First Trust Small Cap Core AFYXETF
13F holders, Q1 2024 (March 31)143holders
$93.18avg. 13F price*
At the end of Q1 2024, 143 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings. The largest holders were Morgan Stanley ($65.5M), Wells Fargo & Company ($54.2M) and LPL Financial LLC ($50.0M).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $3.2M |
| Exits | 10 | $3.0M |
Ownership 143 holders
| Morgan Stanley | 0.01% | Add +3.0% | 701,997 | $65.5M |
| Wells Fargo & Company | 0.01% | Add +11.6% | 581,801 | $54.2M |
| LPL Financial LLC | 0.03% | Reduce -3.4% | 536,606 | $50.0M |
| Bank of America Corp. | 0.00% | Add +3.5% | 452,895 | $42.2M |
| Royal Bank of Canada | 0.01% | Add +4.1% | 384,628 | $35.9M |
| Janney Montgomery Scott LLC | 0.08% | Add +28.7% | 288,217 | $26.9M |
| Hapanowicz & Associates Financial Services, Inc | 12.46% | Add +0.7% | 234,111 | $21.8M |
| UBS Group AG | 0.01% | Reduce -1.1% | 214,530 | $20.0M |
| Raymond James & Associates | 0.01% | Reduce -21.3% | 206,529 | $19.3M |
| Cetera Investment Advisers | 0.04% | Add +91.8% | 200,490 | $18.7M |
| Raymond James Financial Services Advisors, Inc. | 0.03% | Add +4.5% | 189,060 | $17.6M |
| Cambridge Investment Research Advisors, Inc. | 0.05% | Add +5.0% | 136,843 | $12.8M |
| JPMorgan Chase & Co. | 0.00% | Add +460.8% | 133,138 | $12.4M |
| Wealth Alliance Advisory Group, LLC | 2.61% | Add +5.3% | 120,630 | $11.2M |
| Main Line Retirement Advisors, LLC | 7.85% | Add +6.0% | 107,087 | $10.0M |
| Kestra Advisory Services, LLC | 0.06% | Reduce -7.1% | 97,960 | $9.1M |
| Park National Corp. | 0.31% | Reduce -2.1% | 86,065 | $8.0M |
| Baird Financial Group, Inc. | 0.02% | Reduce -21.5% | 82,334 | $7.7M |
| NewEdge Advisors, LLC | 0.06% | Reduce -5.8% | 78,600 | $7.3M |
| Osaic Holdings, Inc. | 0.01% | Reduce -13.6% | 65,400 | $6.1M |
| Chicago Partners Investment Group LLC | 0.25% | Add +2.5% | 66,212 | $5.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +25.3% | 59,581 | $5.6M |
| Western Wealth Management, LLC | 0.43% | Reduce -7.6% | 59,078 | $5.5M |
| Vestmark Advisory Solutions, Inc. | 0.23% | Add +2.9% | 58,265 | $5.4M |
| IFG Advisory, LLC | 0.38% | Reduce -6.6% | 54,172 | $5.1M |
| Stifel Financial Corp. | 0.01% | Add +0.9% | 52,233 | $4.9M |
| D.A. Davidson & Co. | 0.04% | Reduce -0.9% | 46,907 | $4.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +0.9% | 41,499 | $3.9M |
| Sweet Financial Partners, LLC | 0.84% | Add +15.4% | 39,050 | $3.6M |
| HighTower Advisors, LLC | 0.01% | Add +10.9% | 39,036 | $3.6M |
| MTM Investment Management, LLC | 1.39% | Reduce -5.1% | 36,029 | $3.4M |
| Susquehanna International Group, LLP | 0.01% | Add +134.9% | 35,577 | $3.3M |
| Mainsail Financial Group, LLC | 2.08% | Add +0.9% | 32,428 | $3.0M |
| Regal Investment Advisors LLC | 0.19% | Reduce -62.7% | 30,254 | $2.8M |
| Silver Oak Securities, Incorporated | 0.43% | Add +5.3% | 30,180 | $2.8M |
| Per Stirling Capital Management, LLC. | 0.46% | Reduce -8.3% | 29,502 | $2.8M |
| OneDigital Investment Advisors LLC | 0.04% | Add +2.0% | 24,355 | $2.3M |
| Perennial Investment Advisors, LLC | 0.33% | Reduce -8.1% | 23,386 | $2.2M |
| Retirement Guys Formula LLC | 1.03% | Reduce -10.7% | 22,687 | $2.1M |
| Comerica Bank | 0.01% | Add +1.3% | 22,351 | $2.1M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +4.5% | 19,261 | $1.8M |
| Equitable Holdings, Inc. | 0.02% | Reduce -5.2% | 18,159 | $1.7M |
| Coppell Advisory Solutions Corp. | 0.31% | — | 17,626 | $1.6M |
| Three Seasons Wealth, LLC | 1.13% | Reduce -2.4% | 17,767 | $1.6M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +16.1% | 16,741 | $1.6M |
| Truist Financial Corp. | 0.00% | Add +4.2% | 16,182 | $1.5M |
| MML Investors Services, LLC | 0.01% | Reduce -10.4% | 14,940 | $1.4M |
| ARS Wealth Advisors Group, LLC | 0.18% | Reduce -0.3% | 13,982 | $1.3M |
| G&S Capital LLC | 0.51% | Add +0.3% | 12,259 | $1.1M |
| LVZ, Inc. | 0.15% | Reduce -48.3% | 11,713 | $1.1M |
| Virtu Financial LLC | 0.08% | New | 11,352 | $1.1M |
| Benjamin F. Edwards & Company, Inc. | 0.02% | Reduce -5.1% | 10,612 | $989K |
| Virtue Capital Management, LLC | 0.18% | No change | 11,087 | $988K |
| Lakeridge Wealth Management LLC | 0.62% | Reduce -2.0% | 10,311 | $961K |
| Root Financial Partners, LLC | 0.27% | Reduce -0.3% | 9,848 | $918K |
| PCA Investment Advisory Services Inc. | 0.48% | Add +4.0% | 9,116 | $850K |
| Cyndeo Wealth Partners, LLC | 0.07% | Add +2.0% | 8,887 | $829K |
| Bison Wealth, LLC | 0.13% | Add +4.1% | 8,777 | $818K |
| Daymark Wealth Partners, LLC | 0.04% | Reduce -8.9% | 8,369 | $780K |
| Private Advisor Group, LLC | 0.01% | Add +10.3% | 8,309 | $775K |
| Captrust Financial Advisors | 0.00% | Reduce -2.8% | 8,222 | $767K |
| City Holding Co. | 0.11% | Add +50.2% | 8,005 | $746K |
| Tidemark, LLC | 0.41% | Add +58.5% | 7,888 | $735K |
| Independent Financial Group, LLC | 0.03% | Reduce -4.4% | 7,357 | $686K |
| Smith, Moore & Co. | 0.07% | Add +34.7% | 7,176 | $669K |
| Moneco Advisors, LLC | 0.10% | Reduce -60.9% | 6,903 | $644K |
| Belpointe Asset Management LLC | 0.05% | Reduce -65.2% | 6,828 | $637K |
| Nations Financial Group Inc, /Ia/ | 0.05% | Reduce -35.6% | 6,802 | $634K |
| Keystone Wealth Services, LLC | 0.20% | Reduce -2.3% | 6,435 | $600K |
| Principal Securities, Inc. | 0.02% | Add +140.8% | 6,264 | $584K |
| KPP Advisory Services LLC | 0.15% | New | 5,677 | $529K |
| Stephens Inc. | 0.01% | No change | 5,500 | $513K |
| DHJJ Financial Advisors, Ltd. | 0.22% | Reduce -4.9% | 5,354 | $499K |
| Financial Advocates Investment Management | 0.03% | Reduce -52.6% | 5,299 | $494K |
| Arkadios Wealth Advisors | 0.04% | Reduce -27.0% | 5,162 | $481K |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.6% | 5,094 | $475K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -3.4% | 4,859 | $453K |
| Independent Wealth Network Inc. | 0.20% | Add +0.3% | 4,631 | $432K |
| Solano Wealth Management, Inc. | 0.24% | No change | 4,620 | $431K |
| Cwm, LLC | 0.00% | No change | 4,449 | $415K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -7.1% | 4,424 | $412K |
| Northeast Financial Consultants Inc | 0.02% | No change | 4,400 | $410K |
| US Bancorp \de | 0.00% | Reduce -10.7% | 4,388 | $409K |
| Keystone Financial Group | 0.06% | Add +27.3% | 4,232 | $395K |
| American Institute for Advanced Investment Management, LLP | 0.31% | Add +9.2% | 4,215 | $393K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +11.6% | 4,207 | $392K |
| TFG Advisers LLC | 0.15% | Reduce -0.8% | 4,050 | $378K |
| Element Wealth, LLC | 0.21% | Reduce -5.3% | 3,919 | $365K |
| Creative Planning | 0.00% | Reduce -2.5% | 3,781 | $353K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -16.9% | 3,768 | $351K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $330K |
| Jane Street Group, LLC | 0.00% | New | 3,390 | $316K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +0.0% | 3,355 | $313K |
| Iams Wealth Management, LLC | 0.19% | New | 3,464 | $312K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +2.8% | 3,287 | $306K |
| Trueblood Wealth Management, LLC | 0.17% | No change | 3,256 | $304K |
| Personal Cfo Solutions, LLC | 0.04% | Add +3.0% | 3,061 | $285K |
| TKG Advisors, LLC | 0.15% | Add +1.6% | 2,976 | $277K |
| Wealth Effects LLC | 0.10% | No change | 2,957 | $276K |
| Atria Wealth Solutions, Inc. | 0.00% | Reduce -2.9% | 2,835 | $264K |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.