First Trust Small Cap ValFYTETF
13F holders, Q1 2026 (March 31)66holders +2
6new positions
4sold out
$61.81avg. 13F price*
At the end of Q1 2026, 66 institutions reported holding First Trust Small Cap Val (FYT) in their 13F filings, up 2 from Q4 2025. 6 opened new positions and 4 sold out. The largest holders were LPL Financial LLC ($13.6M), Morgan Stanley ($12.6M) and Cambridge Investment Research Advisors, Inc. ($12.0M).
- Company
- First Trust Small Cap Val
- CUSIP
- 33737M409
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $2.8M |
| Exits | 4 | $27.0M |
All 13F filers, Q4 2025 → Q1 2026: 388,645 shares bought and 593,327 shares sold, net −204,682 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 66 holders
| LPL Financial LLC | 0.00% | Add +0.7% | 219,604 | $13.6M |
| Morgan Stanley | 0.00% | Reduce -8.2% | 204,279 | $12.6M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Add +1038.6% | 194,464 | $12.0M |
| Wells Fargo & Company | 0.00% | Reduce -6.1% | 171,783 | $10.6M |
| Proactive Wealth Strategies LLC | 1.42% | Add +95.6% | 122,605 | $7.6M |
| Kingsview Wealth Management, LLC | 0.10% | Reduce -6.5% | 121,478 | $7.5M |
| Raymond James Financial Inc. | 0.00% | Add +121.8% | 108,325 | $6.7M |
| Royal Bank of Canada | 0.00% | Reduce -5.0% | 101,235 | $6.3M |
| Cetera Investment Advisers | 0.00% | Add +7.6% | 60,279 | $3.7M |
| Truist Financial Corp. | 0.00% | Reduce -0.8% | 47,752 | $3.0M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -0.2% | 43,421 | $2.7M |
| Commonwealth Equity Services, LLC | 0.00% | Add +13.2% | 35,382 | $2.2M |
| UBS Group AG | 0.00% | Reduce -2.2% | 34,634 | $2.1M |
| Kestra Advisory Services, LLC | 0.01% | Add +3.8% | 33,520 | $2.1M |
| Gateway Wealth Partners, LLC | 0.06% | Add +102.8% | 24,628 | $1.5M |
| Susquehanna International Group, LLP | 0.00% | Add +318.5% | 20,157 | $1.2M |
| Nwam LLC | 0.07% | New | 20,089 | $1.2M |
| Two Sigma Investments, LP | 0.00% | New | 15,475 | $956K |
| Osaic Holdings, Inc. | 0.00% | Reduce -4.4% | 13,290 | $822K |
| Stifel Financial Corp. | 0.00% | Add +17.2% | 12,239 | $756K |
| Pinnacle Bancorp, Inc. | 0.22% | Reduce -8.9% | 12,213 | $755K |
| Chicago Partners Investment Group LLC | 0.01% | Add +0.1% | 8,776 | $584K |
| Goldman Sachs Group Inc. | 0.00% | Add +0.5% | 9,068 | $560K |
| TCFG Wealth Management, LLC | 0.21% | Add +0.2% | 9,025 | $558K |
| TCFG Investment Advisors, LLC | 0.21% | — | 9,025 | $558K |
| MML Investors Services, LLC | 0.00% | Add +33.4% | 7,625 | $471K |
| Baird Financial Group, Inc. | 0.00% | New | 6,664 | $412K |
| Private Advisor Group, LLC | 0.00% | Reduce -2.4% | 6,585 | $407K |
| Jones Financial Companies LLLP | 0.00% | Add +3.9% | 6,333 | $387K |
| Waverly Advisors, LLC | 0.00% | Add +0.6% | 6,239 | $386K |
| JPMorgan Chase & Co. | 0.00% | Add +92.0% | 5,993 | $365K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -28.1% | 5,450 | $339K |
| Harbour Investments, Inc. | 0.01% | Reduce -4.4% | 5,238 | $324K |
| Advisory Alpha, LLC | 0.01% | Add +0.3% | 4,991 | $308K |
| Advisory Advocates, LLC | 0.30% | Add +0.0% | 4,703 | $291K |
| Medallion Wealth Advisors, LLC | 0.09% | Reduce -9.0% | 4,684 | $289K |
| Prasad Wealth Partners, LLC | 0.07% | Reduce -3.5% | 4,365 | $270K |
| Janney Montgomery Scott LLC | 0.00% | Add +5.5% | 3,734 | $231K |
| Northwest Wealth Management, LLC | 0.03% | No change | 3,657 | $226K |
| Focus Partners Advisor Solutions, LLC | 0.00% | No change | 3,657 | $226K |
| Level Four Advisory Services, LLC | 0.01% | No change | 3,591 | $222K |
| Corient Private Wealth LP | 0.00% | No change | 3,565 | $220K |
| Wagner Wealth Management, LLC | 0.04% | Add +0.3% | 3,382 | $209K |
| Signature Estate & Investment Advisors LLC | 0.00% | Reduce -49.2% | 3,275 | $202K |
| Private Wealth Asset Management, LLC | 0.02% | No change | 3,100 | $192K |
| Founders Financial Alliance, LLC | 0.03% | New | 2,867 | $177K |
| Capital Analysts, LLC | 0.00% | No change | 1,968 | $122K |
| Creative Financial Designs Inc. | 0.01% | Reduce -2.1% | 1,477 | $91K |
| GAMMA Investing LLC | 0.00% | No change | 1,259 | $78K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -96.5% | 1,194 | $74K |
| Accordant Advisory Group Inc | 0.04% | No change | 1,000 | $62K |
| FMR LLC | 0.00% | Add +136.2% | 867 | $54K |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.4% | 817 | $50K |
| Sound Income Strategies, LLC | 0.00% | No change | 722 | $45K |
| MTM Investment Management, LLC | 0.01% | No change | 605 | $37K |
| Trust Co. of Toledo NA | 0.00% | No change | 494 | $31K |
| Sunbelt Securities, Inc. | 0.00% | No change | 250 | $15K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 206 | $13K |
| Bank of Montreal | 0.00% | New | 189 | $12K |
| Lanark Financial, Inc. | 0.00% | No change | 187 | $12K |
| US Bancorp \de | 0.00% | Reduce -99.5% | 140 | $9K |
| IFP Advisors, Inc | 0.00% | No change | 59 | $4K |
| Spire Wealth Management | 0.00% | Reduce -49.4% | 39 | $2K |
| Merkkuri Wealth Advisors LLC | 0.00% | New | 12 | $755 |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 12 | $755 |
| Hilton Head Capital Partners, LLC | 0.00% | No change | 1 | $62 |
"% of holder's portfolio" is FYT's weight in each manager's 13F, not the share of First Trust Small Cap Val the manager owns.