Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q4 2024 (December 31)7holders +4
6new positions
2sold out
$25.35avg. 13F price*
At the end of Q4 2024, 7 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 4 from Q3 2024. 6 opened new positions and 2 sold out. The largest holders were Neuberger Berman Group LLC ($190.1M), Exchange Traded Concepts, LLC ($3.7M) and Bank of America Corp. ($846K).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $5.2M |
| Exits | 2 | $756K |
All 13F filers, Q3 2024 → Q4 2024: 348,935 shares bought and 28,410 shares sold, net +320,525 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 7 holders
| Neuberger Berman Group LLC | 0.15% | Add +1.9% | 7,498,407 | $190.1M |
| Exchange Traded Concepts, LLC | 0.08% | New | 146,568 | $3.7M |
| Bank of America Corp. | 0.00% | New | 33,361 | $846K |
| LPL Financial LLC | 0.00% | New | 19,243 | $488K |
| Barrett & Company, Inc. | 0.04% | New | 3,893 | $99K |
| Jones Financial Companies LLLP | 0.00% | New | 2,867 | $73K |
| Parallel Advisors, LLC | 0.00% | New | 100 | $3K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.