Pgim S&P 500 Buffer 20-AprPBAPETF
13F holders, Q1 2026 (March 31)16holders +3
4new positions
1sold out
$29.40avg. 13F price*
At the end of Q1 2026, 16 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, up 3 from Q4 2025. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($8.6M), Centaurus Financial, Inc. ($1.8M) and Jim Saulnier & Associates, LLC ($1.7M).
- Company
- Pgim S&P 500 Buffer 20-Apr
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N809
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.7M |
| Exits | 1 | $221K |
All 13F filers, Q4 2025 → Q1 2026: 121,139 shares bought and 69,944 shares sold, net +51,195 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 16 holders
| Prudential Financial Inc. | 0.01% | Add +22.6% | 294,063 | $8.6M |
| Centaurus Financial, Inc. | 0.09% | Reduce -29.5% | 62,227 | $1.8M |
| Jim Saulnier & Associates, LLC | 0.82% | Reduce -5.3% | 57,234 | $1.7M |
| Blue Water Asset Management | 0.40% | Add +36.8% | 39,619 | $1.2M |
| LeClair Wealth Partners LLC | 0.40% | New | 39,619 | $1.2M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -11.0% | 22,104 | $650K |
| Spire Wealth Management | 0.02% | Reduce -55.4% | 19,780 | $582K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -15.2% | 18,967 | $558K |
| Jane Street Group, LLC | 0.00% | New | 12,942 | $381K |
| American Asset Management Inc. | 0.32% | No change | 12,589 | $370K |
| Cetera Investment Advisers | 0.00% | Add +1.6% | 12,178 | $358K |
| DHJJ Financial Advisors, Ltd. | 0.08% | Reduce -16.4% | 8,180 | $241K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 2,000 | $59K |
| UBS Group AG | 0.00% | New | 1,862 | $55K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 1,700 | $50K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -55.6% | 588 | $17K |
"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.