Pgim S&P 500 Buffer 20-FebPBFBETF
13F holders, Q3 2025 (September 30)11holders −1
0new positions
1sold out
$29.71avg. 13F price*
At the end of Q3 2025, 11 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, down 1 from Q2 2025. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.2M), Commonwealth Equity Services, LLC ($1.5M) and Jim Saulnier & Associates, LLC ($1.4M).
- Company
- Pgim S&P 500 Buffer 20-Feb
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N403
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $173K |
All 13F filers, Q2 2025 → Q3 2025: 20,469 shares bought and 13,070 shares sold, net +7,399 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 11 holders
| Prudential Financial Inc. | 0.01% | Add +12.5% | 176,640 | $5.2M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -11.2% | 50,623 | $1.5M |
| Jim Saulnier & Associates, LLC | 0.81% | No change | 48,618 | $1.4M |
| Three Seasons Wealth, LLC | 0.06% | No change | 20,953 | $623K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -0.7% | 18,090 | $537K |
| Cetera Investment Advisers | 0.00% | Reduce -2.1% | 17,083 | $508K |
| American Asset Management Inc. | 0.35% | No change | 13,069 | $388K |
| DHJJ Financial Advisors, Ltd. | 0.08% | No change | 7,718 | $229K |
| Harbour Investments, Inc. | 0.00% | No change | 1,438 | $43K |
| PNC Financial Services Group, Inc. | 0.00% | Add +339.8% | 1,016 | $30K |
| UBS Group AG | 0.00% | Reduce -17.4% | 671 | $20K |
"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.