Ballast Small/Mid Cap ETFMGMTETF
13F holders, Q1 2025 (March 31)38holders −1
4new positions
5sold out
1famous investor
$38.60avg. 13F price*
At the end of Q1 2025, 38 institutions reported holding Ballast Small/Mid Cap ETF (MGMT) in their 13F filings, down 1 from Q4 2024. 4 opened new positions and 5 sold out. The largest holders were CPC Advisors, LLC ($22.2M), HighTower Advisors, LLC ($17.2M) and Lokken Investment Group LLC ($8.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Ballast Small/Mid Cap ETF
- Filed as
- UNIFIED SER TR (Q1 2025)
- CUSIP
- 90470L550
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.4M |
| Exits | 5 | $914K |
All 13F filers, Q4 2024 → Q1 2025: 175,779 shares bought and 101,117 shares sold, net +74,662 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| CPC Advisors, LLC | 3.05% | Add +0.9% | 574,074 | $22.2M |
| HighTower Advisors, LLC | 0.02% | Reduce -6.8% | 444,463 | $17.2M |
| Lokken Investment Group LLC | 3.38% | Add +31.7% | 207,461 | $8.0M |
| Stifel Financial Corp. | 0.01% | Add +6.3% | 190,735 | $7.4M |
| First City Capital Management, Inc. | 3.28% | Reduce -7.0% | 141,757 | $5.5M |
| Rockefeller Capital Management L.P. | 0.01% | Add +11.4% | 137,768 | $5.3M |
| Weaver Consulting Group | 1.49% | Add +9.0% | 128,214 | $4.9M |
| Hedeker Wealth, LLC | 1.28% | Reduce -3.5% | 123,781 | $4.8M |
| Raymond James Financial Inc. | 0.00% | Reduce -6.2% | 97,318 | $3.8M |
| Envestnet Asset Management Inc. | 0.00% | Add +6.4% | 87,993 | $3.4M |
| Waverly Advisors, LLC | 0.04% | Add +3.7% | 84,455 | $3.3M |
| Thomasville National Bank | 0.22% | Reduce -2.0% | 76,794 | $3.0M |
| Cape Investment Advisory, Inc. | 1.16% | Add +0.0% | 75,171 | $2.9M |
| GTS Securities LLC | 0.10% | Add +59.5% | 57,928 | $2.2M |
| U.S. Capital Wealth Advisors, LLC | 0.06% | Reduce -1.9% | 53,485 | $2.1M |
| Steward Partners Investment Advisory, LLC | 0.02% | Reduce -14.5% | 46,687 | $1.8M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -20.2% | 36,858 | $1.4M |
| Argent Trust Co | 0.06% | No change | 35,600 | $1.4M |
| Nations Financial Group Inc, /Ia/ | 0.10% | No change | 34,250 | $1.3M |
| Benjamin Edwards Inc. | 0.02% | Add +10.4% | 28,157 | $1.1M |
| SPC Financial, Inc. | 0.07% | Add +31.5% | 21,239 | $820K |
| Frontier Asset Management, LLC | 0.19% | Reduce -8.4% | 16,770 | $647K |
| Pure Financial Advisors, LLC | 0.01% | New | 13,124 | $507K |
| Heritage Trust Co | 0.06% | Add +16.8% | 12,529 | $484K |
| Prime Capital Investment Advisors, LLC | 0.01% | Add +77.8% | 12,054 | $465K |
| Integrated Advisors Network LLC | 0.02% | Reduce -20.4% | 11,269 | $435K |
| LPL Financial LLC | 0.00% | New | 10,347 | $399K |
| Citadel Advisors | 0.00% | New | 8,104 | $313K |
| Sanctuary Advisors, LLC | 0.00% | Add +45.0% | 7,088 | $274K |
| SpringVest Wealth Management LLC | 0.22% | Reduce -7.6% | 6,959 | $269K |
| Capital Advisors, Ltd. LLC | 0.02% | Add +43.6% | 4,850 | $187K |
| Comerica Bank | 0.00% | New | 3,659 | $141K |
| Harbor Investment Advisory, LLC | 0.01% | Add +11.8% | 1,387 | $54K |
| Osaic Holdings, Inc. | 0.00% | Add +74.2% | 871 | $34K |
| Morgan Stanley | 0.00% | Add +312.8% | 388 | $15K |
| FMR LLC | 0.00% | No change | 215 | $8K |
| IFP Advisors, Inc | 0.00% | No change | 179 | $7K |
| Wells Fargo & Company | 0.00% | Reduce -71.4% | 136 | $5K |
"% of holder's portfolio" is MGMT's weight in each manager's 13F, not the share of Ballast Small/Mid Cap ETF the manager owns.