Ballast Small/Mid Cap ETFMGMTETF
13F holders, Q3 2025 (September 30)43holders +3
8new positions
5sold out
1famous investor
$44.05avg. 13F price*
At the end of Q3 2025, 43 institutions reported holding Ballast Small/Mid Cap ETF (MGMT) in their 13F filings, up 3 from Q2 2025. 8 opened new positions and 5 sold out. The largest holders were CPC Advisors, LLC ($29.0M), Lokken Investment Group LLC ($10.3M) and First City Capital Management, Inc. ($6.2M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Ballast Small/Mid Cap ETF
- Filed as
- UNIFIED SER TR (Q3 2025)
- CUSIP
- 90470L550
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $5.1M |
| Exits | 5 | $4.7M |
All 13F filers, Q2 2025 → Q3 2025: 213,717 shares bought and 542,645 shares sold, net −328,928 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 43 holders
| CPC Advisors, LLC | 3.06% | Add +3.9% | 657,935 | $29.0M |
| Lokken Investment Group LLC | 3.52% | Add +5.1% | 232,897 | $10.3M |
| First City Capital Management, Inc. | 3.33% | Add +0.4% | 140,158 | $6.2M |
| Weaver Consulting Group | 1.53% | Add +3.2% | 136,586 | $6.0M |
| Rockefeller Capital Management L.P. | 0.01% | Add +1.8% | 130,989 | $5.8M |
| Stifel Financial Corp. | 0.01% | Reduce -41.5% | 126,545 | $5.6M |
| Hedeker Wealth, LLC | 1.16% | Add +1.2% | 126,280 | $5.6M |
| Raymond James Financial Inc. | 0.00% | Reduce -7.5% | 102,818 | $4.5M |
| HighTower Advisors, LLC | 0.00% | Reduce -76.3% | 88,163 | $3.9M |
| Waverly Advisors, LLC | 0.04% | Add +1.0% | 86,021 | $3.8M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -4.7% | 81,118 | $3.6M |
| Thomasville National Bank | 0.19% | Reduce -0.1% | 67,516 | $3.0M |
| Employees' Retirement Fund of the City of Fort Worth | 1.17% | New | 56,800 | $2.5M |
| Tactive Advisors, LLC | 0.65% | Add +583.6% | 52,532 | $2.3M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -7.1% | 39,686 | $1.7M |
| GTS Securities LLC | 0.06% | Add +9.8% | 35,040 | $1.5M |
| Argent Trust Co | 0.05% | Reduce -2.3% | 34,766 | $1.5M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -15.5% | 32,960 | $1.5M |
| Nations Financial Group Inc, /Ia/ | 0.09% | Reduce -4.3% | 32,766 | $1.4M |
| Benjamin Edwards Inc. | 0.01% | Reduce -2.9% | 27,290 | $1.2M |
| Krilogy Financial LLC | 0.03% | New | 15,751 | $686K |
| Pure Financial Advisors, LLC | 0.01% | Add +7.1% | 14,123 | $622K |
| Heritage Trust Co | 0.06% | No change | 13,277 | $585K |
| Two Sigma Investments, LP | 0.00% | New | 11,100 | $489K |
| Citadel Advisors | 0.00% | New | 10,337 | $455K |
| Frontier Asset Management, LLC | 0.10% | Reduce -39.8% | 8,972 | $395K |
| LPL Financial LLC | 0.00% | Reduce -2.7% | 8,426 | $371K |
| Capital Advisors, Ltd. LLC | 0.04% | Add +62.5% | 7,882 | $347K |
| VeraBank, N.A. | 0.06% | Reduce -17.8% | 7,852 | $346K |
| Sanctuary Advisors, LLC | 0.00% | No change | 7,403 | $326K |
| SpringVest Wealth Management LLC | 0.23% | Add +0.7% | 7,009 | $309K |
| HRT Financial LP | 0.00% | New | 6,463 | $284K |
| Susquehanna International Group, LLP | 0.00% | New | 6,075 | $268K |
| Atlas Brown,Inc. | 0.07% | New | 5,000 | $220K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | Reduce -76.7% | 5,000 | $220K |
| HB Wealth Management, LLC | 0.00% | New | 4,932 | $217K |
| Comerica Bank | 0.00% | Reduce -0.7% | 3,632 | $160K |
| Global Retirement Partners, LLC | 0.00% | No change | 3,322 | $146K |
| Osaic Holdings, Inc. | 0.00% | No change | 1,189 | $53K |
| Harbor Investment Advisory, LLC | 0.00% | Reduce -40.2% | 655 | $29K |
| Morgan Stanley | 0.00% | No change | 273 | $12K |
| IFP Advisors, Inc | 0.00% | No change | 179 | $8K |
| FMR LLC | 0.00% | No change | 34 | $1K |
"% of holder's portfolio" is MGMT's weight in each manager's 13F, not the share of Ballast Small/Mid Cap ETF the manager owns.