Ballast Small/Mid Cap ETFMGMTETF
13F holders, Q3 2024 (September 30)38holders
4new positions
3sold out
1famous investor
$38.52avg. 13F price*
At the end of Q3 2024, 38 institutions reported holding Ballast Small/Mid Cap ETF (MGMT) in their 13F filings, unchanged from Q2 2024. 4 opened new positions and 3 sold out. The largest holders were CPC Advisors, LLC ($20.8M), HighTower Advisors, LLC ($18.8M) and Stifel Financial Corp. ($13.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Ballast Small/Mid Cap ETF
- Filed as
- UNIFIED SER TR (Q3 2024)
- CUSIP
- 90470L550
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $5.1M |
| Exits | 3 | $2.0M |
All 13F filers, Q2 2024 → Q3 2024: 224,058 shares bought and 259,639 shares sold, net −35,581 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| CPC Advisors, LLC | 3.10% | Add +4.3% | 541,279 | $20.8M |
| HighTower Advisors, LLC | 0.03% | Reduce -8.4% | 487,207 | $18.8M |
| Stifel Financial Corp. | 0.01% | Add +7.4% | 341,175 | $13.1M |
| Lokken Investment Group LLC | 2.41% | Add +5.1% | 149,820 | $5.8M |
| First City Capital Management, Inc. | 2.75% | Add +8.7% | 138,429 | $5.3M |
| Hedeker Wealth, LLC | 1.36% | Reduce -25.1% | 132,980 | $5.1M |
| Rockefeller Capital Management L.P. | 0.01% | Add +1.5% | 123,553 | $4.8M |
| GTS Securities LLC | 0.07% | New | 91,559 | $3.5M |
| Weaver Consulting Group | 1.00% | Add +18.3% | 81,689 | $3.1M |
| Raymond James & Associates | 0.00% | Reduce -15.0% | 78,260 | $3.0M |
| Thomasville National Bank | 0.22% | Add +1.3% | 77,063 | $3.0M |
| Waverly Advisors, LLC | 0.05% | Add +6.6% | 76,080 | $2.9M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -17.0% | 75,427 | $2.9M |
| Cape Investment Advisory, Inc. | 1.18% | Add +6.4% | 75,295 | $2.9M |
| U.S. Capital Wealth Advisors, LLC | 0.08% | Reduce -38.9% | 55,940 | $2.2M |
| Steward Partners Investment Advisory, LLC | 0.02% | Reduce -3.7% | 53,376 | $2.1M |
| Janney Montgomery Scott LLC | 0.01% | Add +3.4% | 46,110 | $1.8M |
| Argent Trust Co | 0.06% | Reduce -26.8% | 35,600 | $1.4M |
| Nations Financial Group Inc, /Ia/ | 0.10% | Reduce -1.4% | 34,250 | $1.3M |
| Benjamin Edwards Inc. | 0.01% | New | 25,885 | $997K |
| Raymond James Trust N.A. | 0.02% | Add +0.6% | 19,955 | $769K |
| Frontier Asset Management, LLC | 0.25% | Add +0.8% | 19,390 | $747K |
| Integrated Advisors Network LLC | 0.03% | Reduce -2.2% | 14,475 | $557K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -43.9% | 13,761 | $526K |
| HB Wealth Management, LLC | 0.00% | No change | 10,992 | $423K |
| Citadel Advisors | 0.00% | Reduce -42.5% | 10,342 | $398K |
| Argent Financial Group, Inc. | 0.05% | — | 10,237 | $394K |
| Jane Street Group, LLC | 0.00% | New | 10,113 | $389K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -8.7% | 6,380 | $246K |
| Sanctuary Advisors, LLC | 0.00% | New | 4,888 | $214K |
| Tidal Investments LLC | 0.00% | Reduce -70.9% | 5,418 | $209K |
| Capital Advisors, Ltd. LLC | 0.02% | Add +53.7% | 3,228 | $124K |
| Harbor Investment Advisory, LLC | 0.01% | Add +2.3% | 1,668 | $64K |
| Osaic Holdings, Inc. | 0.00% | No change | 500 | $19K |
| IFP Advisors, Inc | 0.00% | No change | 179 | $7K |
| UBS Group AG | 0.00% | No change | 103 | $4K |
| Morgan Stanley | 0.00% | No change | 94 | $4K |
| Wells Fargo & Company | 0.00% | No change | 1 | $36 |
"% of holder's portfolio" is MGMT's weight in each manager's 13F, not the share of Ballast Small/Mid Cap ETF the manager owns.