding Co. | 0.03% | No change | 4,100 | $239K |
| Astoria Portfolio Advisors LLC. | 0.08% | No change | 3,980 | $236K |
| Schneider Downs Wealth Management Advisors, LP | 0.05% | No change | 3,919 | $228K |
| Prosperity Wealth Management, Inc. | 0.09% | New | 3,870 | $226K |
| Signature Wealth Management Partners, LLC | 0.16% | Reduce -4.0% | 3,862 | $225K |
| Assetmark, Inc. | 0.00% | Add +6.2% | 3,828 | $223K |
| Acorn Wealth Advisors, LLC | 0.09% | Reduce -3.3% | 3,770 | $220K |
| Sound View Wealth Advisors Group, LLC | 0.02% | New | 3,699 | $216K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +0.0% | 3,697 | $215K |
| Brookstone Capital Management | 0.00% | No change | 3,659 | $213K |
| Cassaday & Co Wealth Management LLC | 0.01% | No change | 3,648 | $213K |
| Strategies Wealth Advisors, LLC | 0.03% | Add +0.0% | 3,629 | $211K |
| Ergawealth Advisors, Inc. | 0.10% | New | 3,609 | $210K |
| HUB Investment Partners, LLC | 0.01% | Reduce -6.9% | 3,577 | $208K |
| Caprock Group, LLC | 0.01% | No change | 3,526 | $205K |
| Professional Financial Advisors, LLC | 0.05% | No change | 3,494 | $204K |
| Register Financial Advisors LLC | 0.09% | Add +63.3% | 3,162 | $184K |
| Realta Investment Advisors | 0.08% | Reduce -34.4% | 2,930 | $176K |
| Oakworth Capital, Inc. | 0.01% | No change | 3,000 | $175K |
| Farther Finance Advisors, LLC | 0.01% | New | 2,996 | $175K |
| Sunbelt Securities, Inc. | 0.02% | Add +0.0% | 2,690 | $157K |
| Blair William & Co. | 0.00% | Reduce -1.9% | 2,457 | $143K |
| Clearstead Advisors, LLC | 0.00% | No change | 2,435 | $142K |
| Northwest Financial Advisors | 0.11% | New | 2,344 | $137K |
| Avior Wealth Management, LLC | 0.01% | Add +40.1% | 2,311 | $135K |
| Aptus Capital Advisors, LLC | 0.00% | Add +21.7% | 2,179 | $127K |
| WealthShield Partners, LLC | 0.02% | No change | 2,161 | $126K |
| Fourpath Capital Management, LLC | 0.02% | New | 2,026 | $118K |
| FAS Wealth Partners, Inc. | 0.01% | No change | 2,012 | $117K |
| Private Trust Co. NA | 0.01% | Add +2.6% | 1,842 | $107K |
| Guardian Wealth Advisors, LLC / NC | 0.01% | No change | 1,747 | $102K |
| Creative Capital Management Investments LLC | 0.04% | No change | 1,613 | $94K |
| Wagner Wealth Management, LLC | 0.02% | Add +0.1% | 1,563 | $91K |
| MTM Investment Management, LLC | 0.03% | No change | 1,540 | $90K |
| Cedar Mountain Advisors, LLC | 0.02% | No change | 1,518 | $88K |
| Zions Bancorporation, N.A. | 0.01% | No change | 1,500 | $87K |
| Global Financial Private Client, LLC | 0.03% | No change | 1,496 | $87K |
| AlphaMark Advisors, LLC | 0.03% | Reduce -70.0% | 1,500 | $87K |
| Twin Lakes Capital Management, LLC | 0.05% | No change | 1,293 | $75K |
| Luken Investment Analytics, LLC | 0.03% | No change | 1,275 | $74K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.02% | Reduce -18.2% | 1,235 | $72K |
| Ancora Advisors LLC | 0.00% | No change | 1,200 | $70K |
| Wintrust Investments LLC | 0.05% | Reduce -91.1% | 1,115 | $65K |
| Flaharty Asset Management, LLC | 0.01% | New | 1,030 | $60K |
| Partnership Wealth Management, LLC | 0.04% | No change | 950 | $55K |
| Fifth Third Bancorp | 0.00% | No change | 941 | $55K |
| Laurel Wealth Advisors LLC | 0.01% | No change | 850 | $50K |
| Truvestments Capital LLC | 0.01% | New | 777 | $45K |
| Tortoise Investment Management, LLC | 0.00% | No change | 775 | $45K |
| Operose Advisors LLC | 0.01% | No change | 734 | $43K |
| Smartleaf Asset Management LLC | 0.00% | No change | 670 | $39K |
| Quadrant Capital Group LLC | 0.00% | No change | 581 | $34K |
| Householder Group Estate & Retirement Specialist, LLC | 0.01% | No change | 573 | $33K |
| Caldwell Sutter Capital, Inc. | 0.01% | Add +9.5% | 532 | $31K |
| Sound Income Strategies, LLC | 0.00% | New | 510 | $30K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 505 | $29K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 500 | $29K |
| Anchor Investment Management, LLC | 0.00% | No change | 405 | $24K |
| GPS Wealth Strategies Group, LLC | 0.00% | No change | 383 | $22K |
| Jaffetilchin Investment Partners, LLC | 0.00% | New | 334 | $19K |
| Financial Perspectives, Inc | 0.01% | No change | 317 | $18K |
| Russell Investments Group, Ltd. | 0.00% | No change | 307 | $18K |
| Providence Capital Advisors, LLC | 0.00% | New | 294 | $17K |
| FinTrust Capital Advisors, LLC | 0.00% | No change | 285 | $17K |
| Key Financial Inc | 0.00% | No change | 275 | $16K |
| PFS Partners, LLC | 0.01% | New | 250 | $15K |
| Coppell Advisory Solutions LLC | 0.00% | Reduce -11.4% | 217 | $13K |
| Investors Research Corp | 0.00% | No change | 217 | $13K |
| UMB Bank, n.a. | 0.00% | New | 176 | $10K |
| Future Financial Wealth Managment LLC | 0.01% | New | 150 | $9K |
| Peterson Financial Group, Inc. | 0.03% | New | 149 | $9K |
| Simplex Trading, LLC | 0.00% | New | 123 | $7K |
| Pinnacle Bancorp, Inc. | 0.00% | No change | 120 | $7K |
| Parallel Advisors, LLC | 0.00% | No change | 41 | $2K |
| Raleigh Capital Management Inc. | 0.00% | No change | 25 | $1K |
| Legacy Investment Solutions, LLC | 0.00% | — | 2 | $122 |
| Legacy Wealth Managment, LLC | 0.00% | — | 2 | $122 |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -99.0% | 2 | $117 |
"% of holder's portfolio" is FV's weight in each manager's 13F, not the share of First Trust DW Focus 5 Fund the manager owns.