Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q1 2026 (March 31)19holders +1
4new positions
3sold out
$25.19avg. 13F price*
At the end of Q1 2026, 19 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 1 from Q4 2025. 4 opened new positions and 3 sold out. The largest holders were Neuberger Berman Group LLC ($129.4M), LPL Financial LLC ($8.1M) and Stage Harbor Financial, LLC ($6.0M).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.9M |
| Exits | 3 | $1.3M |
All 13F filers, Q4 2025 → Q1 2026: 474,728 shares bought and 220,977 shares sold, net +253,751 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 19 holders
| Neuberger Berman Group LLC | 0.10% | Add +6.6% | 5,135,247 | $129.4M |
| LPL Financial LLC | 0.00% | Reduce -19.5% | 320,403 | $8.1M |
| Stage Harbor Financial, LLC | 3.97% | Add +6.8% | 237,380 | $6.0M |
| Raymond James Financial Inc. | 0.00% | Add +9.1% | 214,258 | $5.4M |
| Bank of America Corp. | 0.00% | Reduce -23.4% | 182,391 | $4.6M |
| Exchange Traded Concepts, LLC | 0.03% | Reduce -14.7% | 132,137 | $3.3M |
| Broadway Wealth Solutions, Inc. | 1.58% | Add +6.3% | 121,473 | $3.1M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +28.0% | 114,475 | $2.9M |
| Jones Financial Companies LLLP | 0.00% | Add +7.7% | 109,085 | $2.7M |
| Motco | 0.15% | Add +15.5% | 66,351 | $1.7M |
| Royal Bank of Canada | 0.00% | New | 51,110 | $1.3M |
| HighTower Advisors, LLC | 0.00% | Add +1.6% | 44,876 | $1.1M |
| Jane Street Group, LLC | 0.00% | New | 12,964 | $327K |
| Pathstone Holdings, LLC | 0.00% | No change | 11,570 | $292K |
| Osaic Holdings, Inc. | 0.00% | Reduce -56.4% | 11,488 | $289K |
| Chevy Chase Trust Holdings, LLC | 0.00% | New | 11,050 | $278K |
| Barnes Pettey Financial Advisors, LLC | 0.11% | Add +9.4% | 10,350 | $261K |
| Barrett & Company, Inc. | 0.03% | No change | 3,326 | $84K |
| Harbour Investments, Inc. | 0.00% | New | 75 | $2K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.