Pgim S&P 500 Buffer 20-AprPBAPETF
13F holders, Q4 2025 (December 31)13holders −1
1new positions
3sold out
$28.97avg. 13F price*
At the end of Q4 2025, 13 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, down 1 from Q3 2025. 1 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($6.9M), Centaurus Financial, Inc. ($2.6M) and Jim Saulnier & Associates, LLC ($1.8M).
- Company
- Pgim S&P 500 Buffer 20-Apr
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N809
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $221K |
| Exits | 3 | $776K |
All 13F filers, Q3 2025 → Q4 2025: 65,279 shares bought and 52,795 shares sold, net +12,484 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 13 holders
| Prudential Financial Inc. | 0.01% | Add +31.6% | 239,886 | $6.9M |
| Centaurus Financial, Inc. | 0.12% | Reduce -0.1% | 88,275 | $2.6M |
| Jim Saulnier & Associates, LLC | 0.91% | Reduce -2.4% | 60,434 | $1.8M |
| Spire Wealth Management | 0.04% | Reduce -25.9% | 44,389 | $1.3M |
| Blue Water Asset Management | 0.30% | — | 28,967 | $839K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -6.9% | 24,834 | $720K |
| Kestra Advisory Services, LLC | 0.00% | No change | 22,367 | $648K |
| American Asset Management Inc. | 0.31% | Reduce -30.8% | 12,589 | $365K |
| Cetera Investment Advisers | 0.00% | No change | 11,991 | $347K |
| DHJJ Financial Advisors, Ltd. | 0.09% | Reduce -4.8% | 9,780 | $283K |
| Susquehanna International Group, LLP | 0.00% | New | 7,620 | $221K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 2,000 | $58K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -25.8% | 1,325 | $38K |
"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.