Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q3 2024 (September 30)3holders −1
0new positions
1sold out
$26.62avg. 13F price*
At the end of Q3 2024, 3 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, down 1 from Q2 2024. 0 opened new positions and 1 sold out. The largest holders were Neuberger Berman Group LLC ($195.8M), Royal Bank of Canada ($542K) and Tranquility Partners, LLC ($214K).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $24K |
All 13F filers, Q2 2024 → Q3 2024: 586,179 shares bought and 10,156 shares sold, net +576,023 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 3 holders
| Neuberger Berman Group LLC | 0.15% | Add +8.4% | 7,355,504 | $195.8M |
| Royal Bank of Canada | 0.00% | Add +635.0% | 20,360 | $542K |
| Tranquility Partners, LLC | 0.08% | Reduce -53.3% | 8,050 | $214K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.