Pgim S&P 500 Buffer 20-FebPBFBETF
13F holders, Q1 2026 (March 31)20holders +9
9new positions
0sold out
$30.04avg. 13F price*
At the end of Q1 2026, 20 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, up 9 from Q4 2025. 9 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Spire Wealth Management ($2.8M) and Jim Saulnier & Associates, LLC ($2.8M).
- Company
- Pgim S&P 500 Buffer 20-Feb
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N403
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $5.8M |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 405,262 shares bought and 9,862 shares sold, net +395,400 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 20 holders
| Prudential Financial Inc. | 0.01% | Add +26.5% | 288,905 | $8.7M |
| Spire Wealth Management | 0.10% | New | 94,789 | $2.8M |
| Jim Saulnier & Associates, LLC | 1.37% | Add +94.2% | 93,746 | $2.8M |
| American Asset Management Inc. | 2.19% | Add +551.9% | 84,119 | $2.5M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -19.6% | 36,098 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Add +70.5% | 30,853 | $927K |
| Blue Water Asset Management | 0.28% | Add +135.3% | 26,957 | $810K |
| LeClair Wealth Partners LLC | 0.28% | New | 26,957 | $810K |
| Cetera Investment Advisers | 0.00% | Add +34.9% | 23,040 | $692K |
| Raymond James Financial Inc. | 0.00% | New | 20,997 | $631K |
| Three Seasons Wealth, LLC | 0.24% | No change | 20,953 | $629K |
| Old Mission Capital LLC | 0.01% | New | 13,592 | $408K |
| MML Investors Services, LLC | 0.00% | New | 10,804 | $325K |
| DHJJ Financial Advisors, Ltd. | 0.10% | Add +30.2% | 10,048 | $302K |
| Kintra Wealth, LLC | 0.02% | New | 9,442 | $284K |
| Royal Bank of Canada | 0.00% | New | 7,694 | $231K |
| Sagespring Wealth Partners, LLC | 0.00% | New | 6,742 | $203K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 1,016 | $31K |
| St Germain D J Co. Inc. | 0.00% | New | 485 | $15K |
| UBS Group AG | 0.00% | Reduce -96.4% | 40 | $1K |
"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.