Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q3 2025 (September 30)16holders +1
4new positions
2sold out
1famous investor
$25.33avg. 13F price*
At the end of Q3 2025, 16 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 1 from Q2 2025. 4 opened new positions and 2 sold out. The largest holders were Neuberger Berman Group LLC ($121.7M), LPL Financial LLC ($10.2M) and Bank of America Corp. ($5.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $2.5M |
| Exits | 2 | $1.9M |
All 13F filers, Q2 2025 → Q3 2025: 340,245 shares bought and 76,509 shares sold, net +263,736 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 16 holders
| Neuberger Berman Group LLC | 0.09% | Add +1.1% | 4,804,598 | $121.7M |
| LPL Financial LLC | 0.00% | Add +37.0% | 403,584 | $10.2M |
| Bank of America Corp. | 0.00% | Add +15.6% | 220,114 | $5.6M |
| Raymond James Financial Inc. | 0.00% | Add +3.6% | 180,178 | $4.6M |
| Exchange Traded Concepts, LLC | 0.04% | Reduce -0.9% | 156,390 | $4.0M |
| Jones Financial Companies LLLP | 0.00% | Add +44.0% | 77,444 | $2.0M |
| Broadway Wealth Solutions, Inc. | 1.07% | Add +9.8% | 75,069 | $1.9M |
| Motco | 0.13% | Add +10.3% | 57,907 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | New | 44,213 | $1.1M |
| HighTower Advisors, LLC | 0.00% | New | 30,794 | $780K |
| Worth Financial Advisory Group, LLC | 0.37% | Add +17.2% | 25,877 | $655K |
| Susquehanna International Group, LLP | 0.00% | Add +77.5% | 17,805 | $451K |
| Citadel Advisors | 0.00% | New | 13,306 | $337K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +3.1% | 9,028 | $229K |
| Barnes Pettey Financial Advisors, LLC | 0.12% | New | 8,588 | $218K |
| Barrett & Company, Inc. | 0.03% | No change | 3,326 | $84K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.