First Trust Small Cap Core AFYXETF
13F holders, Q3 2024 (September 30)153holders +14
21new positions
5sold out
1famous investor
$99.52avg. 13F price*
At the end of Q3 2024, 153 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, up 14 from Q2 2024. 21 opened new positions and 5 sold out. The largest holders were Morgan Stanley ($73.1M), Wells Fargo & Company ($61.7M) and LPL Financial LLC ($52.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 21 | $10.4M |
| Exits | 5 | $2.4M |
All 13F filers, Q2 2024 → Q3 2024: 349,994 shares bought and 315,919 shares sold, net +34,075 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 153 holders
| Morgan Stanley | 0.01% | Add +4.1% | 734,285 | $73.1M |
| Wells Fargo & Company | 0.01% | Add +7.0% | 620,364 | $61.7M |
| LPL Financial LLC | 0.02% | Add +3.6% | 522,265 | $52.0M |
| Bank of America Corp. | 0.00% | Add +0.3% | 452,678 | $45.1M |
| Royal Bank of Canada | 0.01% | Reduce -3.2% | 385,298 | $38.3M |
| Janney Montgomery Scott LLC | 0.07% | Reduce -8.6% | 266,935 | $26.6M |
| Hapanowicz & Associates Financial Services, Inc | 12.40% | Add +3.0% | 247,382 | $24.6M |
| Raymond James & Associates | 0.01% | Add +0.2% | 211,296 | $21.0M |
| UBS Group AG | 0.01% | Reduce -1.5% | 202,578 | $20.2M |
| Raymond James Financial Services Advisors, Inc. | 0.03% | Add +2.7% | 202,436 | $20.1M |
| Wealth Alliance Advisory Group, LLC | 2.61% | Add +1.6% | 124,938 | $12.4M |
| Main Line Retirement Advisors, LLC | 8.07% | Add +6.0% | 118,201 | $11.8M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Add +21.1% | 97,828 | $9.7M |
| Cetera Investment Advisers | 0.02% | Reduce -36.2% | 96,690 | $9.6M |
| JPMorgan Chase & Co. | 0.00% | Add +32.8% | 86,637 | $8.6M |
| Commonwealth Equity Services, LLC | 0.01% | Add +21.5% | 79,897 | $8.0M |
| Baird Financial Group, Inc. | 0.02% | Reduce -0.8% | 79,848 | $7.9M |
| Chicago Partners Investment Group LLC | 0.24% | Add +2.4% | 69,454 | $6.8M |
| Kestra Advisory Services, LLC | 0.03% | Reduce -15.2% | 62,324 | $6.2M |
| Osaic Holdings, Inc. | 0.01% | Reduce -2.3% | 61,559 | $6.1M |
| Genesee Capital Advisors, LLC | 2.90% | Add +0.8% | 60,406 | $6.0M |
| Vestmark Advisory Solutions, Inc. | 0.22% | Reduce -1.6% | 58,216 | $5.8M |
| Stifel Financial Corp. | 0.01% | Add +24.2% | 56,100 | $5.6M |
| IFG Advisory, LLC | 0.29% | Reduce -12.8% | 45,412 | $4.5M |
| D.A. Davidson & Co. | 0.04% | Reduce -0.6% | 44,431 | $4.4M |
| Sweet Financial Partners, LLC | 0.92% | Add +9.1% | 42,620 | $4.2M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -1.2% | 40,009 | $4.0M |
| HighTower Advisors, LLC | 0.01% | Reduce -1.1% | 39,486 | $3.9M |
| Park National Corp. | 0.13% | Reduce -23.4% | 38,535 | $3.8M |
| Virtu Financial LLC | 0.20% | Add +201.6% | 36,144 | $3.6M |
| Mainsail Financial Group, LLC | 2.03% | Reduce -10.4% | 35,058 | $3.4M |
| MTM Investment Management, LLC | 1.27% | Add +3.2% | 33,180 | $3.2M |
| Susquehanna International Group, LLP | 0.01% | New | 30,632 | $3.0M |
| Silver Oak Securities, Incorporated | 0.32% | Reduce -0.1% | 30,685 | $3.0M |
| Regal Investment Advisors LLC | 0.21% | Add +0.8% | 30,331 | $3.0M |
| OneDigital Investment Advisors LLC | 0.03% | Add +49.5% | 27,890 | $2.8M |
| Per Stirling Capital Management, LLC. | 0.38% | Add +4.8% | 27,762 | $2.8M |
| Perennial Investment Advisors, LLC | 0.31% | Reduce -5.7% | 23,877 | $2.4M |
| Comerica Bank | 0.01% | Add +0.3% | 23,591 | $2.3M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +12.4% | 21,896 | $2.2M |
| Sanctuary Advisors, LLC | 0.01% | Add +10.6% | 18,764 | $2.0M |
| Truist Financial Corp. | 0.00% | Add +16.1% | 18,942 | $1.9M |
| Western Wealth Management, LLC | 0.10% | Reduce -68.4% | 18,136 | $1.8M |
| Three Seasons Wealth, LLC | 0.91% | Reduce -2.6% | 17,293 | $1.7M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -14.4% | 15,747 | $1.6M |
| Coppell Advisory Solutions LLC | 0.22% | Reduce -3.5% | 15,346 | $1.5M |
| MML Investors Services, LLC | 0.01% | Reduce -0.4% | 14,468 | $1.4M |
| ARS Wealth Advisors Group, LLC | 0.17% | Add +0.0% | 13,990 | $1.4M |
| City Holding Co. | 0.19% | Add +24.7% | 13,792 | $1.4M |
| Triumph Capital Management | 0.48% | New | 13,425 | $1.3M |
| Keystone Financial Group | 0.17% | New | 13,334 | $1.3M |
| Cyndeo Wealth Partners, LLC | 0.09% | Add +50.4% | 12,926 | $1.3M |
| Equitable Holdings, Inc. | 0.01% | Reduce -11.4% | 12,029 | $1.2M |
| LVZ, Inc. | 0.15% | Add +2.3% | 11,800 | $1.2M |
| Benjamin Edwards Inc. | 0.02% | New | 11,544 | $1.1M |
| B. Riley Wealth Advisors, Inc. | 0.03% | Add +3.0% | 11,383 | $1.1M |
| Lakeridge Wealth Management LLC | 0.58% | Reduce -0.6% | 10,561 | $1.1M |
| Captrust Financial Advisors | 0.00% | Add +8.3% | 8,805 | $876K |
| Integrated Wealth Concepts LLC | 0.01% | New | 8,300 | $826K |
| Root Financial Partners, LLC | 0.13% | Reduce -11.8% | 8,257 | $822K |
| Jones Financial Companies LLLP | 0.00% | Add +246.8% | 8,201 | $813K |
| Daymark Wealth Partners, LLC | 0.03% | Reduce -0.6% | 8,063 | $803K |
| TCFG Wealth Management, LLC | 0.39% | — | 7,759 | $772K |
| Moneco Advisors, LLC | 0.09% | Reduce -0.0% | 7,663 | $763K |
| Jane Street Group, LLC | 0.00% | Reduce -44.9% | 7,627 | $759K |
| Private Advisor Group, LLC | 0.00% | Reduce -0.1% | 7,456 | $742K |
| Smith, Moore & Co. | 0.06% | Reduce -5.8% | 6,743 | $671K |
| Principal Securities, Inc. | 0.02% | Add +3.0% | 6,599 | $657K |
| Nations Financial Group Inc, /Ia/ | 0.05% | Reduce -3.6% | 6,472 | $644K |
| Keystone Wealth Services, LLC | 0.17% | Reduce -4.8% | 6,034 | $601K |
| KPP Advisory Services LLC | 0.13% | No change | 5,621 | $559K |
| Stephens Inc. | 0.01% | No change | 5,500 | $547K |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +5.8% | 5,444 | $542K |
| GPS Wealth Strategies Group, LLC | 0.07% | Add +1075.3% | 5,336 | $523K |
| Independent Financial Group, LLC | 0.02% | Reduce -29.6% | 5,217 | $519K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +15.0% | 5,165 | $514K |
| NewEdge Advisors, LLC | 0.00% | Reduce -93.5% | 5,155 | $513K |
| Citadel Advisors | 0.00% | Reduce -74.0% | 5,040 | $502K |
| US Bancorp \de | 0.00% | Add +2.0% | 5,019 | $500K |
| DHJJ Financial Advisors, Ltd. | 0.19% | Reduce -9.3% | 4,812 | $479K |
| Belpointe Asset Management LLC | 0.03% | Reduce -11.0% | 4,729 | $471K |
| Independent Wealth Network Inc. | 0.20% | Reduce -0.8% | 4,599 | $458K |
| PCA Investment Advisory Services Inc. | 0.21% | Reduce -13.5% | 4,534 | $451K |
| Creative Planning | 0.00% | Add +6.8% | 4,471 | $445K |
| Cwm, LLC | 0.00% | Reduce -22.0% | 4,449 | $443K |
| Goldman Sachs Group Inc. | 0.00% | No change | 4,424 | $440K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -0.4% | 4,418 | $440K |
| Northeast Financial Consultants Inc | 0.02% | No change | 4,400 | $438K |
| Cedrus LLC | 0.16% | New | 4,374 | $435K |
| Mariner, LLC | 0.00% | New | 4,126 | $411K |
| &partners | 0.01% | New | 4,112 | $409K |
| Trueblood Wealth Management, LLC | 0.20% | Add +22.8% | 4,090 | $407K |
| American Institute for Advanced Investment Management, LLP | 0.28% | Reduce -2.8% | 3,945 | $393K |
| Oppenheimer & Co. Inc. | 0.01% | No change | 3,689 | $367K |
| Element Wealth, LLC | 0.19% | Reduce -0.6% | 3,645 | $363K |
| Tidemark, LLC | 0.15% | Reduce -7.3% | 3,586 | $357K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $352K |
| TFG Advisers LLC | 0.12% | Add +1.1% | 3,447 | $343K |
| Flow Traders U.S. LLC | 0.02% | Add +35.2% | 3,339 | $332K |
| Great Valley Advisor Group, Inc. | 0.01% | Reduce -0.4% | 3,335 | $332K |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.