Pgim S&P 500 Buffer 20-FebPBFBETF
13F holders, Q2 2026 (June 30)17holders −3
0new positions
3sold out
$31.92avg. 13F price*
At the end of Q2 2026, 17 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, down 3 from Q1 2026. 0 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($15.2M), Spire Wealth Management ($3.0M) and Jim Saulnier & Associates, LLC ($3.0M).
- Company
- Pgim S&P 500 Buffer 20-Feb
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N403
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 3 | $1.2M |
All 13F filers, Q1 2026 → Q2 2026: 197,566 shares bought and 45,435 shares sold, net +152,131 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 17 holders
| Prudential Financial Inc. | 0.02% | Add +64.4% | 475,014 | $15.2M |
| Spire Wealth Management | 0.09% | Reduce -0.1% | 94,668 | $3.0M |
| Jim Saulnier & Associates, LLC | 1.20% | No change | 93,746 | $3.0M |
| American Asset Management Inc. | 2.16% | Reduce -1.3% | 82,989 | $2.6M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -6.0% | 33,922 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Add +5.3% | 32,476 | $1.0M |
| Blue Water Asset Management | 0.27% | Reduce -3.7% | 25,963 | $829K |
| Cetera Investment Advisers | 0.00% | Add +4.0% | 23,953 | $765K |
| Raymond James Financial Inc. | 0.00% | No change | 20,997 | $670K |
| Three Seasons Wealth, LLC | 0.06% | No change | 20,953 | $669K |
| Kintra Wealth, LLC | 0.03% | Add +72.6% | 16,300 | $529K |
| MML Investors Services, LLC | 0.00% | Add +19.1% | 12,867 | $411K |
| DHJJ Financial Advisors, Ltd. | 0.09% | No change | 10,048 | $321K |
| Royal Bank of Canada | 0.00% | Reduce -5.5% | 7,269 | $232K |
| Sagespring Wealth Partners, LLC | 0.00% | No change | 6,742 | $215K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 1,016 | $32K |
| St Germain D J Co. Inc. | 0.00% | No change | 485 | $15K |
"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.