Ballast Small/Mid Cap ETFMGMTETF
13F holders, Q4 2025 (December 31)47holders +4
4new positions
3sold out
$44.35avg. 13F price*
At the end of Q4 2025, 47 institutions reported holding Ballast Small/Mid Cap ETF (MGMT) in their 13F filings, up 4 from Q3 2025. 4 opened new positions and 3 sold out. The largest holders were CPC Advisors, LLC ($29.8M), Rockefeller Capital Management L.P. ($9.3M) and Englebert Financial Advisers, LLC ($6.7M).
- Company
- Ballast Small/Mid Cap ETF
- Filed as
- UNIFIED SER TR (Q4 2025)
- CUSIP
- 90470L550
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $10.5M |
| Exits | 3 | $1.2M |
All 13F filers, Q3 2025 → Q4 2025: 378,792 shares bought and 103,495 shares sold, net +275,297 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 47 holders
| CPC Advisors, LLC | 3.01% | Add +2.3% | 673,261 | $29.8M |
| Rockefeller Capital Management L.P. | 0.02% | Add +59.8% | 209,289 | $9.3M |
| Englebert Financial Advisers, LLC | 7.65% | — | 150,049 | $6.7M |
| Dakota Wealth Management | 0.12% | New | 148,718 | $6.6M |
| First City Capital Management, Inc. | 3.40% | Add +3.5% | 145,021 | $6.4M |
| Weaver Consulting Group | 1.46% | Reduce -1.5% | 134,570 | $6.0M |
| Hedeker Wealth, LLC | 1.15% | Reduce -2.3% | 123,366 | $5.5M |
| HighTower Advisors, LLC | 0.01% | Add +21.6% | 107,187 | $4.8M |
| Stifel Financial Corp. | 0.00% | Reduce -17.0% | 104,999 | $4.7M |
| Raymond James Financial Inc. | 0.00% | Add +1.9% | 104,815 | $4.6M |
| Cape Investment Advisory, Inc. | 1.10% | New | 80,791 | $3.6M |
| Waverly Advisors, LLC | 0.03% | Reduce -8.2% | 79,005 | $3.5M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -3.1% | 78,627 | $3.5M |
| Thomasville National Bank | 0.19% | Add +2.6% | 69,305 | $3.1M |
| Tactive Advisors, LLC | 0.80% | Add +17.2% | 61,569 | $2.7M |
| Employees' Retirement Fund of the City of Fort Worth | 1.13% | No change | 56,800 | $2.5M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.0% | 39,684 | $1.8M |
| Argent Trust Co | 0.06% | Add +5.5% | 36,680 | $1.6M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -1.2% | 32,558 | $1.4M |
| Benjamin Edwards Inc. | 0.01% | Reduce -1.2% | 26,959 | $1.2M |
| Nations Financial Group Inc, /Ia/ | 0.06% | Reduce -24.1% | 24,883 | $1.1M |
| Pursuit Wealth Management LLC | 0.94% | — | 24,748 | $1.1M |
| Krilogy Financial LLC | 0.03% | Reduce -1.3% | 15,549 | $745K |
| Miller Global Investments, LLC | 0.64% | — | 16,020 | $710K |
| Susquehanna International Group, LLP | 0.00% | Add +148.3% | 15,085 | $669K |
| Pure Financial Advisors, LLC | 0.01% | Reduce -0.5% | 14,054 | $623K |
| Heritage Trust Co | 0.06% | No change | 13,277 | $589K |
| Frontier Asset Management, LLC | 0.09% | No change | 8,972 | $398K |
| GTS Securities LLC | 0.01% | Reduce -76.5% | 8,229 | $365K |
| Capital Advisors, Ltd. LLC | 0.04% | No change | 7,882 | $349K |
| VeraBank, N.A. | 0.06% | Reduce -0.4% | 7,824 | $347K |
| Summit Asset Management, LLC | 0.05% | New | 7,650 | $339K |
| Sanctuary Advisors, LLC | 0.00% | No change | 7,403 | $328K |
| SpringVest Wealth Management LLC | 0.23% | Add +3.9% | 7,283 | $323K |
| LPL Financial LLC | 0.00% | Reduce -32.4% | 5,695 | $252K |
| Quantify Chaos Advisors, LLC | 0.71% | — | 5,284 | $234K |
| Atlas Brown,Inc. | 0.07% | No change | 5,000 | $222K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 5,000 | $222K |
| HB Wealth Management, LLC | 0.00% | Reduce -7.2% | 4,579 | $203K |
| Comerica Bank | 0.00% | No change | 3,632 | $161K |
| Global Retirement Partners, LLC | 0.00% | No change | 3,322 | $147K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 655 | $29K |
| Osaic Holdings, Inc. | 0.00% | Reduce -67.3% | 389 | $17K |
| Morgan Stanley | 0.00% | No change | 273 | $12K |
| IFP Advisors, Inc | 0.00% | No change | 179 | $8K |
| JPMorgan Chase & Co. | 0.00% | New | 99 | $4K |
| FMR LLC | 0.00% | No change | 34 | $2K |
"% of holder's portfolio" is MGMT's weight in each manager's 13F, not the share of Ballast Small/Mid Cap ETF the manager owns.