Pgim S&P 500 Buffer 20-AprPBAPETF
13F holders, Q3 2024 (September 30)6holders +2
1new positions
0sold out
$26.69avg. 13F price*
At the end of Q3 2024, 6 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, up 2 from Q2 2024. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($1.4M), Jim Saulnier & Associates, LLC ($1.3M) and Kestra Advisory Services, LLC ($809K).
- Company
- Pgim S&P 500 Buffer 20-Apr
- Filed as
- PGIM ROCK ETF TR (Q3 2024)
- CUSIP
- 69420N809
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $223K |
| Exits | 0 | $0 |
All 13F filers, Q2 2024 → Q3 2024: 14,862 shares bought and 1,426 shares sold, net +13,436 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Prudential Financial Inc. | 0.00% | Add +14.6% | 51,278 | $1.4M |
| Jim Saulnier & Associates, LLC | 1.30% | — | 49,639 | $1.3M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -4.5% | 30,295 | $809K |
| Cetera Investment Advisers | 0.00% | No change | 10,640 | $284K |
| DHJJ Financial Advisors, Ltd. | 0.09% | New | 8,350 | $223K |
| UBS Group AG | 0.00% | Reduce -0.3% | 388 | $10K |
"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.