Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q4 2025 (December 31)18holders +2
2new positions
0sold out
1famous investor
$25.24avg. 13F price*
At the end of Q4 2025, 18 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 2 from Q3 2025. 2 opened new positions and 0 sold out. The largest holders were Neuberger Berman Group LLC ($121.6M), LPL Financial LLC ($10.0M) and Bank of America Corp. ($6.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $5.9M |
| Exits | 0 | $0 |
All 13F filers, Q3 2025 → Q4 2025: 443,106 shares bought and 35,069 shares sold, net +408,037 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 18 holders
| Neuberger Berman Group LLC | 0.09% | Add +0.3% | 4,819,176 | $121.6M |
| LPL Financial LLC | 0.00% | Reduce -1.3% | 398,165 | $10.0M |
| Bank of America Corp. | 0.00% | Add +8.2% | 238,146 | $6.0M |
| Stage Harbor Financial, LLC | 3.78% | New | 222,271 | $5.6M |
| Raymond James Financial Inc. | 0.00% | Add +9.0% | 196,347 | $5.0M |
| Exchange Traded Concepts, LLC | 0.03% | Reduce -1.0% | 154,886 | $3.9M |
| Broadway Wealth Solutions, Inc. | 1.54% | Add +52.3% | 114,302 | $2.9M |
| Jones Financial Companies LLLP | 0.00% | Add +30.8% | 101,327 | $2.6M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +890.9% | 89,456 | $2.3M |
| Motco | 0.13% | Reduce -0.8% | 57,455 | $1.5M |
| HighTower Advisors, LLC | 0.00% | Add +43.4% | 44,171 | $1.1M |
| Worth Financial Advisory Group, LLC | 0.32% | Add +2.5% | 26,514 | $669K |
| Osaic Holdings, Inc. | 0.00% | Reduce -40.4% | 26,368 | $665K |
| Citadel Advisors | 0.00% | Add +15.4% | 15,361 | $388K |
| Pathstone Holdings, LLC | 0.00% | New | 11,570 | $292K |
| Barnes Pettey Financial Advisors, LLC | 0.12% | Add +10.2% | 9,461 | $239K |
| Susquehanna International Group, LLP | 0.00% | Reduce -55.3% | 7,956 | $201K |
| Barrett & Company, Inc. | 0.03% | No change | 3,326 | $84K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.