Pgim S&P 500 Buffer 20-AprPBAPETF
13F holders, Q1 2025 (March 31)8holders +2
3new positions
1sold out
$26.61avg. 13F price*
At the end of Q1 2025, 8 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, up 2 from Q4 2024. 3 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($3.2M), Jim Saulnier & Associates, LLC ($1.3M) and Kestra Advisory Services, LLC ($442K).
- Company
- Pgim S&P 500 Buffer 20-Apr
- Filed as
- PGIM ROCK ETF TR (Q1 2025)
- CUSIP
- 69420N809
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $698K |
| Exits | 1 | $3K |
All 13F filers, Q4 2024 → Q1 2025: 44,982 shares bought and 14,125 shares sold, net +30,857 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| Prudential Financial Inc. | 0.00% | Add +18.4% | 120,468 | $3.2M |
| Jim Saulnier & Associates, LLC | 1.03% | No change | 49,639 | $1.3M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -44.6% | 16,620 | $442K |
| Cetera Investment Advisers | 0.00% | Reduce -5.9% | 10,136 | $270K |
| Old Mission Capital LLC | 0.01% | New | 10,003 | $266K |
| Commonwealth Equity Services, LLC | 0.00% | New | 9,028 | $240K |
| DHJJ Financial Advisors, Ltd. | 0.09% | No change | 8,350 | $222K |
| Royal Bank of Canada | 0.00% | New | 7,229 | $192K |
"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.