Ballast Small/Mid Cap ETFMGMTETF
13F holders, Q4 2024 (December 31)39holders +1
5new positions
4sold out
$41.59avg. 13F price*
At the end of Q4 2024, 39 institutions reported holding Ballast Small/Mid Cap ETF (MGMT) in their 13F filings, up 1 from Q3 2024. 5 opened new positions and 4 sold out. The largest holders were CPC Advisors, LLC ($23.6M), HighTower Advisors, LLC ($19.8M) and Stifel Financial Corp. ($7.5M).
- Company
- Ballast Small/Mid Cap ETF
- Filed as
- UNIFIED SER TR (Q4 2024)
- CUSIP
- 90470L550
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $1.1M |
| Exits | 4 | $1.5M |
All 13F filers, Q3 2024 → Q4 2024: 128,643 shares bought and 275,413 shares sold, net −146,770 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 39 holders
| CPC Advisors, LLC | 3.22% | Add +5.1% | 568,699 | $23.6M |
| HighTower Advisors, LLC | 0.03% | Reduce -2.1% | 476,826 | $19.8M |
| Stifel Financial Corp. | 0.01% | Reduce -47.4% | 179,471 | $7.5M |
| Lokken Investment Group LLC | 2.83% | Add +5.1% | 157,474 | $6.5M |
| First City Capital Management, Inc. | 3.37% | Add +10.1% | 152,399 | $6.3M |
| Hedeker Wealth, LLC | 1.33% | Reduce -3.5% | 128,290 | $5.3M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.1% | 123,716 | $5.1M |
| Weaver Consulting Group | 1.50% | Add +44.0% | 117,593 | $4.9M |
| Raymond James Financial Inc. | 0.00% | — | 103,719 | $4.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +9.7% | 82,710 | $3.4M |
| Waverly Advisors, LLC | 0.05% | Add +7.0% | 81,409 | $3.4M |
| Thomasville National Bank | 0.23% | Add +1.7% | 78,349 | $3.3M |
| Cape Investment Advisory, Inc. | 1.22% | Reduce -0.2% | 75,159 | $3.1M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +2.4% | 54,631 | $2.3M |
| U.S. Capital Wealth Advisors, LLC | 0.07% | Reduce -2.6% | 54,505 | $2.3M |
| Janney Montgomery Scott LLC | 0.01% | Add +0.2% | 46,210 | $1.9M |
| GTS Securities LLC | 0.07% | Reduce -60.3% | 36,322 | $1.5M |
| Argent Trust Co | 0.06% | No change | 35,600 | $1.5M |
| Nations Financial Group Inc, /Ia/ | 0.10% | No change | 34,250 | $1.4M |
| Benjamin Edwards Inc. | 0.02% | Reduce -1.4% | 25,509 | $1.1M |
| Frontier Asset Management, LLC | 0.25% | Reduce -5.5% | 18,315 | $762K |
| SPC Financial, Inc. | 0.06% | New | 16,146 | $671K |
| Integrated Advisors Network LLC | 0.03% | Reduce -2.2% | 14,157 | $589K |
| HB Wealth Management, LLC | 0.00% | Add +0.0% | 10,994 | $457K |
| Heritage Trust Co | 0.05% | — | 10,728 | $446K |
| SpringVest Wealth Management LLC | 0.27% | — | 7,529 | $315K |
| Prime Capital Investment Advisors, LLC | 0.00% | Add +6.3% | 6,780 | $282K |
| Sanctuary Advisors, LLC | 0.00% | No change | 4,888 | $209K |
| Atlas Brown,Inc. | 0.07% | New | 5,000 | $208K |
| Baird Financial Group, Inc. | 0.00% | New | 5,000 | $208K |
| Capital Advisors, Ltd. LLC | 0.02% | Add +4.7% | 3,378 | $140K |
| Harbor Investment Advisory, LLC | 0.00% | Reduce -25.6% | 1,241 | $52K |
| UBS Group AG | 0.00% | Add +809.7% | 937 | $39K |
| Osaic Holdings, Inc. | 0.00% | No change | 500 | $21K |
| Wells Fargo & Company | 0.00% | Add +47500.0% | 476 | $20K |
| FMR LLC | 0.00% | New | 215 | $9K |
| IFP Advisors, Inc | 0.00% | No change | 179 | $7K |
| Morgan Stanley | 0.00% | No change | 94 | $4K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 57 | $2K |
"% of holder's portfolio" is MGMT's weight in each manager's 13F, not the share of Ballast Small/Mid Cap ETF the manager owns.