Pgim S&P 500 Buffer 20-AprPBAPETF
13F holders, Q3 2025 (September 30)14holders +1
1new positions
0sold out
1famous investor
$28.42avg. 13F price*
At the end of Q3 2025, 14 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, up 1 from Q2 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($5.2M), Centaurus Financial, Inc. ($2.5M) and Jim Saulnier & Associates, LLC ($1.8M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Pgim S&P 500 Buffer 20-Apr
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N809
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $410K |
| Exits | 0 | $0 |
All 13F filers, Q2 2025 → Q3 2025: 34,738 shares bought and 86,496 shares sold, net −51,758 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Prudential Financial Inc. | 0.01% | Add +12.5% | 182,227 | $5.2M |
| Centaurus Financial, Inc. | 0.12% | Reduce -5.4% | 88,341 | $2.5M |
| Jim Saulnier & Associates, LLC | 0.98% | No change | 61,926 | $1.8M |
| Spire Wealth Management | 0.06% | Reduce -49.9% | 59,939 | $1.7M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -0.2% | 26,666 | $758K |
| Kestra Advisory Services, LLC | 0.00% | No change | 22,367 | $636K |
| American Asset Management Inc. | 0.46% | Reduce -44.0% | 18,189 | $517K |
| Citadel Advisors | 0.00% | New | 14,440 | $410K |
| Cetera Investment Advisers | 0.00% | Reduce -4.2% | 11,991 | $341K |
| DHJJ Financial Advisors, Ltd. | 0.10% | No change | 10,272 | $292K |
| Old Mission Capital LLC | 0.01% | Reduce -38.5% | 7,847 | $223K |
| Royal Bank of Canada | 0.00% | Reduce -28.2% | 5,016 | $143K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 2,000 | $57K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 1,785 | $51K |
"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.