Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q1 2025 (March 31)9holders +2
3new positions
1sold out
$23.94avg. 13F price*
At the end of Q1 2025, 9 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 2 from Q4 2024. 3 opened new positions and 1 sold out. The largest holders were Neuberger Berman Group LLC ($167.2M), Exchange Traded Concepts, LLC ($4.5M) and Raymond James Financial Inc. ($3.4M).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $5.7M |
| Exits | 1 | $3K |
All 13F filers, Q4 2024 → Q1 2025: 490,877 shares bought and 514,681 shares sold, net −23,804 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Neuberger Berman Group LLC | 0.14% | Reduce -6.8% | 6,984,393 | $167.2M |
| Exchange Traded Concepts, LLC | 0.08% | Add +28.9% | 188,976 | $4.5M |
| Raymond James Financial Inc. | 0.00% | New | 143,910 | $3.4M |
| Bank of America Corp. | 0.00% | Add +282.7% | 127,659 | $3.1M |
| LPL Financial LLC | 0.00% | Add +460.8% | 107,921 | $2.6M |
| Mariner, LLC | 0.00% | New | 61,848 | $1.5M |
| Jones Financial Companies LLLP | 0.00% | Add +1007.6% | 31,756 | $761K |
| Royal Bank of Canada | 0.00% | New | 30,846 | $738K |
| Barrett & Company, Inc. | 0.03% | Reduce -14.6% | 3,326 | $80K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.