Pgim S&P 500 Buffer 20-AprPBAPETF

13F holders, Q4 2024 (December 31)
6holders
0new positions
0sold out
$27.25avg. 13F price*

At the end of Q4 2024, 6 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, unchanged from Q3 2024. 0 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.8M), Jim Saulnier & Associates, LLC ($1.4M) and Kestra Advisory Services, LLC ($817K).

Company
Pgim S&P 500 Buffer 20-Apr
Filed as
PGIM ROCK ETF TR (Q4 2024)
CUSIP
69420N809
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 4Q2 2024Q3 2024: 6Q3 2024Q4 2024: 6Q4 2024Q1 2025: 8Q1 2025Q2 2025: 13Q2 2025Q3 2025: 14Q3 2025Q4 2025: 13Q4 2025Q1 2026: 16Q1 2026Q2 2026: 15Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions0$0
Exits0$0

All 13F filers, Q3 2024 → Q4 2024: 50,602 shares bought and 576 shares sold, net +50,026 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 6 holders

Prudential Financial Inc. 0.00% Add +98.4% 101,746 $2.8M
Jim Saulnier & Associates, LLC 1.17% No change 49,639 $1.4M
Kestra Advisory Services, LLC 0.00% Reduce -1.0% 29,995 $817K
Cetera Investment Advisers 0.00% Add +1.3% 10,774 $294K
DHJJ Financial Advisors, Ltd. 0.09% No change 8,350 $228K
UBS Group AG 0.00% Reduce -71.1% 112 $3K

"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.