Pgim S&P 500 Buffer 20-AprPBAPETF

13F holders, Q2 2025 (June 30)
13holders +5
5new positions
0sold out
$27.73avg. 13F price*

At the end of Q2 2025, 13 institutions reported holding Pgim S&P 500 Buffer 20-Apr (PBAP) in their 13F filings, up 5 from Q1 2025. 5 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($4.5M), Spire Wealth Management ($3.3M) and Centaurus Financial, Inc. ($2.6M).

Company
Pgim S&P 500 Buffer 20-Apr
Filed as
PGIM ROCK ETF TR (Q2 2025)
CUSIP
69420N809
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 4Q2 2024Q3 2024: 6Q3 2024Q4 2024: 6Q4 2024Q1 2025: 8Q1 2025Q2 2025: 13Q2 2025Q3 2025: 14Q3 2025Q4 2025: 13Q4 2025Q1 2026: 16Q1 2026Q2 2026: 15Q2 2026

Total Exit/New Position Q1 2025 → Q2 2025

InstitutionsTotal Value
New Positions5$6.9M
Exits0$0

All 13F filers, Q1 2025 → Q2 2025: 333,533 shares bought and 242 shares sold, net +333,291 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 13 holders

Prudential Financial Inc. 0.01% Add +34.4% 161,929 $4.5M
Spire Wealth Management 0.12% New 119,649 $3.3M
Centaurus Financial, Inc. 0.15% New 93,384 $2.6M
Jim Saulnier & Associates, LLC 1.17% Add +24.8% 61,926 $1.7M
American Asset Management Inc. 0.83% New 32,479 $901K
Commonwealth Equity Services, LLC 0.00% Add +195.9% 26,717 $741K
Kestra Advisory Services, LLC 0.00% Add +34.6% 22,367 $620K
Old Mission Capital LLC 0.01% Add +27.5% 12,755 $354K
Cetera Investment Advisers 0.00% Add +23.5% 12,514 $347K
DHJJ Financial Advisors, Ltd. 0.10% Add +23.0% 10,272 $285K
Royal Bank of Canada 0.00% Reduce -3.4% 6,987 $194K
Harbor Investment Advisory, LLC 0.00% New 2,000 $55K
PNC Financial Services Group, Inc. 0.00% New 1,785 $50K

"% of holder's portfolio" is PBAP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Apr the manager owns.