Pgim S&P 500 Buffer 20-FebPBFBETF

13F holders, Q4 2025 (December 31)
11holders
0new positions
1sold out
$30.44avg. 13F price*

At the end of Q4 2025, 11 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, unchanged from Q3 2025. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($7.0M), Jim Saulnier & Associates, LLC ($1.5M) and Commonwealth Equity Services, LLC ($1.4M).

Company
Pgim S&P 500 Buffer 20-Feb
Filed as
PGIM ROCK ETF TR (Q4 2025)
CUSIP
69420N403
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 5Q4 2024Q1 2025: 10Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 11Q4 2025Q1 2026: 20Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions0$0
Exits1$43K

All 13F filers, Q3 2025 → Q4 2025: 52,177 shares bought and 7,678 shares sold, net +44,499 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 11 holders

Prudential Financial Inc. 0.01% Add +29.3% 228,368 $7.0M
Jim Saulnier & Associates, LLC 0.76% Reduce -0.7% 48,286 $1.5M
Commonwealth Equity Services, LLC 0.00% Reduce -11.3% 44,880 $1.4M
Three Seasons Wealth, LLC 0.06% No change 20,953 $638K
Kestra Advisory Services, LLC 0.00% No change 18,090 $551K
Cetera Investment Advisers 0.00% No change 17,083 $520K
American Asset Management Inc. 0.33% Reduce -1.3% 12,904 $393K
Blue Water Asset Management 0.13% — 11,459 $349K
DHJJ Financial Advisors, Ltd. 0.08% No change 7,718 $235K
UBS Group AG 0.00% Add +66.9% 1,120 $34K
PNC Financial Services Group, Inc. 0.00% No change 1,016 $31K

"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.