Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q2 2024 (June 30)4holders +2
2new positions
0sold out
$24.87avg. 13F price*
At the end of Q2 2024, 4 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 2 from Q1 2024. 2 opened new positions and 0 sold out. The largest holders were Neuberger Berman Group LLC ($168.8M), Tranquility Partners, LLC ($429K) and Royal Bank of Canada ($69K).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $453K |
| Exits | 0 | $0 |
All 13F filers, Q1 2024 → Q2 2024: 1,012,441 shares bought and 4,037 shares sold, net +1,008,404 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 4 holders
| Neuberger Berman Group LLC | 0.14% | Add +17.2% | 6,786,915 | $168.8M |
| Tranquility Partners, LLC | 0.17% | New | 17,250 | $429K |
| Royal Bank of Canada | 0.00% | Reduce -59.3% | 2,770 | $69K |
| UBS Group AG | 0.00% | New | 956 | $24K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.