Ballast Small/Mid Cap ETFMGMTETF
13F holders, Q1 2026 (March 31)48holders +1
5new positions
2sold out
$45.13avg. 13F price*
At the end of Q1 2026, 48 institutions reported holding Ballast Small/Mid Cap ETF (MGMT) in their 13F filings, up 1 from Q4 2025. 5 opened new positions and 2 sold out. The largest holders were CPC Advisors, LLC ($30.4M), Rockefeller Capital Management L.P. ($9.6M) and Englebert Financial Advisers, LLC ($7.7M).
- Company
- Ballast Small/Mid Cap ETF
- Filed as
- UNIFIED SER TR (Q1 2026)
- CUSIP
- 90470L550
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $5.1M |
| Exits | 2 | $586K |
All 13F filers, Q4 2025 → Q1 2026: 282,037 shares bought and 161,082 shares sold, net +120,955 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 48 holders
| CPC Advisors, LLC | 4.94% | Add +0.2% | 674,688 | $30.4M |
| Rockefeller Capital Management L.P. | 0.02% | Add +2.1% | 213,707 | $9.6M |
| Englebert Financial Advisers, LLC | 8.76% | Add +13.8% | 170,753 | $7.7M |
| Hedeker Wealth, LLC | 1.55% | Add +31.6% | 162,360 | $7.3M |
| First City Capital Management, Inc. | 3.49% | Add +0.7% | 146,074 | $6.6M |
| Dakota Wealth Management | 0.14% | Reduce -2.2% | 145,463 | $6.6M |
| Weaver Consulting Group | 1.55% | Add +7.1% | 144,168 | $6.5M |
| Raymond James Financial Inc. | 0.00% | Add +14.1% | 119,599 | $5.4M |
| Equitable Holdings, Inc. | 0.03% | New | 90,939 | $4.1M |
| Tactive Advisors, LLC | 1.04% | Add +32.8% | 81,744 | $3.7M |
| Cape Investment Advisory, Inc. | 1.22% | Add +0.6% | 81,233 | $3.7M |
| HighTower Advisors, LLC | 0.00% | Reduce -24.8% | 80,655 | $3.6M |
| Envestnet Asset Management Inc. | 0.00% | Add +0.8% | 79,265 | $3.6M |
| Waverly Advisors, LLC | 0.02% | Reduce -24.3% | 59,788 | $2.7M |
| Commerce Advisors, LLC | 2.19% | — | 57,806 | $2.6M |
| Employees' Retirement Fund of the City of Fort Worth | 1.11% | No change | 56,800 | $2.6M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +24.3% | 49,313 | $2.2M |
| HB Wealth Management, LLC | 0.01% | Add +789.8% | 40,745 | $1.8M |
| Argent Trust Co | 0.06% | Add +5.5% | 38,680 | $1.7M |
| Janney Montgomery Scott LLC | 0.00% | Add +6.2% | 34,589 | $1.6M |
| Benjamin Edwards Inc. | 0.01% | Add +0.8% | 27,172 | $1.2M |
| Nations Financial Group Inc, /Ia/ | 0.06% | No change | 24,883 | $1.1M |
| Susquehanna International Group, LLP | 0.00% | Add +32.6% | 19,996 | $902K |
| Krilogy Financial LLC | 0.02% | Reduce -8.5% | 14,229 | $670K |
| Miller Global Investments, LLC | 0.60% | Reduce -9.0% | 14,577 | $658K |
| Pure Financial Advisors, LLC | 0.01% | Reduce -3.9% | 13,507 | $609K |
| Heritage Trust Co | 0.06% | No change | 13,277 | $599K |
| Verdence Capital Advisors LLC | 0.03% | New | 12,633 | $570K |
| Stifel Financial Corp. | 0.00% | Reduce -89.4% | 11,135 | $502K |
| Frontier Asset Management, LLC | 0.08% | Reduce -3.6% | 8,653 | $390K |
| Capital Advisors, Ltd. LLC | 0.04% | Add +0.1% | 7,892 | $356K |
| Vann Equity Management LLC | 0.25% | — | 7,660 | $346K |
| Summit Asset Management, LLC | 0.05% | No change | 7,650 | $345K |
| VeraBank, N.A. | 0.06% | Reduce -3.2% | 7,573 | $342K |
| Sanctuary Advisors, LLC | 0.00% | No change | 7,403 | $334K |
| SpringVest Wealth Management LLC | 0.23% | Add +0.4% | 7,313 | $330K |
| Sapient Capital LLC | 0.00% | New | 6,121 | $276K |
| Quantify Chaos Advisors, LLC | 0.75% | Add +0.3% | 5,302 | $239K |
| Atlas Brown,Inc. | 0.07% | No change | 5,000 | $226K |
| LPL Financial LLC | 0.00% | Reduce -15.0% | 4,842 | $218K |
| Fifth Third Bancorp | 0.00% | New | 3,644 | $164K |
| Morgan Stanley | 0.00% | Add +407.7% | 1,386 | $63K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 655 | $30K |
| UBS Group AG | 0.00% | New | 346 | $16K |
| Osaic Holdings, Inc. | 0.00% | Reduce -22.9% | 300 | $14K |
| JPMorgan Chase & Co. | 0.00% | No change | 99 | $4K |
| FMR LLC | 0.00% | No change | 34 | $2K |
| IFP Advisors, Inc | 0.00% | Reduce -91.1% | 16 | $722 |
"% of holder's portfolio" is MGMT's weight in each manager's 13F, not the share of Ballast Small/Mid Cap ETF the manager owns.