First Trust Small Cap Core AFYXETF
13F holders, Q4 2024 (December 31)167holders +14
14new positions
9sold out
$101.06avg. 13F price*
At the end of Q4 2024, 167 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, up 14 from Q3 2024. 14 opened new positions and 9 sold out. The largest holders were Morgan Stanley ($81.2M), Wells Fargo & Company ($64.8M) and LPL Financial LLC ($60.1M).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $8.6M |
| Exits | 9 | $4.5M |
All 13F filers, Q3 2024 → Q4 2024: 438,003 shares bought and 120,785 shares sold, net +317,218 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 167 holders
| Morgan Stanley | 0.01% | Add +9.4% | 803,359 | $81.2M |
| Wells Fargo & Company | 0.02% | Add +3.4% | 641,305 | $64.8M |
| LPL Financial LLC | 0.02% | Add +13.9% | 594,657 | $60.1M |
| Raymond James Financial Inc. | 0.02% | — | 443,860 | $44.9M |
| Bank of America Corp. | 0.00% | Reduce -5.6% | 427,386 | $43.2M |
| Royal Bank of Canada | 0.01% | Reduce -1.8% | 378,492 | $38.3M |
| Janney Montgomery Scott LLC | 0.08% | Add +3.2% | 275,535 | $27.8M |
| Hapanowicz & Associates Financial Services, Inc | 12.60% | Add +0.3% | 248,192 | $25.1M |
| UBS Group AG | 0.00% | Add +1.7% | 206,034 | $20.8M |
| JPMorgan Chase & Co. | 0.00% | Add +49.6% | 129,585 | $13.1M |
| Wealth Alliance Advisory Group, LLC | 2.66% | Reduce -0.5% | 124,369 | $12.6M |
| Cambridge Investment Research Advisors, Inc. | 0.04% | Add +20.6% | 118,031 | $11.9M |
| Main Line Retirement Advisors, LLC | 7.53% | Reduce -4.4% | 113,053 | $11.4M |
| Cetera Investment Advisers | 0.02% | Add +1.1% | 97,743 | $9.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +10.1% | 87,977 | $8.9M |
| Baird Financial Group, Inc. | 0.02% | Add +2.9% | 82,172 | $8.3M |
| Chicago Partners Investment Group LLC | 0.23% | Add +0.1% | 69,524 | $7.0M |
| Osaic Holdings, Inc. | 0.01% | Add +5.7% | 65,066 | $6.6M |
| Kestra Advisory Services, LLC | 0.04% | Add +4.1% | 64,877 | $6.6M |
| Genesee Capital Advisors, LLC | 2.89% | Add +1.9% | 61,552 | $6.2M |
| Vestmark Advisory Solutions, Inc. | 0.20% | Add +0.6% | 58,564 | $5.9M |
| Cwm, LLC | 0.02% | Add +1108.1% | 53,749 | $5.4M |
| Stifel Financial Corp. | 0.00% | Reduce -16.9% | 46,628 | $4.7M |
| IFG Advisory, LLC | 0.26% | Add +0.1% | 45,438 | $4.6M |
| D.A. Davidson & Co. | 0.04% | Reduce -0.0% | 44,421 | $4.5M |
| Envestnet Asset Management Inc. | 0.00% | Add +9.5% | 43,801 | $4.4M |
| HighTower Advisors, LLC | 0.01% | Reduce -2.6% | 38,454 | $3.9M |
| Park National Corp. | 0.14% | Reduce -0.6% | 38,291 | $3.9M |
| Independent Advisor Alliance | 0.05% | New | 36,332 | $3.7M |
| Mainsail Financial Group, LLC | 2.10% | Add +2.4% | 35,888 | $3.6M |
| MTM Investment Management, LLC | 1.31% | Add +1.4% | 33,655 | $3.4M |
| Regal Investment Advisors LLC | 0.23% | Add +1.4% | 30,741 | $3.1M |
| Susquehanna International Group, LLP | 0.00% | Reduce -2.3% | 29,914 | $3.0M |
| Silver Oak Securities, Incorporated | 0.28% | Reduce -3.3% | 29,662 | $3.0M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +33.3% | 29,188 | $2.9M |
| Per Stirling Capital Management, LLC. | 0.41% | Add +2.3% | 28,399 | $2.9M |
| OneDigital Investment Advisors LLC | 0.03% | Add +1.8% | 28,391 | $2.9M |
| Western Wealth Management, LLC | 0.14% | Add +46.0% | 26,479 | $2.7M |
| Comerica Bank | 0.01% | Add +2.7% | 24,229 | $2.4M |
| Perennial Investment Advisors, LLC | 0.28% | Reduce -3.0% | 23,160 | $2.3M |
| Truist Financial Corp. | 0.00% | Add +8.8% | 20,619 | $2.1M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -0.2% | 18,729 | $1.9M |
| MML Investors Services, LLC | 0.01% | Add +15.2% | 16,669 | $1.7M |
| Geneos Wealth Management Inc. | 0.06% | New | 16,293 | $1.6M |
| City Holding Co. | 0.23% | Add +17.4% | 16,188 | $1.6M |
| Three Seasons Wealth, LLC | 0.78% | Reduce -8.1% | 15,894 | $1.6M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -0.4% | 15,677 | $1.6M |
| Coppell Advisory Solutions LLC | 0.21% | Reduce -4.4% | 14,675 | $1.5M |
| Jones Financial Companies LLLP | 0.00% | Add +74.6% | 14,321 | $1.4M |
| Equitable Holdings, Inc. | 0.01% | Add +17.5% | 14,138 | $1.4M |
| Keystone Financial Group | 0.14% | Add +2.5% | 13,665 | $1.4M |
| Cyndeo Wealth Partners, LLC | 0.09% | Reduce -0.1% | 12,906 | $1.3M |
| ARS Wealth Advisors Group, LLC | 0.18% | Reduce -8.1% | 12,859 | $1.3M |
| B. Riley Wealth Advisors, Inc. | 0.04% | Add +6.9% | 12,164 | $1.2M |
| LVZ, Inc. | 0.15% | Reduce -1.5% | 11,627 | $1.2M |
| Benjamin Edwards Inc. | 0.02% | Reduce -2.6% | 11,245 | $1.1M |
| Potentia Wealth | 0.50% | — | 11,093 | $1.1M |
| Lakeridge Wealth Management LLC | 0.56% | Add +1.8% | 10,749 | $1.1M |
| Triumph Capital Management | 0.34% | Reduce -27.8% | 9,696 | $980K |
| Integrated Wealth Concepts LLC | 0.01% | Add +9.7% | 9,103 | $920K |
| Two Sigma Investments, LP | 0.00% | New | 8,900 | $899K |
| Daymark Wealth Partners, LLC | 0.03% | Add +0.0% | 8,066 | $815K |
| TCFG Wealth Management, LLC | 0.40% | No change | 7,759 | $784K |
| Root Financial Partners, LLC | 0.09% | Reduce -9.8% | 7,447 | $753K |
| Private Advisor Group, LLC | 0.00% | Reduce -6.6% | 6,967 | $704K |
| Smith, Moore & Co. | 0.06% | Add +0.5% | 6,776 | $685K |
| Captrust Financial Advisors | 0.00% | Reduce -25.0% | 6,600 | $667K |
| Nations Financial Group Inc, /Ia/ | 0.05% | Reduce -0.6% | 6,436 | $651K |
| Keystone Wealth Services, LLC | 0.16% | No change | 6,034 | $610K |
| Principal Securities, Inc. | 0.01% | Reduce -8.9% | 6,010 | $607K |
| Oppenheimer & Co. Inc. | 0.01% | Add +62.4% | 5,991 | $605K |
| Lido Advisors, LLC | 0.00% | New | 5,798 | $586K |
| KPP Advisory Services LLC | 0.13% | No change | 5,621 | $568K |
| &partners | 0.01% | Add +35.0% | 5,549 | $566K |
| GPS Wealth Strategies Group, LLC | 0.07% | Add +4.3% | 5,568 | $563K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +1.3% | 5,514 | $557K |
| Stephens Inc. | 0.01% | No change | 5,500 | $556K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +1.9% | 5,262 | $532K |
| Independent Financial Group, LLC | 0.02% | Reduce -3.0% | 5,061 | $511K |
| US Bancorp \de | 0.00% | Reduce -2.0% | 4,919 | $497K |
| Belpointe Asset Management LLC | 0.03% | Add +5.2% | 4,976 | $492K |
| DHJJ Financial Advisors, Ltd. | 0.19% | Add +0.0% | 4,814 | $486K |
| Morey & Quinn Wealth Partners, LLC | 0.41% | — | 4,793 | $484K |
| Arax Advisory Partners | 0.03% | New | 4,770 | $482K |
| Synovus Financial Corp. | 0.01% | New | 4,749 | $481K |
| Atlas Legacy Advisors, LLC | 0.11% | — | 4,682 | $473K |
| Moneco Advisors, LLC | 0.05% | Reduce -39.6% | 4,626 | $467K |
| PCA Investment Advisory Services Inc. | 0.21% | Reduce -0.3% | 4,520 | $457K |
| Independent Wealth Network Inc. | 0.18% | Reduce -2.7% | 4,473 | $452K |
| Goldman Sachs Group Inc. | 0.00% | No change | 4,424 | $447K |
| Snowden Capital Advisors LLC | 0.01% | Add +0.1% | 4,422 | $447K |
| Northeast Financial Consultants Inc | 0.02% | No change | 4,400 | $445K |
| Trueblood Wealth Management, LLC | 0.22% | Add +7.3% | 4,388 | $443K |
| Solano Wealth Investment Advisors LLC | 0.26% | — | 4,337 | $438K |
| Tidemark, LLC | 0.16% | Add +17.3% | 4,206 | $425K |
| Jane Street Group, LLC | 0.00% | Reduce -47.1% | 4,034 | $408K |
| NewEdge Advisors, LLC | 0.00% | Reduce -26.9% | 3,766 | $381K |
| Creative Planning | 0.00% | Reduce -16.1% | 3,753 | $379K |
| Element Wealth, LLC | 0.19% | Reduce -0.9% | 3,612 | $365K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $358K |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.