Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q2 2025 (June 30)15holders +6
6new positions
0sold out
$25.04avg. 13F price*
At the end of Q2 2025, 15 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 6 from Q1 2025. 6 opened new positions and 0 sold out. The largest holders were Neuberger Berman Group LLC ($119.0M), LPL Financial LLC ($7.4M) and Bank of America Corp. ($4.8M).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $4.2M |
| Exits | 0 | $0 |
All 13F filers, Q1 2025 → Q2 2025: 476,478 shares bought and 2,287,584 shares sold, net −1,811,106 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 15 holders
| Neuberger Berman Group LLC | 0.09% | Reduce -31.9% | 4,753,828 | $119.0M |
| LPL Financial LLC | 0.00% | Add +173.0% | 294,669 | $7.4M |
| Bank of America Corp. | 0.00% | Add +49.1% | 190,347 | $4.8M |
| Raymond James Financial Inc. | 0.00% | Add +20.8% | 173,905 | $4.4M |
| Exchange Traded Concepts, LLC | 0.05% | Reduce -16.4% | 157,894 | $4.0M |
| Mariner, LLC | 0.00% | Add +13.3% | 70,096 | $1.8M |
| Broadway Wealth Solutions, Inc. | 1.07% | New | 68,384 | $1.7M |
| Jones Financial Companies LLLP | 0.00% | Add +69.3% | 53,775 | $1.4M |
| Motco | 0.13% | New | 52,482 | $1.3M |
| Worth Financial Advisory Group, LLC | 0.34% | New | 22,084 | $553K |
| Susquehanna International Group, LLP | 0.00% | New | 10,029 | $251K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | New | 8,757 | $219K |
| Christopher J. Hasenberg, Inc | 0.05% | New | 5,044 | $126K |
| Royal Bank of Canada | 0.00% | Reduce -84.1% | 4,909 | $123K |
| Barrett & Company, Inc. | 0.03% | No change | 3,326 | $83K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.