Pgim S&P 500 Buffer 20-AprPBAPETF
13F holders, Q2 2026 (June 30)15holders −1
2new positions
3sold out
$31.01avg. 13F price*
At the end of Q2 2026, 15 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, down 1 from Q1 2026. 2 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($15.2M), Centaurus Financial, Inc. ($3.2M) and Jim Saulnier & Associates, LLC ($2.5M).
- Company
- Pgim S&P 500 Buffer 20-Apr
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N809
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $1.1M |
| Exits | 3 | $1.6M |
All 13F filers, Q1 2026 → Q2 2026: 355,182 shares bought and 54,423 shares sold, net +300,759 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 15 holders
| Prudential Financial Inc. | 0.02% | Add +66.2% | 488,860 | $15.2M |
| Centaurus Financial, Inc. | 0.13% | Add +67.7% | 104,342 | $3.2M |
| Jim Saulnier & Associates, LLC | 1.01% | Add +41.6% | 81,028 | $2.5M |
| Blue Water Asset Management | 0.49% | Add +23.4% | 48,873 | $1.5M |
| Cetera Investment Advisers | 0.00% | Add +214.6% | 38,309 | $1.2M |
| Smith, Moore & Co. | 0.07% | New | 33,333 | $1.0M |
| Spire Wealth Management | 0.03% | Add +61.9% | 32,015 | $993K |
| Commonwealth Equity Services, LLC | 0.00% | Add +21.5% | 26,858 | $833K |
| Kestra Advisory Services, LLC | 0.00% | Add +8.9% | 20,662 | $641K |
| American Asset Management Inc. | 0.43% | Add +35.4% | 17,051 | $529K |
| DHJJ Financial Advisors, Ltd. | 0.08% | Add +10.2% | 9,018 | $280K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 2,000 | $62K |
| Royal Bank of Canada | 0.00% | New | 1,774 | $55K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 1,700 | $53K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 588 | $18K |
"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.