First Trust Small Cap Core AFYXETF
13F holders, Q4 2025 (December 31)173holders +17
19new positions
9sold out
1famous investor
$113.33avg. 13F price*
At the end of Q4 2025, 173 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, up 17 from Q3 2025. 19 opened new positions and 9 sold out. The largest holders were Morgan Stanley ($75.5M), Royal Bank of Canada ($68.4M) and LPL Financial LLC ($66.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 19 | $7.6M |
| Exits | 9 | $2.0M |
All 13F filers, Q3 2025 → Q4 2025: 333,370 shares bought and 211,343 shares sold, net +122,027 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 173 holders
| Morgan Stanley | 0.00% | Add +6.8% | 667,395 | $75.5M |
| Royal Bank of Canada | 0.01% | Add +13.5% | 604,479 | $68.4M |
| LPL Financial LLC | 0.02% | Reduce -0.5% | 583,241 | $66.0M |
| Wells Fargo & Company | 0.01% | Reduce -2.1% | 548,726 | $62.1M |
| Bank of America Corp. | 0.00% | Reduce -3.2% | 371,489 | $42.0M |
| Raymond James Financial Inc. | 0.01% | Reduce -5.5% | 270,904 | $30.7M |
| UBS Group AG | 0.01% | Reduce -13.4% | 252,075 | $28.5M |
| Janney Montgomery Scott LLC | 0.06% | Add +68.0% | 238,963 | $27.0M |
| Cetera Investment Advisers | 0.02% | Reduce -8.0% | 131,196 | $14.8M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +17.2% | 103,303 | $11.7M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Reduce -0.1% | 85,314 | $9.7M |
| Chicago Partners Investment Group LLC | 0.21% | Reduce -0.4% | 71,341 | $8.6M |
| Concurrent Investment Advisors, LLC | 0.10% | Add +1.9% | 75,125 | $8.5M |
| Crusonia Wealth Advisors LLC | 1.83% | — | 73,421 | $8.3M |
| Genesee Capital Advisors, LLC | 3.11% | Add +13.3% | 68,215 | $7.7M |
| Commonwealth Equity Services, LLC | 0.01% | Add +0.1% | 66,641 | $7.5M |
| Wealth Alliance Advisory Group, LLC | 1.21% | Add +0.7% | 62,303 | $7.0M |
| Kestra Advisory Services, LLC | 0.03% | Reduce -1.4% | 55,928 | $6.3M |
| Geneos Wealth Management Inc. | 0.15% | Reduce -7.4% | 53,081 | $6.0M |
| D.A. Davidson & Co. | 0.03% | Add +0.7% | 47,422 | $5.4M |
| Hapanowicz & Associates Financial Services, Inc | 2.05% | Reduce -2.1% | 46,231 | $5.2M |
| Osaic Holdings, Inc. | 0.01% | Reduce -29.4% | 42,859 | $4.9M |
| Mainsail Financial Group, LLC | 1.89% | Add +2.0% | 40,169 | $4.5M |
| Stifel Financial Corp. | 0.00% | Reduce -13.6% | 38,188 | $4.3M |
| JPMorgan Chase & Co. | 0.00% | Reduce -13.3% | 37,509 | $4.2M |
| HighTower Advisors, LLC | 0.00% | Reduce -2.4% | 36,391 | $4.1M |
| MTM Investment Management, LLC | 1.29% | Add +1.9% | 35,640 | $4.0M |
| Baird Financial Group, Inc. | 0.01% | Add +2.3% | 34,843 | $3.9M |
| Per Stirling Capital Management, LLC. | 0.42% | Add +1.2% | 33,255 | $3.8M |
| Troutman Wealth Management, LLC | 3.02% | — | 32,340 | $3.7M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -3.7% | 32,302 | $3.7M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -2.5% | 30,424 | $3.6M |
| Silver Oak Securities, Incorporated | 0.24% | Add +0.2% | 31,011 | $3.5M |
| Regal Investment Advisors LLC | 0.21% | Reduce -0.3% | 30,516 | $3.5M |
| Western Wealth Management, LLC | 0.14% | Reduce -3.2% | 27,443 | $3.1M |
| Cwm, LLC | 0.01% | Reduce -4.7% | 26,923 | $3.0M |
| City Holding Co. | 0.36% | Add +11.2% | 25,783 | $2.9M |
| FWG Holdings, LLC | 1.06% | New | 23,355 | $2.8M |
| Park National Corp. | 0.08% | Reduce -2.4% | 23,375 | $2.6M |
| Comerica Bank | 0.01% | Reduce -5.4% | 21,790 | $2.5M |
| IFG Advisory, LLC | 0.10% | Reduce -1.1% | 20,211 | $2.3M |
| Jones Financial Companies LLLP | 0.00% | Add +7.5% | 18,683 | $2.1M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -1.2% | 18,117 | $2.0M |
| Milestones Private Investment Advisors LLC | 1.33% | Add +15.9% | 17,068 | $1.9M |
| MML Investors Services, LLC | 0.00% | Reduce -5.1% | 17,049 | $1.9M |
| Lakeridge Wealth Management LLC | 0.87% | Reduce -61.3% | 16,971 | $1.9M |
| Equitable Holdings, Inc. | 0.01% | Reduce -6.3% | 15,242 | $1.7M |
| B. Riley Wealth Advisors, Inc. | 0.08% | Reduce -3.7% | 14,957 | $1.7M |
| &partners | 0.01% | Reduce -9.0% | 14,629 | $1.7M |
| Catalyst Investment Management LLC | 1.57% | — | 14,623 | $1.7M |
| Keystone Financial Group | 0.12% | Reduce -3.0% | 14,446 | $1.6M |
| Three Seasons Wealth, LLC | 0.15% | Reduce -3.4% | 14,079 | $1.6M |
| Integrated Wealth Concepts LLC | 0.02% | Reduce -7.2% | 13,239 | $1.5M |
| Triumph Capital Management | 0.32% | Add +4.8% | 13,009 | $1.5M |
| Susquehanna International Group, LLP | 0.00% | Reduce -30.2% | 12,060 | $1.4M |
| Sun Financial Inc | 0.75% | — | 11,903 | $1.3M |
| ARS Wealth Advisors Group, LLC | 0.12% | Reduce -7.2% | 11,568 | $1.3M |
| Cyndeo Wealth Partners, LLC | 0.07% | Add +0.1% | 11,011 | $1.2M |
| Truist Financial Corp. | 0.00% | Reduce -8.1% | 10,873 | $1.2M |
| Citadel Advisors | 0.00% | Add +61.0% | 9,891 | $1.1M |
| G&S Capital LLC | 0.39% | New | 9,832 | $1.1M |
| Rockefeller Capital Management L.P. | 0.00% | Add +50.1% | 8,933 | $1.0M |
| US Bancorp \de | 0.00% | Add +75.6% | 8,216 | $930K |
| Maridea Wealth Management LLC | 0.14% | Add +15.0% | 7,947 | $899K |
| TCFG Wealth Management, LLC | 0.32% | Reduce -0.3% | 7,287 | $824K |
| Two Sigma Securities, LLC | 0.11% | New | 7,237 | $819K |
| Daymark Wealth Partners, LLC | 0.03% | Reduce -11.8% | 7,148 | $809K |
| Perennial Investment Advisors, LLC | 0.06% | Reduce -21.1% | 7,001 | $792K |
| Potentia Wealth | 0.29% | Reduce -7.7% | 6,983 | $790K |
| Mariner, LLC | 0.00% | Add +70.3% | 6,253 | $707K |
| Root Financial Partners, LLC | 0.04% | Reduce -14.1% | 6,125 | $693K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 5,869 | $664K |
| Private Advisor Group, LLC | 0.00% | Add +0.4% | 5,850 | $662K |
| Stephens Inc. | 0.01% | No change | 5,500 | $622K |
| KPP Advisory Services LLC | 0.09% | No change | 5,481 | $620K |
| Nations Financial Group Inc, /Ia/ | 0.03% | Reduce -6.8% | 5,370 | $608K |
| Hilton Head Capital Partners, LLC | 0.35% | — | 5,238 | $593K |
| Captrust Financial Advisors | 0.00% | Reduce -18.2% | 5,171 | $585K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +4.4% | 5,107 | $578K |
| Vise Technologies, Inc. | 0.01% | New | 4,954 | $560K |
| NewEdge Advisors, LLC | 0.00% | Add +370.2% | 4,848 | $548K |
| Atlas Legacy Advisors, LLC | 0.09% | No change | 4,678 | $529K |
| Axxcess Wealth Management, LLC | 0.01% | New | 4,678 | $529K |
| Waverly Advisors, LLC | 0.00% | Add +86.0% | 4,613 | $522K |
| Corient Private Wealth LP | 0.00% | No change | 4,573 | $517K |
| Morey & Quinn Wealth Partners, LLC | 0.37% | No change | 4,562 | $516K |
| DHJJ Financial Advisors, Ltd. | 0.17% | Reduce -5.1% | 4,558 | $516K |
| Creative Planning | 0.00% | Reduce -16.3% | 4,503 | $509K |
| Goldman Sachs Group Inc. | 0.00% | No change | 4,424 | $501K |
| Trueblood Wealth Management, LLC | 0.19% | Add +0.3% | 4,410 | $499K |
| Belpointe Asset Management LLC | 0.02% | Reduce -1.1% | 4,392 | $497K |
| Independent Wealth Network Inc. | 0.15% | Reduce -3.6% | 4,380 | $496K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -0.0% | 4,286 | $485K |
| Krilogy Financial LLC | 0.02% | No change | 3,940 | $476K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -18.4% | 4,129 | $467K |
| Coppell Advisory Solutions LLC | 0.04% | No change | 3,638 | $416K |
| Arkadios Wealth Advisors | 0.01% | Reduce -1.8% | 3,579 | $405K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $401K |
| Element Wealth, LLC | 0.16% | Reduce -0.5% | 3,482 | $394K |
| QTR Family Wealth, LLC | 0.15% | Reduce -3.7% | 2,773 | $346K |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.